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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories

(Release No. 34-75394; File No. SR-FINRA-2015-017)
Jul. 28, 2015 Michele Van Tassel, President, Association of Registration Management, New York, New York
Jul. 10, 2015 Kevin Zambrowicz, Managing Director & Associate General Counsel, SIFMA

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2015-017/finra2015017.shtml
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Modified: 07/29/2015