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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Expand FINRA's Alternative Trading System ("ATS") Transparency Initiative to Publish OTC Equity Volume Executed Outside ATSs
(Release No. 34-75356; File No. SR-FINRA-2015-020)
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| Sep. 22, 2015 | Lisa C. Horrigan, Associate General Counsel, FINRA |
| Jul. 30, 2015 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Jul. 20, 2015 | Kerry Baker Relf, Head of Content Acquisition and Rights Management, Americas, Thomson Reuters, Washington, District of Columbia |
http://www.sec.gov/comments/sr-finra-2015-020/finra2015020.shtml
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