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Comments on NMS Plan: National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail

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Date Sort descending	Letter Type	Release Number	Commenter Name
March 13, 2015	Public Comment	34-74223	Manisha Kimmel, Managing Director, Financial Information Forum
March 13, 2015	Public Comment	34-74223	Tamara Schademann, EVP, CRO, BATS Exchange, Inc., et al.
Nov. 21, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 21, 2014, meeting with representatives of the Development Advisory Group for the Consolidated Audit Trail
Sept. 18, 2014	Public Comment	34-70892	Manisha Kimmel, Managing Director, Financial Information Forum
Aug. 21, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Office of Commissioner Kara Stein regarding an August 21, 2014, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
June 5, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Office of Commissioner Kara Stein regarding a March 20, 2014, meeting with representatives of the Financial Information Forum
March 27, 2014	Public Comment	34-70892	Timothy Cummings, Assistant Vice President, Equities and Assistant General Counsel, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
March 20, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Office of Commissioner Kara Stein regarding a March 20, 2014, meeting with representatives of the Financial Information Forum
Feb. 24, 2014	Public Comment	34-70892	Tamara Schademann, BATS Exchange, Inc., et al.
Feb. 13, 2014	Public Comment	34-70892	Manisha Kimmel, Executive Director, Financial Information Forum
Feb. 11, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Division of Trading and Markets regarding a February 11, 2014, meeting with representatives of Galileo Global Advisors
Feb. 11, 2014	Meeting with SEC Officials	34-70892	Memorandum from the Division of Trading and Markets regarding a February 6, 2014, meeting with representatives of the Financial Information Forum
Jan. 31, 2014	Public Comment	34-70892	Tamara Schademann, BATS Exchange, Inc., et al.
Jan. 24, 2014	Public Comment	34-70892	Manisha Kimmel, Executive Director, Financial Information Forum
Dec. 23, 2013	Public Comment	34-70892	Anonymous
Dec. 23, 2013	Public Comment	34-70892	Anonymous
Dec. 23, 2013	Public Comment	34-70892	Manisha Kimmel, Executive Director, Financial Information Forum
Dec. 23, 2013	Public Comment	34-70892	Theodore R. Lazo, Managing Director & Associate General Counsel, SIFMA
Dec. 20, 2013	Public Comment	34-70892	Marcia Asquith, Senior Vice President and Corporate Secretary, Financial Industry Regulatory Authority, Washington, District of Columbia

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-668

Release Number

34-74223

34-70892

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