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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule Series 9100, 9200, 9300, 9550, and 9800 Regarding Temporary and Permanent Cease and Desist Orders

(Release No. 34-75333; File No. SR-FINRA-2015-019)
Jul. 28, 2015 Joseph C. Peiffer, President, Public Investors Arbitration Bar Association, Norman, Oklahoma

 

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2015-019/finra2015019.shtml
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Modified: 07/29/2015