34-75154
June 11, 2015
SR-FINRA-2015-015
Notice of Filing of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75581 Federal Register version (80 FR 34777)
34-75160
June 11, 2015
SR-FINRA-2015-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements Comments Due: Federal Register version (80 FR 34727)
34-75142
June 10, 2015
SR-Phlx-2015-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share Comments Due: Exhibit 5 Federal Register version (80 FR 34473)
34-75139
June 10, 2015
SR-NYSE-2015-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Revise Fees and Credits for Mid-Point Passive Liquidity Orders and Non Displayed Reserve Orders and To Revise Credits Applicable to Certain Transactions at the Open, Certain Designated Market Maker Transactions, and Certain Supplemental Liquidity Provider Transactions Comments Due: Exhibit 5 Federal Register version (80 FR 34475)
34-75141
June 10, 2015
SR-NASDAQ-2015-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 18 of the Exchange's Options Rules Comments Due: Federal Register version (80 FR 34471)
34-75140
June 10, 2015
SR-MIAX-2015-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 34480)
34-75143
June 10, 2015
SR-C2-2015-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocations Comments Due: Exhibit 5 Federal Register version (80 FR 34467)
34-75123
June 9, 2015
SR-NYSEArca-2015-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits for Mid-Point Passive Liquidity Orders Comments Due: Exhibit 5 Federal Register version (80 FR 34182)
34-75130
June 9, 2015
SR-ISE-2015-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 34185)
34-75131
June 9, 2015
SR-ISE-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 34186)
34-75132
June 9, 2015
SR-BOX-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5020 Comments Due: Exhibit 5 Federal Register version (80 FR 34175)
34-75121
June 8, 2015
SR-NASDAQ-2015-036
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II Comments Due: Rel. No. 34-74797 Federal Register version (80 FR 34184)
34-75119
June 8, 2015
SR-ICC-2015-009
Notice of Filing of Proposed Rule Change Comments Due: 34-75887 , 34-75529 Federal Register version (80 FR 33573)
34-75120
June 8, 2015
SR-CBOE-2015-050
Notice of Filing of Proposed Rule Change to Expire CBOE Volatility Index (VIX) Options Every Week Comments Due: Exhibit 5 Federal Register version (80 FR 33574)
34-75112
June 5, 2015
SR-EDGA-2015-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 Describing a Communication and Routing Service Known as BATS Connect Comments Due: Exhibit 5 Federal Register version (80 FR 33316)
34-75115
June 5, 2015
SR-NYSEArca-2015-02
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-76186 , Rel. No. 34-74755 , Rel. No. 34-74433 Federal Register version (80 FR 33309)
34-75116
June 5, 2015
SR-MIAX-2015-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend the Amended and Restated Certificate of Incorporation and the Amended and Restated By-Laws of the Sole Limited Liability Company Member of MIAX, Miami International Holdings, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 33305)
34-75107
June 4, 2015
SR-BATS-2015-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect Comments Due: Exhibit 5 Federal Register version (80 FR 33001)
34-75108
June 4, 2015
SR-BYX-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect Comments Due: Exhibit 5 Federal Register version (80 FR 32995)
34-75104
June 4, 2015
SR-ISE-2014-24
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Opening Process Comments Due: Rel. No. 34-74465 , Rel. No. 34-74126 , Rel. No. 34-73736 Federal Register version (80 FR 33001)
34-75109
June 4, 2015
SR-CBOE-2015-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Intermarket Order Routing Comments Due: Federal Register version (80 FR 33003)
34-75106
June 4, 2015
SR-C2-2015-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism Comments Due: Federal Register version (80 FR 32997)
34-75098
June 3, 2015
SR-NSX-2015-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Expedited Process for Former Equity Trading Permit Holders To Apply for Reinstatement and Register Associated Persons Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (80 FR 32644)
34-75100
June 3, 2015
SR-NYSEArca-2015-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of American Depositary Receipts Comments Due: Federal Register version (80 FR 32641)
34-75102
June 3, 2015
SR-NYSEArca-2015-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits Comments Due: Exhibit 5 Federal Register version (80 FR 32638)
34-75095
June 2, 2015
SR-NYSEMKT-2015-41
Notice of Filing of Proposed Rule Change Amending Rule 980NY(e), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Amend Rule 935NY, Order Exposure Requirements To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 935NY and Delete the Reference in Rule 980NY(e) to the Order Exposure Requirements Being Separate From the Duration of the COA Response Time Interval Comments Due: Exhibit 5 , Rel. No. 34-75493 Federal Register version (80 FR 32427)
34-75093
June 2, 2015
SR-NYSEArca-2015-25
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) Comments Due: View Received Comments Rel. No. 34-74730 Federal Register version (80 FR 32425)
34-75096
June 2, 2015
SR-NYSEArca-2015-43
Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements-OX Being Separate From the Duration of the COA Response Time Interval Comments Due: Exhibit 5 , Rel. No. 34-75493 Federal Register version (80 FR 32420)
34-75094
June 2, 2015
SR-DTC-2015-007
Notice of Filing of Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System Comments Due: Federal Register version (80 FR 32425)
34-75085
June 1, 2015
SR-BATS-2015-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend Fees Applicable to Securities Listed on BATS Exchange, Inc. Pursuant to BATS Rule 14.13 Comments Due: Exhibit 5 Federal Register version (80 FR 32190)
34-75087
June 1, 2015
SR-NYSEArca-2015-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF Comments Due: Federal Register version (80 FR 32187)
34-75071
May 29, 2015
SR-NYSEArca-2015-44
Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75461 Federal Register version (80 FR 31934)
34-75072
May 29, 2015
SR-NASDAQ-2015-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4626(b)(3) Comments Due: Exhibit 5 Federal Register version (80 FR 31628)
34-75068
May 29, 2015
SR-ICC-2015-007
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Provide for the Clearance of an Additional Western European Sovereign Single Name Credit Default Swap Contract Comments Due: Rel. No. 34-74687 Federal Register version (80 FR 31944)
34-75069
May 29, 2015
SR-FINRA-2015-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) Comments Due: Federal Register version (80 FR 31931)
34-75073
May 29, 2015
SR-CBOE-2015-022
Notice of Withdrawal of Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor Comments Due: Rel. No. 34-74438 , Rel. No. 34-74786 Federal Register version (80 FR 31943)
34-75063
May 28, 2015
SR-SCCP-2015-01
Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. Comments Due: Rel. No. 34-75421 Federal Register version (80 FR 31625)
34-75057
May 28, 2015
SR-NYSE-2015-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 804.00 of the Listed Company Manual To Specify That Issuers Seeking a Review of a Delisting Decision Made by the Staff of NYSE Regulation, Inc. Must Have Paid All Prior Fees Owed to the Exchange Comments Due: Federal Register version (80 FR 31430)
34-75058
May 28, 2015
SR-FINRA-2015-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Scope of the Definition of "Asset-Backed Security" for Purposes of Reporting to FINRA's Trade Reporting and Compliance Engine (TRACE) System Comments Due: Exhibit 5 Federal Register version (80 FR 31429)
34-75049
May 27, 2015
SR-NYSEMKT-2015-22
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Rel. No. 34-75443 , Rel. No. 34-74682 Federal Register version (80 FR 31091)
34-75048
May 27, 2015
SR-NYSE-2015-15
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Rule 13 and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Rel. No. 34-75444 , Rel. No. 34-74678 Federal Register version (80 FR 31419)
34-75051
May 27, 2015
SR-BX-2015-030
Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 31427)
34-75052
May 27, 2015
SR-NASDAQ-2015-058
Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 31438)
34-75041
May 26, 2015
SR-Phlx-2015-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share Comments Due: Exhibit 5 Federal Register version (80 FR 31087)
34-75042
May 26, 2015
SR-NYSEArca-2015-18
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund Comments Due: Rel. No. 34-74701 Federal Register version (80 FR 31090)
34-75038
May 22, 2015
SR-NYSE-2015-06
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Adopting New NYSE Rule 124 To Conduct a Midday Auction and Amending NYSE Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction Comments Due: View Received Comments Rel. No. 34-74648 , Rel. No. 34-74281 Federal Register version (80 FR 30747)
34-75025
May 21, 2015
SR-CFE-2015-004
Notice of Filing of a Proposed Rule Change Regarding Audit Trail Retention Requirements Comments Due: Exhibit 4 Federal Register version (80 FR 30503)
34-75033
May 21, 2015
SR-NYSEMKT-2015-17
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Appointment Process Utilized by the Exchange Comments Due: Rel. No. 34-74636 , Rel. No. 34-75322 Federal Register version (80 FR 30519)
34-75032
May 21, 2015
SR-NYSEArca-2015-17
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Appointment Process Utilized by the Exchange Comments Due: Rel. No. 34-74635 , Rel. No. 34-75323 Federal Register version (80 FR 30511)
34-75024
May 21, 2015
SR-BX-2015-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 30511)
34-75030
May 21, 2015
SR-DTC-2015-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Participants Are Required To Participate in Operational Testing by DTC, Including Testing of DTC's Business Continuity and Disaster Recovery Plans Comments Due: Exhibit 5 Federal Register version (80 FR 30505)
34-75022
May 21, 2015
SR-CBOE-2015-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 30517)
34-75026
May 21, 2015
SR-CBOE-2015-048
Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets Comments Due: Federal Register version (80 FR 30514)
34-75029
May 21, 2015
SR-CBOE-2015-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Rule 15.2A Comments Due: Federal Register version (80 FR 30506)
34-75004
May 20, 2015
SR-NYSEMKT-2015-23
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY Comments Due: View Received Comments Rel. No. 34-74677 , Rel. No. 34-75432 Federal Register version (80 FR 30301)
34-75012
May 20, 2015
SR-FINRA-2014-047
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook Rel. No. 34-74488 , Rel. No. 34-74339 , Rel. No. 34-73622 , Rel. No. 34-75471 Federal Register version (80 FR 30305)
34-75013
May 20, 2015
SR-FINRA-2014-048
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) Rel. No. 34-74490 , Rel. No. 34-74340 , Rel. No. 34-73623 , Rel. No. 34-75472 Federal Register version (80 FR 30310)
34-75003
May 20, 2015
SR-CBOE-2015-045
Notice of Filing of a Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System Comments Due: View Received Comments Rel. No. 34-76254 , Rel. No. 34-75736 , Rel. No. 34-75359 Federal Register version (80 FR 30306)
34-75001
May 20, 2015
SR-BOX-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Authorize the Exchange To Share Any Participant-Designated Risk Settings in the Trading System With the Clearing Participant That Clears Transactions on Behalf of the Participant Comments Due: Exhibit 5 Federal Register version (80 FR 30291)
34-75053
May 19, 2015
SR-Phlx-2015-46
Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 33574)
34-74985
May 18, 2015
SR-EDGX-2015-21
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGX Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements Comments Due: Exhibit 5 Federal Register version (80 FR 29778)
34-74987
May 18, 2015
SR-BATS-2015-37
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 29769)
34-74988
May 18, 2015
SR-BYX-2015-25
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Y-Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 29781)
34-74986
May 18, 2015
SR-EDGA-2015-19
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGA Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements Comments Due: Exhibit 5 Federal Register version (80 FR 29772)
34-74989
May 18, 2015
SR-MIAX-2015-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515A Comments Due: Exhibit 5 Federal Register version (80 FR 29762)
34-74990
May 18, 2015
SR-CBOE-2015-047
Notice of Filing of a Proposed Rule Change Relating to Floor Broker Due Diligence Comments Due: Rel. No. 34-75299 Federal Register version (80 FR 29767)
34-74981
May 15, 2015
SR-OCC-2014-811
Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1 and Amendment No. 2, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources Rel. No. 34-74713 , Rel. No. 34-74091 Federal Register version (80 FR 29367)
34-74972
May 15, 2015
SR-NASDAQ-2015-055
Notice of Filing of Proposed Rule Change Regarding NASDAQ Last Sale Plus Comments Due: Federal Register version (80 FR 29370)
34-74979
May 15, 2015
SR-NASDAQ-2015-049
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust Comments Due: View Received Comments Federal Register version (80 FR 29359)
34-74975
May 15, 2015
SR-ISE-2015-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 29358)
34-74973
May 15, 2015
SR-FICC-2015-002
Notice of Filing of a Proposed Rule Change to the Government Securities Division Rules in Connection With the Extension of the GCF Repo Service Pilot Program Comments Due: Rel. No. 34-75258 Federal Register version (80 FR 29352)
34-74968
May 14, 2015
SR-BATS-2015-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 29139)
34-74971
May 14, 2015
SR-ISE-Gemini-2015-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New "Retail" Designation for Priority Customer Orders Comments Due: Exhibit 5 Federal Register version (80 FR 29136)
34-74967
May 14, 2015
SR-Phlx-2015-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized By PSX Comments Due: Federal Register version (80 FR 29127)
34-74966
May 14, 2015
SR-OCC-2015-010
Notice of Filing of a Proposed Rule Change Concerning the Implementation of New Risk Models in Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options Comments Due: Rel. No. 34-75427 , Rel. No. 34-75427 Federal Register version (80 FR 29784)
34-74965
May 14, 2015
SR-NSCC-2015-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify NSCC's Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC's Continuous Net Settlement System Comments Due: Exhibit 5 Federal Register version (80 FR 29138)
34-74962
May 14, 2015
SR-BX-2015-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data BX Utilizes Comments Due: Federal Register version (80 FR 29118)
34-74970
May 14, 2015
SR-ISE-2015-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New "Retail" Designation for Priority Customer Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 29106)
34-74963
May 14, 2015
SR-CBOE-2015-012
Notice of Filing of a Proposed Rule Change Relating to Trading Permit Holder Qualifications Comments Due: Federal Register version (80 FR 29131)
34-74969
May 14, 2015
SR-CBOE-2015-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability Comments Due: Exhibit 5 Federal Register version (80 FR 29121)
34-74964
May 14, 2015
SR-C2-2015-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability Comments Due: Exhibit 5 Federal Register version (80 FR 29109)
34-74949
May 13, 2015
SR-EDGX-2015-18
Notice of Filing of Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 28745)
34-74950
May 13, 2015
SR-EDGX-2015-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 28742)
34-74948
May 13, 2015
SR-EDGA-2015-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 28719)
34-74954
May 13, 2015
SR-Phlx-2015-29
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ PSX Comments Due: View Received Comments Rel. No. 34-74618 Federal Register version (80 FR 28739)
34-74956
May 13, 2015
SR-NYSEMKT-2015-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to Fees and Credits Associated With the Customer Best Execution Auction Comments Due: Exhibit 5 Federal Register version (80 FR 28717)
34-74947
May 13, 2015
SR-NYSEArca-2015-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Reduce Fees for Routing Certain Retail Orders to Away Market Centers Comments Due: Exhibit 5 Federal Register version (80 FR 28735)
34-74951
May 13, 2015
SR-NYSEARCA-2015-38
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform Comments Due: Exhibit 5 , Rel. No. 34-75494 , Rel. No. 34-75273 Federal Register version (80 FR 28721)
34-74946
May 13, 2015
SR-NASDAQ-2015-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed For Execution and Routing Comments Due: Federal Register version (80 FR 28757)
34-74953
May 13, 2015
SR-FINRA-2015-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H) Comments Due: Exhibit 5 Federal Register version (80 FR 28740)
34-74952
May 13, 2015
SR-BOX-2015-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Preferred Market Maker Quoting Obligations Comments Due: Exhibit 5 Federal Register version (80 FR 28738)
34-74957
May 13, 2015
SR-BOX-2015-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market, LLC Options Facility Comments Due: Exhibit 5 Federal Register version (80 FR 29114)
34-74935
May 12, 2015
SR-EDGX-2015-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Name of "ConnectEdge" Product Offering Under Rule 13.9 to "BATS Connect" Comments Due: Exhibit 5 Federal Register version (80 FR 28335)
34-74938
May 12, 2015
SR-BATS-2015-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 28322)
34-74939
May 12, 2015
SR-BYX-2015-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 28328)
34-74930
May 12, 2015
SR-NYSEMKT-2015-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings, LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE Comments Due: Exhibit 5 Federal Register version (80 FR 28315)
34-74929
May 12, 2015
SR-NYSEArca-2015-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE Comments Due: Exhibit 5 Federal Register version (80 FR 28311)
34-74928
May 12, 2015
SR-NYSE-2015-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE Comments Due: Exhibit 5 Federal Register version (80 FR 28331)
34-74934
May 12, 2015
SR-BX-2015-015
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market Comments Due: View Received Comments Rel. No. 34-75291 , Rel. No. 34-74617 Federal Register version (80 FR 28325)
34-74931
May 12, 2015
SR-NASDAQ-2015-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates Comments Due: Exhibit 5 Federal Register version (80 FR 28308)
