34-74636
April 2, 2015
SR-NYSEMKT-2015-17
Notice of Filing of Proposed Rule Change Amending Rule 923NY To Refine the Appointment Process Utilized by the Exchange Comments Due: Exhibit 5 , Rel. No. 34-75033 , Rel. No. 34-75322 Federal Register version (80 FR 18884)
34-74641
April 2, 2015
SR-NYSEMKT-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify That a Member Organization May Request That the Exchange Aggregate Its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume Comments Due: Exhibit 5 Federal Register version (80 FR 18896)
34-74635
April 2, 2015
SR-NYSEArca-2015-17
Notice of Filing of Proposed Rule Change Amending Rule 6.35 To Refine the Appointment Process Utilized by the Exchange Comments Due: Exhibit 5 , Rel. No. 34-75032 , Rel. No. 34-75323 Federal Register version (80 FR 18909)
34-74640
April 2, 2015
SR-NYSE-2015-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Specify That a Member Organization May Request That the Exchange Aggregate its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume Comments Due: Exhibit 5 Federal Register version (80 FR 18873)
34-74639
April 2, 2015
SR-NSCC-2015-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services Comments Due: Exhibit 5 Federal Register version (80 FR 18889)
34-74638
April 2, 2015
SR-BX-2015-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751(h) Comments Due: Exhibit 5 Federal Register version (80 FR 18890)
34-74637
April 2, 2015
SR-NASDAQ-2015-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rule 4751(h)(5) Comments Due: Federal Register version (80 FR 18907)
34-74632
April 2, 2015
SR-MIAX-2015-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 18892)
34-74633
April 2, 2015
SR-MIAX-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 18894)
34-74622
April 1, 2015
SR-ISEGemini-2015-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members Comments Due: Federal Register version (80 FR 18665)
34-74628
April 1, 2015
SR-Phlx-2015-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h) Comments Due: Exhibit 5 Federal Register version (80 FR 20043)
34-74629
April 1, 2015
SR-NASDAQ-2015-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c) Comments Due: Federal Register version (80 FR 18471)
34-74623
April 1, 2015
SR-ISE-2015-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members Comments Due: Federal Register version (80 FR 18447)
34-74618
March 31, 2015
SR-Phlx-2015-29
Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-74954 Federal Register version (80 FR 18452)
34-74617
March 31, 2015
SR-BX-2015-015
Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75291 Federal Register version (80 FR 18473)
34-74616
March 31, 2015
SR-NASDAQ-2015-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates Comments Due: Exhibit 5 Federal Register version (80 FR 18450)
34-74604
March 30, 2015
SR-NYSEArca-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Specify That Affiliated Exchange ETP Holders May Request That the Exchange Aggregate Its Eligible Activity With Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume Comments Due: Exhibit 5 Federal Register version (80 FR 20043)
34-74605
March 30, 2015
SR-NYSEArca-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the ETP Fee Comments Due: Exhibit 5 Federal Register version (80 FR 18269)
34-74601
March 27, 2015
SR-EDGX-2015-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product Comments Due: Exhibit 5 Federal Register version (80 FR 17804)
34-74598
March 27, 2015
SR-BATS-2015-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product Comments Due: Exhibit 5 Federal Register version (80 FR 17791)
34-74599
March 27, 2015
SR-BYX-2015-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product Comments Due: Exhibit 5 Federal Register version (80 FR 17812)
34-74600
March 27, 2015
SR-EDGA-2015-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product Comments Due: Exhibit 5 Federal Register version (80 FR 17797)
34-74597
March 27, 2015
SR-NSX-2015-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amended and Restated Certificate of Incorporation of National Stock Exchange Holdings, Inc., the Exchange's Parent Corporation, and the Amended and Restated Certificate of Incorporation of the Exchange Comments Due: Exhibit 5A , and Exhibit 5B Federal Register version (80 FR 17801)
34-74603
March 27, 2015
SR-OCC-2015-009
Notice of Filing of a Proposed Rule Change To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources Comments Due: Rel. No. 34-74980 , Rel. No. 34-74980 Federal Register version (80 FR 17808)
34-74589
March 26, 2015
SR-BATS-2015-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 17518)
34-74594
March 26, 2015
SR-BYX-2015-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 17522)
34-74587
March 26, 2015
SR-CME-2015-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Default Management Committee and Address OTC Products That Are Subject to CME's Base Financial Safeguards Comments Due: Federal Register version (80 FR 17516)
34-74591
March 26, 2015
SR-CME-2015-010
Notice of Filing and Immediate Effectiveness of Proposed Rules Change To Amend Listing Rules for New CDX Indexes Available for Clearing Comments Due: View Received Comments Federal Register version (80 FR 17525)
34-74592
March 26, 2015
SR-Phlx-2015-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Harmonization of Phlx Rules Comments Due: Exhibit 5 Federal Register version (80 FR 17534)
34-74593
March 26, 2015
SR-ICC-2015-003
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names Comments Due: Rel. No. 34-74192 Federal Register version (80 FR 17538)
34-74590
March 26, 2015
SR-CBOE-2015-029
Notice of Filing of a Proposed Rule Change Relating to Stock-Option Order Handling Comments Due: Exhibit 5 , Rel. No. 34-74960 Federal Register version (80 FR 17528)
34-74580
March 25, 2015
SR-NASDAQ-2015-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 5950 Comments Due: Exhibit 5 Federal Register version (80 FR 17126)
34-74577
March 25, 2015
SR-ICEEU-2015-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FATCA Requirements Comments Due: Federal Register version (80 FR 17119)
34-74579
March 25, 2015
SR-ICEEU-2015-007
Notice of Filing of Proposed Rule Change Relating to Collateral and Haircut Policy Comments Due: Rel. No. 34-74955 Federal Register version (80 FR 17132)
34-74583
March 25, 2015
SR-ICEEU-2015-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts Comments Due: Federal Register version (80 FR 17124)
34-74576
March 25, 2015
SR-BOX-2015-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015 Comments Due: Federal Register version (80 FR 17122)
34-74571
March 24, 2015
SR-NYSEMKT-2015-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Relating to Pegging Interest Comments Due: Exhibit 5 Federal Register version (80 FR 16707)
34-74572
March 24, 2015
SR-NYSEARCA-2015-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Until September 30, 2015 Comments Due: Exhibit 5 Federal Register version (80 FR 16705)
34-74570
March 24, 2015
SR-NYSE-2015-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Relating to Pegging Interest Comments Due: Exhibit 5 Federal Register version (80 FR 16716)
34-74568
March 24, 2015
SR-FINRA-2015-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees Comments Due: Federal Register version (80 FR 16713)
34-74565
March 23, 2015
SR-BATS-2015-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Rule 21.17, Exchange Sharing of User Designated Risk Settings Comments Due: Exhibit 5 Federal Register version (80 FR 16475)
34-74562
March 23, 2015
SR-NYSEArca-2015-15
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-74562 Federal Register version (80 FR 16477)
34-74561
March 23, 2015
SR-MSRB-2015-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees Comments Due: Exhibit 5 Federal Register version (80 FR 16485)
34-74564
March 23, 2015
SR-MSRB-2015-02
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service View Received Comments Exhibit 2 , Exhibit 5 , Order Rel. No. 34-75039 Federal Register version (80 FR 16466)
34-74563
March 23, 2015
SR-ICC-2015-004
Notice of Filing of Proposed Rule Change Relating to Physical Settlement of CDS Contracts Comments Due: View Received Comments Rel. No. 34-74917 Federal Register version (80 FR 16471)
34-74556
March 20, 2015
SR-BATS-2014-067
Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to BATS Rules 20.3 and 20.6 Comments Due: Federal Register version (80 FR 16031)
34-74553
March 20, 2015
SR-Phlx-2015-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements Comments Due: Exhibit 5 Federal Register version (80 FR 16072)
34-74559
March 20, 2015
SR-NYSEArca-2014-100
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75023 , No. Rel. 34-74559A , Rel. No. 34-73914 Federal Register version (80 FR 16047)
34-74558
March 20, 2015
SR-NASDAQ-2015-024
Notice of Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-74881 Federal Register version (80 FR 16050)
34-74554
March 20, 2015
SR-MIAX-2015-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 16048)
34-74555
March 20, 2015
SR-MIAX-2015-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 16044)
34-74560
March 20, 2015
SR-CBOE-2015-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism Comments Due: Federal Register version (80 FR 16040)
34-74531
March 19, 2015
SR-Phlx-2015-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV Comments Due: Exhibit 5 Federal Register version (80 FR 15850)
34-74533
March 19, 2015
SR-Phlx-2015-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules Comments Due: Exhibit 5 Federal Register version (80 FR 15831)
34-74536
March 19, 2015
SR-OCC-2015-007
Notice of Filing of Proposed Rule Change To Enhance the Measurement Used To Establish Minimum Capital Requirements for Banks Approved To Issue Letters of Credit Comments Due: Rel. No. 34-74894 , Rel. No. 34-74894 Federal Register version (80 FR 15846)
34-74535
March 19, 2015
SR-NYSEMKT-2015-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules Comments Due: Exhibit 5 Federal Register version (80 FR 15829)
34-74540
March 19, 2015
SR-NYSEMKT-2015-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 Comments Due: Exhibit 5 Federal Register version (80 FR 15848)
34-74534
March 19, 2015
SR-NYSEArca-2015-01
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes Comments Due: Rel. No. 34-75569 , Rel. No. 34-74863 , Rel. No. 34-74175 Federal Register version (80 FR 15834)
34-74541
March 19, 2015
SR-NYSEARCA-2015-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 Comments Due: Exhibit 5 Federal Register version (80 FR 15838)
34-74544
March 19, 2015
SR-NYSEArca-2015-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products Comments Due: Federal Register version (80 FR 15840)
34-74538
March 19, 2015
SR-MIAX-2015-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 15834)
34-74529
March 18, 2015
SR-ISEGemini-2015-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 15650)
34-74524
March 18, 2015
SR-NASDAQ-2015-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under NASDAQ Rule 7016(a) Comments Due: Exhibit 5 Federal Register version (80 FR 15644)
34-74525
March 18, 2015
SR-ISE-2015-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 15646)
34-74528
March 18, 2015
SR-ISE-2015-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 15651)
34-74526
March 18, 2015
SR-BOX-2015-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM Comments Due: View Received Comments Rel. No. 34-74178 , Rel. No. 34-74876 Federal Register version (80 FR 15653)
34-74518
March 17, 2015
SR-NASDAQ-2015-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(h)(5) Relating to Market Hours IOC Orders Comments Due: Exhibit 5 Federal Register version (80 FR 15260)
34-74519
March 17, 2015
SR-CBOE-2015-026
Notice of Filing of a Proposed Rule Change Relating to Rules 6.74A and 6.74B Comments Due: View Received Comments Rel. No. 34-76351 , Rel. No. 34-75908 , Rel. No. 34-75245 , Rel. No. 34-74862 Federal Register version (80 FR 15264)
34-74513
March 16, 2015
SR-BATS-2015-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions Comments Due: Exhibit 5 Federal Register version (80 FR 15046)
34-74514
March 16, 2015
SR-BYX-2015-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions Comments Due: Exhibit 5 Federal Register version (80 FR 15048)
34-74511
March 16, 2015
SR-OCC-2015-006
Notice of Filing of Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures Comments Due: Federal Register version (80 FR 15042)
34-74512
March 16, 2015
SR-FINRA-2015-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information) Comments Due: View Received Comments Federal Register version (80 FR 15041)
34-74505
March 13, 2015
SR-ISEGemini-2015-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 14419)
34-74506
March 13, 2015
SR-NASDAQ-2015-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 Comments Due: Exhibit 5 Federal Register version (80 FR 14427)
34-74484
March 12, 2015
SR-BATS-2015-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 14191)
34-74487
March 12, 2015
SR-CHX-2015-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services Comments Due: Federal Register version (80 FR 14193)
34-74492
March 12, 2015
SR-NYSEArca-2015-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers Comments Due: Exhibit 5 Federal Register version (80 FR 14187)
34-74489
March 12, 2015
SR-MIAX-2015-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 14196)
34-74486
March 12, 2015
SR-FINRA-2014-030
Notice of Withdrawal of Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service Rel. No. 34-74021 , Rel. No. 34-73313 , Rel. No. 34-72575 Federal Register version (80 FR 13922)
34-74488
March 12, 2015
SR-FINRA-2014-047
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-75012 , Rel. No. 34-74339 , Rel. No. 34-73622 , Rel. No. 34-75471 Federal Register version (80 FR 14174)
34-74490
March 12, 2015
SR-FINRA-2014-048
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) Comments Due: Rel. No. 34-75013 , Rel. No. 34-74340 , Rel. No. 34-73623 , Rel. No. 34-75472 Federal Register version (80 FR 14198)
34-74485
March 12, 2015
SR-DTC-2015-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide Comments Due: Exhibit 5 Federal Register version (80 FR 14173)
34-74491
March 12, 2015
SR-CBOE-2015-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 14185)
34-74483
March 11, 2015
SR-CFE-2015-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Block Trades Comments Due: Exhibit 4 Federal Register version (80 FR 13934)
34-74481
March 11, 2015
SR-Phlx-2015-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot Comments Due: Federal Register version (80 FR 13923)
34-74476
March 11, 2015
SR-OCC-2015-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Account From Which Certain Clearing Members May Fund the Additional Margin Requirement Associated With Overnight Trading Sessions Comments Due: Federal Register version (80 FR 13936)
34-74473
March 11, 2015
SR-NYSEMKT-2015-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Fees Associated With Booth Space Provided at the Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 13929)
34-74472
March 11, 2015
SR-NASDAQ-2015-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Price Guarantee to Certain Companies That Switch Their Listing to Nasdaq From Another Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 13925)
34-74475
March 11, 2015
SR-NASDAQ-2015-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options Comments Due: Exhibit 5 Federal Register version (80 FR 13943)
34-74478
March 11, 2015
SR-MIAX-2015-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 13938)
34-74479
March 11, 2015
SR-MIAX-2015-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 13927)
34-74482
March 11, 2015
SR-FINRA-2014-050
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, To Require a Member To Identify Transactions With a Non-Member Affiliate and To Change How FINRA Disseminates a Subset of Such Transactions Comments Due: Federal Register version (80 FR 13940)
34-74474
March 11, 2015
SR-BOX-2015-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 To Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems Comments Due: Exhibit 5 Federal Register version (80 FR 13930)
34-74477
March 11, 2015
SR-BOX-2015-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange Comments Due: Federal Register version (80 FR 13932)
34-74463
March 10, 2015
SR-EDGX-2015-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 13656)
34-74464
March 10, 2015
SR-EDGX-2015-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 13651)
34-74462
March 10, 2015
SR-EDGA-2015-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 13647)
34-74460
March 10, 2015
SR-Phlx-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, PIXL Pricing Comments Due: Exhibit 5 Federal Register version (80 FR 13641)
34-74450
March 6, 2015
SR-BATS-2015-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Order to LavaFlow ECN Comments Due: Exhibit 5 Federal Register version (80 FR 13044)
34-74451
March 6, 2015
SR-BYX-2015-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN Comments Due: Exhibit 5 Federal Register version (80 FR 13051)
