SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)

(Release No. 34-75356; File No. SR-FINRA-2015-022)

Sep. 21, 2015 Jeanette Wingler, Assistant General Counsel, FINRA, Washington, District of Columbia
Aug. 3, 2015 Joseph C. Peiffer, President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Aug. 3, 2015 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Aug. 3, 2015 Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Aug. 3, 2015 Elissa Germaine, Supervising Attorney, and Jill Gross, Director, Investor Rights Clinic, John Jay Legal Services, White Plains, New York
Aug. 3, 2015 William Beatty, President, North American Securities Administrators Association
Aug. 3, 2015 Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA
Aug. 3, 2015 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Aug. 1, 2015 Robert C. Port, Gaslowitz Frankel LLC, Atlanta, Georgia
Jul. 29, 2015 David Neuman, Israels & Neuman PLC, Bellevue, Washington

Modified: 09/22/2015