34-75678
Aug. 12, 2015
SR-BATS-2015-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments Due: September 8, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 50061)
34-75677
Aug. 12, 2015
SR-BYX-2015-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments Due: September 8, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 50059)
34-75685
Aug. 12, 2015
SR-EDGA-2015-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operation of MidPoint Peg Orders Under Rule 11.8(d)
Comments Due: September 8, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 50053)
34-75676
Aug. 12, 2015
SR-BOX-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
Comments Due: September 8, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 50057)
34-75664
Aug. 11, 2015
SR-BATS-2015-56
Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc.
Comments Due: September 8, 2015
View Received Comments
See Also -
Rel. No. 34-76394 , Rel. No. 34-76019
Federal Register version (80 FR 49288)
34-75662
Aug. 11, 2015
SR-NYSEARCA-2015-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF
Comments Due: September 8, 2015
Federal Register version (80 FR 49281)
34-75659
Aug. 11, 2015
SR-NYSE-2015-27
Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules
Comments Due: 21 days after publication in the Federal Register
View Received Comments
See Also -
Rel. No. 34-75991 , Rel. No. 34-75288
Federal Register version (80 FR 49285)
34-75661
Aug. 11, 2015
SR-NASDAQ-2015-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections
Comments Due: September 8, 2015
Federal Register version (80 FR 49286)
34-75658
Aug. 10, 2015
SR-OCC-2014-21
Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis
Comments Due: December 23, 2014
See Also -
Rel. No. 34-74406 , Rel. No. 34-73685 , Rel. No. 34-74406 , Rel. No. 34-73685
Federal Register version (80 FR 48950)
34-75657
Aug. 10, 2015
SR-ICEEU-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Fee Schedule
Comments Due: September 4, 2015
Federal Register version (80 FR 48937)
34-75656
Aug. 10, 2015
SR-ICC-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program
Comments Due: September 4, 2015
Federal Register version (80 FR 48938)
34-75655
Aug. 10, 2015
SR-FINRA-2015-029
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook
Comments Due: September 4, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-77550 , Rel. No. 34-77103 , Rel. No. 34-76430
Federal Register version (80 FR 48941)
34-75650
Aug. 7, 2015
SR-EDGX-2015-18
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Establish Rules Governing the Trading of Options on the EDGX Options Market
Comments Due: September 8, 2015
Federal Register version (80 FR 48600)
34-75640
Aug. 7, 2015
SR-Phlx-2015-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized by PSX
Comments Due: September 3, 2015
Federal Register version (80 FR 48592)
34-75642
Aug. 7, 2015
SR-NYSEMKT-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 To Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY
Comments Due: September 3, 2015
See Also -
Exhibit 3 , Exhibit 5
Federal Register version (80 FR 48594)
34-75649
Aug. 7, 2015
SR-NYSEMKT-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015
Comments Due: September 3, 2015
Federal Register version (80 FR 48588)
34-75641
Aug. 7, 2015
SR-NYSEArca-2015-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 To Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79
Comments Due: September 3, 2015
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5
Federal Register version (80 FR 48577)
34-75648
Aug. 7, 2015
SR-NYSE-2015-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015
Comments Due: September 3, 2015
Federal Register version (80 FR 48583)
34-75638
Aug. 7, 2015
SR-BX-2015-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes
Comments Due: September 3, 2015
Federal Register version (80 FR 48611)
34-75643
Aug. 7, 2015
SR-BX-2015-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold
Comments Due: September 3, 2015
Federal Register version (80 FR 48590)
34-75637
Aug. 7, 2015
SR-NASDAQ-2015-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data
Comments Due: September 3, 2015
Federal Register version (80 FR 48586)
34-75647
Aug. 7, 2015
SR-NASDAQ-2015-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled "NASDAQ Options Market-Fees and Rebates"
Comments Due: September 3, 2015
Federal Register version (80 FR 48612)
34-75646
Aug. 7, 2015
SR-MSRB-2015-07
Notice of Filing of a Proposed Rule Change Consisting of Revisions to the Content Outlines for the Municipal Fund Securities Limited Principal Qualification Examination, Municipal Securities Representative Qualification Examination and Municipal Securities Principal Qualification Examination and Revisions to the Selection Specifications for the Municipal Securities Principal Qualification Examination
Comments Due: September 3, 2015
View Received Comments
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 3D
Federal Register version (80 FR 48572)
34-75639
Aug. 7, 2015
SR-FINRA-2015-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
Comments Due: September 3, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 48615)
34-75630
Aug. 6, 2015
SR-CHX-2015-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Implement CHX SNAPSM
Comments Due: July 29, 2015
View Received Comments
See Also -
Rel. No. 34-75346 , Rel. No. 34-76087
Federal Register version (80 FR 48375)
34-75631
Aug. 6, 2015
SR-MIAX-2015-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule
Comments Due: September 2, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 48382)
34-75624
Aug. 6, 2015
SR-ICEEU-2015-013
Notice of Filing of Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy
Comments Due: September 2, 2015
See Also -
Rel. No. 34-75983
Federal Register version (80 FR 48369)
34-75623
Aug. 6, 2015
SR-CBOE-2015-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Related to Equipment and Communication on the Exchange's Trading Floor
Comments Due: September 2, 2015
Federal Register version (80 FR 48365)
34-75609
Aug. 5, 2015
SR-NYSEMKT-2015-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue the Market Access and Connectivity Subsidy
Comments Due: September 1, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 48132)
34-75614
Aug. 5, 2015
SR-NYSEMKT-2015-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees
Comments Due: September 1, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 48129)
34-75594
Aug. 4, 2015
SR-EDGX-2015-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47964)
34-75593
Aug. 4, 2015
SR-EDGA-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47966)
34-75600
Aug. 4, 2015
SR-NASDAQ-2015-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47968)
34-75601
Aug. 4, 2015
SR-NASDAQ-2015-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies To Opt in to Nasdaq's All-Inclusive Annual Listing Fee
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47974)
34-75602
Aug. 4, 2015
SR-MSRB-2015-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47976)
34-75603
Aug. 4, 2015
SR-MIAX-2015-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: August 31, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 47980)
34-75589
Aug. 3, 2015
SR-CFE-2015-005
Notice of Proposed Rule Change Regarding Disruptive Trading Practices
Comments Due: August 28, 2015
See Also -
Exhibit 4
Federal Register version (80 FR 47541)
34-75588
Aug. 3, 2015
SR-FINRA-2015-026
Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down
Comments Due: August 28, 2015
View Received Comments
See Also -
Rel. No. 34-76176 , Rel. No. 34-75875
Federal Register version (80 FR 47546)
34-75582
July 31, 2015
SR-CME-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Performance Bond Collateral Program To Include Australian Government Debt, Singapore Government Debt, and Ontario and Quebec Canadian Provincial Debt
Comments Due: August 27, 2015
Federal Register version (80 FR 47014)
34-75567
July 30, 2015
SR-BATS-2015-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of SR-BATS-2015-51
Comments Due: August 26, 2015
View Received Comments
Federal Register version (80 FR 46615)
34-75554
July 30, 2015
SR-NSX-2015-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.21, Short Sales, To Describe the Exchange's Implementation of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 and Relocate Certain Text From Rule 11.11, Orders and Modifiers; and Amending Rule 13.2 To Incorporate by Reference Rules 200, 203 and 204 of Regulation SHO
Comments Due: 21 days after publication in the Federal Register
View Received Comments
Federal Register version (80 FR 46620)
34-75558
July 30, 2015
SR-Phlx-2015-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Related to the Volume-Based and Multi-Trigger Thresholds
Comments Due: August 26, 2015
Federal Register version (80 FR 46610)
34-75561
July 30, 2015
SR-Phlx-2015-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301B(a)
Comments Due: August 26, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46625)
34-75570
July 30, 2015
SR-Phlx-2015-49
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend and Correct Rule 1080.07
Comments Due: July 14, 2015
See Also -
Rel. No. 34-76742 , Rel. No. 34-76648 , Rel. No. 34-75942 , Rel. No. 34-75189
Federal Register version (80 FR 46619)
34-75559
July 30, 2015
SR-NYSEMKT-2015-56
Notice of Filing of Proposed Rule Change Amending the NYSE MKT Trades Market Data Product Offering
Comments Due: August 26, 2015
View Received Comments
See Also -
Rel. No. 34-77047 , Rel. No. 34-75937
Federal Register version (80 FR 46642)
34-75569
July 30, 2015
SR-NYSEArca-2015-01
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments Due: February 25, 2015
See Also -
Rel. No. 34-74175 , Rel. No. 34-74534 , Rel. No. 34-74863
Federal Register version (80 FR 46627)
34-75556
July 30, 2015
SR-NYSE-2015-31
Notice of Filing of Proposed Rule Change Amending the NYSE Trades Market Data Product Offering
Comments Due: August 26, 2015
View Received Comments
See Also -
Rel. No. 34-77047 , Rel. No. 34-75937
Federal Register version (80 FR 46628)
34-75568
July 30, 2015
SR-BX-2015-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)
Comments Due: August 26, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46617)
34-75555
July 30, 2015
SR-NASDAQ-2015-085
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio a series of the PowerShares Actively Managed Exchange-Traded Fund Trust
Comments Due: August 26, 2015
Federal Register version (80 FR 46631)
34-75557
July 30, 2015
SR-NASDAQ-2015-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 7015(b) and (g) To Modify Port Fees
Comments Due: August 26, 2015
Federal Register version (80 FR 46640)
34-75560
July 30, 2015
SR-FINRA-2015-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Comments Due: August 26, 2015
Federal Register version (80 FR 46630)
34-75547
July 29, 2015
SR-BYX-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing
Comments Due: August 25, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46369)
34-75550
July 29, 2015
SR-EDGA-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers
Comments Due: August 25, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46363)
34-75548
July 29, 2015
SR-CBOE-2015-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Its Simple Auction Liaison ("SAL") Rule
Comments Due: August 25, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46357)
34-75533
July 28, 2015
SR-NYSEMKT-2015-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 2015
Comments Due: August 24, 2015
Federal Register version (80 FR 46083)
34-75534
July 28, 2015
SR-NYSEMKT-2015-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until October 31, 2015
Comments Due: August 24, 2015
Federal Register version (80 FR 46081)
34-75535
July 28, 2015
SR-NYSEMKT-2015-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program that Allows "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until October 31, 2015
Comments Due: August 24, 2015
Federal Register version (80 FR 46078)
34-75540
July 28, 2015
SR-NYSEArca-2015-50
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments Due: August 25, 2015
View Received Comments
See Also -
Rel. No. 34-75311
Federal Register version (80 FR 46359)
34-75541
July 28, 2015
SR-NSCC-2015-802
Notice of Filing of Advance Notice to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management
Comments Due: August 18, 2015
See Also -
Rel. No. 34-75730
Federal Register version (80 FR 46072)
34-75536
July 28, 2015
SR-BX-2015-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 To Introduce a Market Maker Peg Order for Use on BX
Comments Due: August 24, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46074)
34-75530
July 27, 2015
SR-NYSEARCA-2015-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments Due: August 21, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 45691)
34-75529
July 27, 2015
SR-ICC-2015-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework
Comments Due: July 27, 2015
See Also -
34-75887 , Rel. No. 34-75119
Federal Register version (80 FR 45688)
34-75518
July 24, 2015
SR-BATS-2015-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc. Supplemental Competitive Liquidity Provider Program
Comments Due: August 20, 2015
Federal Register version (80 FR 45566)
34-75514
July 23, 2015
SR-NASDAQ-2015-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program
Comments Due: August 19, 2015
Federal Register version (80 FR 45250)
34-75509
July 23, 2015
SR-MIAX-2015-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 612 Regarding the Reset on Quote Functionality Included in the MIAX Aggregate Risk Manager
Comments Due: August 19, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 45256)
34-75516
July 23, 2015
SR-C2-2015-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters
Comments Due: August 19, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 45259)
34-75497
July 21, 2015
SR-NYSEARCA-2015-56
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments Due: August 18, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-76267 , Rel. No. 34-75801
Federal Register version (80 FR 45021)
34-75498
July 21, 2015
SR-NASDAQ-2015-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing
Comments Due: August 17, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44411)
34-75488
July 20, 2015
SR-Phlx-2015-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule
Comments Due: August 14, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44164)
34-75490
July 20, 2015
SR-BX-2015-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Routing Order Rule
Comments Due: August 14, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44166)
34-75486
July 20, 2015
SR-MIAX-2015-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the Pilot Period for Certain Aspects of the PRIME Auction to July 18, 2016
Comments Due: August 14, 2015
Federal Register version (80 FR 44174)
34-75491
July 20, 2015
SR-CBOE-2015-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments Due: August 14, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44162)
34-75492
July 20, 2015
SR-C2-2015-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments Due: August 14, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44176)
34-75489
July 20, 2015
SR-BOX-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series
Comments Due: August 14, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 44172)
34-75478
July 17, 2015
SR-EDGX-2015-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments Due: August 13, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43806)
34-75479
July 17, 2015
SR-EDGX-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to Align With Similar Rules of the BATS Exchange, Inc.
Comments Due: August 13, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43810)
34-75481
July 17, 2015
SR-ISEGemini-2015-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program
Comments Due: August 13, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43826)
34-75482
July 17, 2015
SR-ISE-2015-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments Due: August 13, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43807)
34-75480
July 17, 2015
SR-BOX-2015-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP
Comments Due: August 13, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43803)
34-75464
July 16, 2015
SR-OC-2015-02
Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions
Comments Due: August 12, 2015
See Also -
Exhibit 4
Federal Register version (80 FR 43497)
34-75470
July 16, 2015
SR-Phlx-2015-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL ("PIXLSM
Comments Due: August 12, 2015
Federal Register version (80 FR 43509)
34-75467
July 16, 2015
SR-NYSEARCA-2015-58
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments Due: August 12, 2015
View Received Comments
See Also -
Exhibit 5 , Rel. No.34-76198 , Rel. No. 34-75800 , Federal Register Correction , Conforming Order
Federal Register version (80 FR 43515)
34-75469
July 16, 2015
SR-NYSEARCA-2015-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments Due: August 12, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43480)
34-75475
July 16, 2015
SR-NYSEArca-2015-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Comments Due: August 12, 2015
Federal Register version (80 FR 43507)
34-75463
July 16, 2015
SR-DTC-2015-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule
Comments Due: August 12, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43498)
34-75476
July 16, 2015
SR-CBOE-2015-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM
Comments Due: August 12, 2015
Federal Register version (80 FR 43548)
34-75473
July 16, 2015
SR-C2-2015-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM
Comments Due: August 12, 2015
Federal Register version (80 FR 43503)
34-75457
July 15, 2015
SR-EDGX-2015-08
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
See Also -
Rel. No. 34-74762 , Rel. No. 34-74439
Federal Register version (80 FR 43151)
34-75459
July 15, 2015
SR-EDGA-2015-10
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
Comments Due: March 31, 2015
See Also -
Rel. No. 34-74435 , Rel. No. 34-74763
Federal Register version (80 FR 43150)
34-75455
July 15, 2015
SR-Phlx-2015-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options
Comments Due: August 11, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 43151)
34-75460
July 15, 2015
SR-NYSEMKT-2015-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016
Comments Due: August 11, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 46627)
34-75461
July 15, 2015
SR-NYSEArca-2015-44
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600
Comments Due: August 11, 2015
View Received Comments
See Also -
Rel. No. 34-75071
Federal Register version (80 FR 43512)
34-75458
July 15, 2015
SR-NASDAQ-2015-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing
Comments Due: August 11, 2015
Federal Register version (80 FR 43143)
34-75454
July 15, 2015
SR-MSRB-2015-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Comments Due: August 12, 2015
View Received Comments
See Also -
Exhibit 5
Federal Register version (80 FR 43505)
34-75456
July 15, 2015
SR-ICC-2015-013
Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names
Comments Due: August 11, 2015
See Also -
Rel. No. 34-76111 , Rel. No. 34-75836
Federal Register version (80 FR 43146)
34-75446
July 14, 2015
SR-Phlx-2015-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share
Comments Due: August 10, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42862)
34-75449
July 14, 2015
SR-NYSEARCA-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments Due: August 10, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 45250)
34-75447
July 14, 2015
SR-NASDAQ-2015-075
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
Comments Due: August 10, 2015
View Received Comments
See Also -
Rel. No. 34-76076 , Rel. No. 34-75817
Federal Register version (80 FR 42847)
34-75448
July 14, 2015
SR-MIAX-2015-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program
Comments Due: August 10, 2015
See Also -
Exhibit 3 , Exhibit 3A , Exhibit 5
Federal Register version (80 FR 42856)
34-75435
July 13, 2015
SR-EDGX-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments Due: August 7, 2015
See Also -
Exhibit 5
Federal Register version (80 FR 42563)