34-75437
July 13, 2015
SR-BATS-2015-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42569)
34-75439
July 13, 2015
SR-BYX-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42561)
34-75433
July 13, 2015
SR-EDGA-2015-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42582)
34-75436
July 13, 2015
SR-Phlx-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various References to Rule 1080.08
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42566)
34-75438
July 13, 2015
SR-Phlx-2015-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42590)
34-75441
July 13, 2015
SR-NYSEMKT-2015-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That Are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42579)
34-75443
July 13, 2015
SR-NYSEMKT-2015-22
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers
Comments Due: August 7, 2015
View Received Comments
See Also -
Rel. No. 34-75049 , Rel. No. 34-74682
Federal Register version (80 FR 42593)
34-75434
July 13, 2015
SR-NYSEArca-2015-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities That Are Eligible To Be Routed Away From the Exchange
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42584)
34-75440
July 13, 2015
SR-NYSEArca-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42587)
34-75444
July 13, 2015
SR-NYSE-2015-15
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 13 and Related Rules Governing Order Types and Modifiers
Comments Due: August 7, 2015
View Received Comments
Federal Register version (80 FR 42575)
34-75442
July 13, 2015
SR-CBOE-2015-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42567)
34-75513
July 13, 2015
SR-C2-2015-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to Obvious Errors
Comments Due: August 18, 2015
Federal Register version (80 FR 45006)
34-75422
July 10, 2015
SR-BATS-2015-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments Due: August 6, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42141)
34-75424
July 10, 2015
SR-Phlx-2015-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Midpoint Peg Post-Only Order Under Rule 3301A(b)
Comments Due: August 6, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42156)
34-75423
July 10, 2015
SR-NASDAQ-2015-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees
Comments Due: August 6, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42137)
34-75426
July 10, 2015
SR-ICEEU-2015-010
Notice of Filing of Proposed Rule Change Relating to Credit Default Swap Risk Policies
Comments Due: August 6, 2015
See Also -
Rel. No. 34-76136
Federal Register version (80 FR 42146)
34-75428
July 10, 2015
SR-FINRA-2015-025
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable
Comments Due: August 6, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-75782
Federal Register version (80 FR 42149)
34-75425
July 10, 2015
SR-CBOE-2015-044
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule, as Modified by Amendment No. 1, To Introduce Asian Style Settlement and Cliquet Style Settlement for FLexible Exchange Broad-Based Index Options
Comments Due: August 6, 2015
Federal Register version (80 FR 42152)
34-75406
July 9, 2015
SR-BATS-2015-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule
Comments Due: August 5, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41522)
34-75407
July 9, 2015
SR-BYX-2015-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule
Comments Due: August 5, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41532)
34-75414
July 9, 2015
SR-Phlx-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41538)
34-75416
July 9, 2015
SR-NYSEMKT-2015-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41521)
34-75415
July 9, 2015
SR-NYSEArca-2015-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41541)
34-75409
July 9, 2015
SR-BX-2015-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018
Comments Due: August 5, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41528)
34-75412
July 9, 2015
SR-BX-2015-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41517)
34-75413
July 9, 2015
SR-NASDAQ-2015-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41519)
34-75408
July 9, 2015
SR-MIAX-2015-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: August 5, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41530)
34-75411
July 9, 2015
SR-ISE-2015-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41543)
34-75410
July 9, 2015
SR-BOX-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 To Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments Due: August 5, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 41540)
34-75393
July 8, 2015
SR-EDGX-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41131)
34-75397
July 8, 2015
SR-EDGX-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41104)
34-75390
July 8, 2015
SR-EDGA-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41109)
34-75395
July 8, 2015
SR-EDGA-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41126)
34-75398
July 8, 2015
SR-NYSEMKT-2015-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders From Entering Customer Limit Orders To Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41123)
34-75392
July 8, 2015
SR-BX-2015-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41114)
34-75389
July 8, 2015
SR-NASDAQ-2015-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program Under Rule 7018(i)
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41133)
34-75391
July 8, 2015
SR-NASDAQ-2015-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds
Comments Due: August 4, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 41100)
34-75396
July 8, 2015
SR-ICC-2015-006
Notice of Withdrawal of Proposed Rule Change to Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name
Comments Due: May 6, 2015
See Also -
Rel. No. 34-74688
Federal Register version (80 FR 41112)
34-75394
July 8, 2015
SR-FINRA-2015-017
Notice of Filing of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments Due: August 4, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-75783
Federal Register version (80 FR 41119)
34-75372
July 7, 2015
SR-Phlx-2015-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold
Comments Due: August 3, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 40107)
34-75375
July 7, 2015
SR-NASDAQ-2015-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018
Comments Due: August 3, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 40098)
34-75377
July 7, 2015
SR-FINRA-2015-022
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)
Comments Due: August 3, 2015
View Received Comments
See Also -
Exhibit 5
Federal Register version (80 FR 40092)
34-75380
July 7, 2015
SR-DTC-2015-003
Notice of Withdrawal of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks
Comments Due: May 26, 2015
View Received Comments
See Also -
Rel. No. 34-74830
Federal Register version (80 FR 40116)
34-75373
July 7, 2015
SR-CBOE-2015-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.49A
Comments Due: August 3, 2015
Federal Register version (80 FR 40090)
34-75378
July 7, 2015
SR-CBOE-2015-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Tied to Stock Marking Requirement for Certain Orders
Comments Due: August 3, 2015
Federal Register version (80 FR 40116)
34-75381
July 7, 2015
SR-CBOE-2015-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments Due: August 3, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 40111)
34-75374
July 7, 2015
SR-BOX-2015-22
Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program
Comments Due: August 3, 2015
See Also -
Exhibit 5 , Rel. No. 34-75766
Federal Register version (80 FR 40100)
34-75360
July 6, 2015
SR-BATS-2015-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1(d)(9), (h) and (i) To Modify the Operation of BATS Post Only Orders on the Exchange's Options Platform
Comments Due: July 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39816)
34-75363
July 6, 2015
SR-CTA-2015-02
Notice of Filing of the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan
Comments Due: July 31, 2015
See Also -
Rel. No. 34-75660
Federal Register version (80 FR 39821)
34-75366
July 6, 2015
SR-NASDAQ-2015-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rules 7015(b) and (g)
Comments Due: July 31, 2015
Federal Register version (80 FR 39827)
34-75361
July 6, 2015
SR-MIAX-2015-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 612 Regarding Enhanced Aggregate Risk Manager Protections for Exchange Market Makers
Comments Due: July 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39824)
34-75364
July 6, 2015
SR-FINRA-2015-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7650A Relating to Submission of Billing Disputes by FINRA/Nasdaq Trade Reporting Facility Participants
Comments Due: July 31, 2015
Federal Register version (80 FR 39818)
34-75365
July 6, 2015
SR-FINRA-2015-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4553 and Fees for Access to Alternative Trading System Volume Information Published on FINRA's Web Site
Comments Due: July 31, 2015
View Received Comments
Federal Register version (80 FR 39811)
34-75359
July 6, 2015
SR-CBOE-2015-045
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System
Comments Due: June 17, 2015
View Received Comments
See Also -
Rel. No. 34-76254 , Rel. No. 34-75736 , Rel. No. 34-75003
Federal Register version (80 FR 39821)
34-75367
July 6, 2015
SR-C2-2015-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Inaccurate Rule Reference
Comments Due: July 31, 2015
Federal Register version (80 FR 39815)
34-75355
July 2, 2015
SR-NSX-2015-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints
Comments Due: July 30, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39460)
34-75358
July 2, 2015
SR-NYSEMKT-2015-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue Certain Fees
Comments Due: July 30, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39458)
34-75357
July 2, 2015
SR-NYSEARCA-2015-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Discontinue Certain Fees
Comments Due: July 30, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39473)
34-75353
July 2, 2015
SR-NYSE-2015-30
Notice of Filing of Proposed Rule Change To Amend Its Price List To Revise: (i) The Non-Tier Adding Credit; (ii) Certain Fees for Executions at the Close; (iii) Credits Applicable to Designated Market Makers; (iv) Credits Applicable to Supplemental Liquidity Providers; and (v) Pricing Related to the Retail Liquidity Program Under Rule 107C as it Relates to Designated Market Maker Transactions, and To Make Non-Substantive Changes to the Price List
Comments Due: July 30, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39468)
34-75356
July 2, 2015
SR-FINRA-2015-020
Notice of Filing of a Proposed Rule Change To Expand FINRA's Alternative Trading System ("ATS") Transparency Initiative To Publish OTC Equity Volume Executed Outside ATSs
Comments Due: July 30, 2015
View Received Comments
See Also -
Rel. No. 34-76078 , Rel. No. 34-75697
Federal Register version (80 FR 39463)
34-75346
July 1, 2015
SR-CHX-2015-03
Notice of Filing of Proposed Rule Change To Implement CHX SNAPSM
Comments Due: July 29, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-76087
Federal Register version (80 FR 39172)
34-75350
July 1, 2015
SR-BOX-2015-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments Due: July 29, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 39169)
34-75338
June 30, 2015
SR-BATS-2015-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program
Comments Due: July 28, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38793)
34-75334
June 30, 2015
SR-MIAX-2015-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: July 28, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38789)
34-75335
June 30, 2015
SR-MIAX-2015-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: July 28, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38782)
34-75333
June 30, 2015
SR-FINRA-2015-019
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule Series 9100, 9200, 9300, 9550, and 9800 Regarding Temporary and Permanent Cease and Desist Orders
Comments Due: July 28, 2015
View Received Comments
See Also -
Exhibit 5
Federal Register version (80 FR 38783)
34-75339
June 30, 2015
SR-FINRA-2015-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7650A Relating to Debit Process for the Collection of FINRA/Nasdaq Trade Reporting Facility Fees
Comments Due: July 28, 2015
Federal Register version (80 FR 38791)
34-75324
June 29, 2015
SR-BATS-2015-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9 of BATS Exchange, Inc., To Modify its Price Adjust Functionality
Comments Due: July 23, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38496)
34-75325
June 29, 2015
SR-BYX-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Y-Exchange, Inc., To Modify its Price Adjust Functionality
Comments Due: July 27, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38493)
34-75326
June 29, 2015
SR-BX-2015-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments Due: July 27, 2015
Federal Register version (80 FR 38481)
34-75320
June 29, 2015
SR-ICEEU-2015-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider
Comments Due: June 5, 2015
See Also -
Rel. No. 34-75692 , Rel. No. 34-74922
Federal Register version (80 FR 38488)
34-75329
June 29, 2015
SR-ICEEU-2015-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delivery Procedures
Comments Due: July 27, 2015
Federal Register version (80 FR 38491)
34-75321
June 29, 2015
SR-CBOE-2015-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments Due: July 27, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38489)
34-75313
June 26, 2015
SR-BATS-2015-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments Due: July 23, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 38247)
34-75315
June 26, 2015
SR-ISE-Gemini-2015-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program
Comments Due: July 23, 2015
Federal Register version (80 FR 38243)
34-75311
June 26, 2015
SR-NYSEArca-2015-50
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments Due: July 23, 2015
View Received Comments
See Also -
Rel. No. 34-75540
Federal Register version (80 FR 38253)
34-75316
June 26, 2015
SR-NASDAQ-2015-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Recent Changes to Rules 4751(h) and 4754(b)
Comments Due: July 23, 2015
Federal Register version (80 FR 38245)
34-75312
June 26, 2015
SR-ISE-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program
Comments Due: July 23, 2015
Federal Register version (80 FR 42152)
34-75297
June 25, 2015
SR-EDGX-2015-18
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange
Comments Due: September 8, 2015
See Also -
Rel. No. 34-74949
Federal Register version (80 FR 37672)
34-75301
June 25, 2015
SR-NYSEMKT-2015-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members' Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 14, 2014 in Order to Reflect Changes to the Capital Structure of the Company
Comments Due: July 22, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37695)
34-75296
June 25, 2015
SR-CBOE-2015-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3.06
Comments Due: July 22, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37692)
34-75302
June 25, 2015
SR-CBOE-2015-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Front-End Order Entry and Management Tools in Connection With Purchase of Livevol Assets
Comments Due: July 22, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37685)
34-75295
June 25, 2015
SR-BOX-2015-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 To Extend, Through June 30, 2016, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments
Comments Due: July 22, 2015
Federal Register version (80 FR 37690)
34-75286
June 24, 2015
SR-Phlx-2015-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments Due: July 21, 2015
Federal Register version (80 FR 37333)
34-75293
June 24, 2015
SR-Phlx-2015-29
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX
Comments Due: July 21, 2015
View Received Comments
Federal Register version (80 FR 37327)
34-75290
June 24, 2015
SR-OCC-2014-810
Notice of No Objection to an Advance Notice Concerning Modifications to Backtesting Procedures in Order to Enhance Monitoring of Margin Coverage and Model Risk Exposure
Comments Due: January 2, 2015
See Also -
Rel. No. 34-73749
Federal Register version (80 FR 37323)
34-75281
June 24, 2015
SR-NYSEMKT-2015-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016
Comments Due: July 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37338)
34-75280
June 24, 2015
SR-NYSEArca-2015-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016
Comments Due: July 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37331)
34-75282
June 24, 2015
SR-NYSEArca-2015-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order To Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and To Extend the Effectiveness of the Crowd Participant Program until June 23, 2016
Comments Due: July 21, 2015
Federal Register version (80 FR 37340)
34-75289
June 24, 2015
SR-NYSEArca-2015-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order To Eliminate Obsolete References
Comments Due: July 21, 2015
View Received Comments
See Also -
Exhibit 5
Federal Register version (80 FR 37343)
34-75288
June 24, 2015
SR-NYSE-2015-27
Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules
Comments Due: July 21, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-75991 , 34-75659
Federal Register version (80 FR 37316)
34-75291
June 24, 2015
SR-BX-2015-015
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market
Comments Due: July 22, 2015
View Received Comments
See Also -
Rel. No. 34-74934 , Rel. No. 34-74617 , Rel. No. 34-74363 , Rel. No. 34-74334
Federal Register version (80 FR 37698)
34-75283
June 24, 2015
SR-NASDAQ-2015-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments Due: July 21, 2015
Federal Register version (80 FR 37347)
34-75284
June 24, 2015
SR-MIAX-2015-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program
Comments Due: July 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37349)
34-75287
June 24, 2015
SR-CBOE-2015-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Rule 6.42 To Extend Its Penny Pilot Until June 30, 2016
Comments Due: July 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37337)
34-75278
June 24, 2015
SR-C2-2015-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 To Extend the Penny Pilot through June 30, 2016
Comments Due: July 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 37335)
34-75273
June 23, 2015
SR-NYSEARCA-2015-38
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments Due: June 9, 2015
See Also -
Rel. No. 34-75494 , Rel. No. 34-74951
Federal Register version (80 FR 37033)
34-75254
June 22, 2015
SR-CHX-2015-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Change in Business Form Fee
Comments Due: July 17, 2015
Federal Register version (80 FR 36875)
34-75256
June 22, 2015
SR-Phlx-2015-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Price Protection
Comments Due: July 17, 2015
Federal Register version (80 FR 36873)
34-75255
June 22, 2015
SR-OCC-2015-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Administrative Changes to The Options Clearing Corporation's Financial Resources Monitoring and Call Procedure
Comments Due: July 17, 2015
Federal Register version (80 FR 36869)