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Release Number	SEC Issue Date	File Number	Details
34-76213	Oct. 21, 2015	SR-FINRA-2015-043	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA *Comments Due:* November 17, 2015 Federal Register version (80 FR 65838)
34-76209	Oct. 21, 2015	SR-CBOE-2015-090	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* November 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 65841)
34-76200	Oct. 20, 2015	SR-EDGX-2015-48	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 To Allow the Listing of Certain Options Based on International Indexes *Comments Due:* November 16, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2015-48 Federal Register version (80 FR 65263)
34-76197	Oct. 20, 2015	SR-BATS-2015-87	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing *Comments Due:* November 16, 2015 See Also - Exhibit 5 Federal Register version (80 FR 65279)
34-76202	Oct. 20, 2015	SR-NYSEArca-2015-77	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Heitman Global Prime Real Estate ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* November 16, 2015 View Received Comments See Also - Rel. No. 34-75901 Federal Register version (80 FR 65266)
34-76199	Oct. 20, 2015	SR-BX-2015-057	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement An Order Exposure Alert To Be Disseminated by the Exchange *Comments Due:* November 16, 2015 See Also - Exhibit 5 Federal Register version (80 FR 65271)
34-76201	Oct. 20, 2015	SR-MIAX-2015-59	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 *Comments Due:* November 16, 2015 See Also - Exhibit 5 Submit a Comment on SR-MIAX-2015-59 Federal Register version (80 FR 65277)
34-76196	Oct. 20, 2015	SR-ICEEU-2015-017	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Services for European Natural Gas Spot Contracts *Comments Due:* November 16, 2015 Submit a Comment on SR-ICEEU-2015-017 Federal Register version (80 FR 65269)
34-76203	Oct. 20, 2015	SR-CBOE-2015-088	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Disaster Recovery *Comments Due:* November 16, 2015 See Also - Exhibit 5 Federal Register version (80 FR 65258)
34-76187	Oct. 19, 2015	SR-Phlx-2015-80	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System *Comments Due:* November 13, 2015 Federal Register version (80 FR 64462)
34-76191	Oct. 19, 2015	SR-PHLX-2015-82	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options *Comments Due:* November 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 64464)
34-76186	Oct. 19, 2015	SR-NYSEArca-2015-02	Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares *Comments Due:* March 31, 2015 View Received Comments See Also - Rel. No. 34-74433, Rel. No. 34-74755, Rel. No. 34-75115, Rel. No. 34-75813 Federal Register version (80 FR 64461)
34-76188	Oct. 19, 2015	SR-FINRA-2015-042	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57) *Comments Due:* November 13, 2015 Federal Register version (80 FR 64456)
34-76189	Oct. 19, 2015	SR-FINRA-2015-038	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 27 Examination Program *Comments Due:* November 13, 2015 Federal Register version (80 FR 64465)
34-76190	Oct. 19, 2015	SR-FINRA-2015-039	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 28 Examination Program *Comments Due:* November 13, 2015 Federal Register version (80 FR 64458)
34-76192	Oct. 19, 2015	SR-CBOE-2015-091	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* November 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 64469)
34-76172	Oct. 16, 2015	SR-ISE-Gemini-2015-20	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* November 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-ISE-Gemini-2015-20 Federal Register version (80 FR 64033)
34-76180	Oct. 16, 2015	SR-ISEGemini-2015-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* November 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-ISEGemini-2015-19 Federal Register version (80 FR 64046)
34-76174	Oct. 16, 2015	SR-NYSEArca-2015-74	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding a Change to the Reference Index of the Market Vectors Short High Yield Municipal Index ETF *Comments Due:* October 7, 2015 See Also - Rel. No. 34-75888, Rel. No. 34-76645 Submit a Comment on SR-NYSEArca-2015-74 Federal Register version (80 FR 64027)
34-76173	Oct. 16, 2015	SR-ISE-2015-32	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* November 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 64037)
34-76177	Oct. 16, 2015	SR-ISE-2015-31	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* November 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 64041)
34-76181	Oct. 16, 2015	SR-ISE-2015-33	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* November 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 64042)
34-76176	Oct. 16, 2015	SR-FINRA-2015-026	Notice of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-up/Mark-down *Comments Due:* November 12, 2015 See Also - Rel. No. 34-75875, Rel. No. 34-75588 Federal Register version (80 FR 64039)
34-76159	Oct. 15, 2015	SR-EDGX-2015-44	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient *Comments Due:* November 10, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2015-44 Federal Register version (80 FR 63601)
34-76164	Oct. 15, 2015	SR-EDGX-2015-45	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems *Comments Due:* November 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2015-45 Federal Register version (80 FR 63857)
34-76158	Oct. 15, 2015	SR-BATS-2015-79	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63632)
34-76162	Oct. 15, 2015	SR-BATS-2015-86	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems *Comments Due:* November 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63849)
34-76156	Oct. 15, 2015	SR-BYX-2015-43	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 67827)
34-76163	Oct. 15, 2015	SR-BYX-2015-44	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems *Comments Due:* November 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63855)
34-76157	Oct. 15, 2015	SR-EDGA-2015-39	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient *Comments Due:* November 10, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2015-39 Federal Register version (80 FR 63629)
34-76165	Oct. 15, 2015	SR-EDGA-2015-40	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems *Comments Due:* November 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2015-40 Federal Register version (80 FR 63859)
34-76161	Oct. 15, 2015	SR-NYSEArca-2015-88	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Representations Regarding the Names and Principal Investments of Certain WBI SMID Funds Currently Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.600 *Comments Due:* November 12, 2015 Federal Register version (80 FR 63852)
34-76147	Oct. 14, 2015	SR-BATS-2015-89	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63621)
34-76139	Oct. 14, 2015	SR-NASDAQ-2015-116	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63627)
34-76146	Oct. 14, 2015	SR-MSRB-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Pursuant to Rule G-3(i)(i) *Comments Due:* November 10, 2015 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-MSRB-2015-11 Federal Register version (80 FR 63595)
34-76148	Oct. 14, 2015	SR-FINRA-2015-036	Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market *Comments Due:* November 10, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-78081, Rel. No. 34-76908, Rel. No. 34-77579 Federal Register version (80 FR 63603)
34-76149	Oct. 14, 2015	SR-CBOE-2015-085	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to End of Week/End of Month Expirations Pilot Program *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63598)
34-76150	Oct. 14, 2015	SR-C2-2015-024	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule *Comments Due:* November 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63593)
34-76130	Oct. 13, 2015	SR-BATS-2015-85	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* November 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63257)
34-76128	Oct. 13, 2015	SR-OCC-2015-016	Notice of Filing of Proposed Rule Change To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility *Comments Due:* November 9, 2015 See Also - Rel. No. 34-76781, Rel. No. 34-76496, Rel. No. 34-76781, Rel. No. 34-76496 Federal Register version (80 FR 63264)
34-76135	Oct. 13, 2015	SR-BX-2015-058	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options *Comments Due:* November 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63267)
34-76131	Oct. 13, 2015	SR-NASDAQ-2015-113	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members *Comments Due:* November 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 63261)
34-76120	Oct. 9, 2015	SR-BATS-2015-83	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* November 6, 2015 See Also - Exhibit 5 Federal Register version (80 FR 62588)
34-76124	Oct. 9, 2015	SR-NYSEArca-2015-91	Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Exchange's Fee Schedule To Eliminate the Sponsor Fee In Connection With Listing a New Derivative Securities Product on the Exchange *Comments Due:* November 6, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 62590)
34-76122	Oct. 9, 2015	SR-ICC-2015-015	Notice of Filing of Proposed Rule Change Related to the ICC Rule Enforcement Process for Missed Submissions *Comments Due:* November 6, 2015 See Also - Rel. No. 34-76479 Federal Register version (80 FR 62593)
34-76121	Oct. 9, 2015	SR-FINRA-2015-037	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4) *Comments Due:* November 6, 2015 Federal Register version (80 FR 62578)
34-76113	Oct. 8, 2015	SR-BATS-2015-80	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. *Comments Due:* November 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 62142)
34-76108	Oct. 8, 2015	SR-OCC-2015-015	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Operation Testing *Comments Due:* November 5, 2015 Submit a Comment on SR-OCC-2015-015 Federal Register version (80 FR 62129)
34-76114	Oct. 8, 2015	SR-NYSEArca-2015-89	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* November 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 62131)
34-76110	Oct. 8, 2015	SR-NYSE-2015-44	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05 and 902.06 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein *Comments Due:* November 5, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2015-44 Federal Register version (80 FR 62145)
34-76112	Oct. 8, 2015	SR-NSCC-2015-005	Notice of Filing of Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation *Comments Due:* November 5, 2015 See Also - Rel. No. 34-76458, Exhibit 5 Submit a Comment on SR-NSCC-2015-005 Federal Register version (80 FR 62121)
34-76106	Oct. 8, 2015	SR-CBOE-2015-081	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders *Comments Due:* November 5, 2015 Federal Register version (80 FR 62125)
34-76107	Oct. 8, 2015	SR-CBOE-2015-084	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of the Exchange's Continuing Education Program *Comments Due:* November 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 62139)
34-76115	Oct. 8, 2015	SR-BOX-2015-32	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility *Comments Due:* November 5, 2015 See Also - Exhibit 5 Submit a Comment on SR-BOX-2015-32 Federal Register version (80 FR 62132)
34-76091	Oct. 7, 2015	SR-EDGX-2015-43	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) *Comments Due:* November 4, 2015 Submit a Comment on SR-EDGX-2015-43 Federal Register version (80 FR 61879)
34-76092	Oct. 7, 2015	SR-BATS-2015-77	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) *Comments Due:* November 4, 2015 Federal Register version (80 FR 61855)
34-76095	Oct. 7, 2015	SR-BYX-2015-41	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) *Comments Due:* November 4, 2015 Federal Register version (80 FR 61853)
34-76093	Oct. 7, 2015	SR-EDGA-2015-38	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) *Comments Due:* November 4, 2015 Submit a Comment on SR-EDGA-2015-38 Federal Register version (80 FR 61863)
34-76094	Oct. 7, 2015	SR-NYSEArca-2015-90	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 To Update a Cross-Reference to Exchange's Recently Revised Rule Regarding Obvious Errors *Comments Due:* November 4, 2015 See Also - Exhibit 5 Federal Register version (80 FR 61865)
34-76088	Oct. 7, 2015	SR-NYSE-2015-35	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Certain Exchange Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. *Comments Due:* September 14, 2015 View Received Comments See Also - Rel. No. 34-76436, Rel. No. 34-75721 Submit a Comment on SR-NYSE-2015-35 Federal Register version (80 FR 61857)
34-76099	Oct. 7, 2015	SR-NSCC-2015-004	Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service *Comments Due:* November 4, 2015 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2015-004 Federal Register version (80 FR 61860)
34-76098	Oct. 7, 2015	SR-MIAX-2015-58	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule *Comments Due:* November 4, 2015 See Also - Exhibit 5 Federal Register version (80 FR 61866)
34-76083	Oct. 6, 2015	SR-Phlx-2015-79	Notice of Filing of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee *Comments Due:* November 3, 2015 See Also - Rel. No. 34-76513 Federal Register version (80 FR 61537)
34-76084	Oct. 6, 2015	SR-NYSEARCA-2015-87	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* November 3, 2015 See Also - Exhibit 5 Federal Register version (80 FR 61529)
34-76085	Oct. 6, 2015	SR-NYSEARCA-2015-86	Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform *Comments Due:* November 3, 2015 View Received Comments See Also - Rel. No. 34-76869, Rel. No. 34-76493, Rel. No. 34-76493 Submit a Comment on SR-NYSEARCA-2015-86 Federal Register version (80 FR 61513)
34-76082	Oct. 6, 2015	SR-FINRA-2015-034	Notice of Filing of a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc. *Comments Due:* November 3, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-76670, Rel. No. 34-76444 Federal Register version (80 FR 61545)
34-76086	Oct. 6, 2015	SR-BOX-2015-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7270 (Block Trades) *Comments Due:* November 3, 2015 See Also - Exhibit 5 Submit a Comment on SR-BOX-2015-33 Federal Register version (80 FR 61527)
34-76070	Oct. 5, 2015	SR-BATS-2015-82	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* October 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 61253)
34-76071	Oct. 5, 2015	SR-NYSEMKT-2015-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports *Comments Due:* October 30, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-72 Federal Register version (80 FR 61260)
34-76072	Oct. 5, 2015	SR-NYSE-2015-43	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports *Comments Due:* October 30, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2015-43 Federal Register version (80 FR 61258)
34-76075	Oct. 5, 2015	SR-NSCC-2015-803	Notice of No Objection to Advance Notice Filing to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members *Comments Due:* October 8, 2015 See Also - Rel. No. 34-75899 Federal Register version (80 FR 61244)
34-76069	Oct. 2, 2015	SR-ICEEU-2015-016	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts *Comments Due:* October 29, 2015 Federal Register version (80 FR 60944)
34-76068	Oct. 2, 2015	SR-CBOE-2015-077	Notice of Filing of a Proposed Rule Change Relating To Margin Requirements *Comments Due:* October 29, 2015 Submit a Comment on SR-CBOE-2015-077 Federal Register version (80 FR 60941)
34-76062	Oct. 1, 2015	SR-OCC-2015-803	Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter a New Credit Facility Agreement *Comments Due:* November 12, 2015 Federal Register version (80 FR 64028)
34-76064	Oct. 1, 2015	SR-NYSEMKT-2015-66	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules To Address Certain Order Handling Obligations on the Part of Its Floor Brokers *Comments Due:* October 28, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-66 Federal Register version (80 FR 60724)
34-76063A	Oct. 1, 2015	SR-NYSEARCA-2015-81	Notice of Filing of Proposed Rule Change Amending Several Rules To Address Certain Order Handling Obligations on the Part of Its Floor Brokers *Comments Due:* October 28, 2015 See Also - Exhibit 5 Federal Register version (80 FR 62592)
34-76054	Sept. 30, 2015	SR-BATS-2015-78	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds *Comments Due:* October 27, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60419)
34-76053	Sept. 30, 2015	SR-BYX-2015-42	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds *Comments Due:* October 27, 2015 Federal Register version (80 FR 60424)
34-76059	Sept. 30, 2015	SR-FINRA-2015-033	Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 0150 to Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities *Comments Due:* October 27, 2015 See Also - Exhibit 2 Federal Register version (80 FR 60416)
34-76061	Sept. 30, 2015	SR-FINRA-2015-035	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of "Clearing-Only, Non-Regulatory Reports" to the FINRA Equity Trade Reporting Facilities *Comments Due:* October 27, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60421)
34-76056	Sept. 30, 2015	4-618	Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* October 27, 2015 View Received Comments See Also - Rel. No. 34-76311 Submit a Comment on 4-618 Federal Register version (80 FR 60426)
34-76018	Sept. 29, 2015	SR-EDGX-2015-42	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60216)
34-76015	Sept. 29, 2015	SR-BATS-2015-76	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60210)
34-76019	Sept. 29, 2015	SR-BATS-2015-56	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. *Comments Due:* December 7, 2015 See Also - Rel. No. 34-76394, Rel. No. 34-75664 Federal Register version (80 FR 60204)
34-76016	Sept. 29, 2015	SR-BYX-2015-40	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60193)
34-76017	Sept. 29, 2015	SR-EDGA-2015-37	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60204)
34-76009	Sept. 29, 2015	SR-NYSEMKT-2015-67	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-location Services and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-67 Federal Register version (80 FR 60213)
34-76022	Sept. 29, 2015	SR-NYSEMKT-2015-68	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products *Comments Due:* October 26, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-68 Federal Register version (80 FR 60201)
34-76010	Sept. 29, 2015	SR-NYSEArca-2015-82	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Co-Location Services to the NYSE Arca Options Fee Schedule and, the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60197)
34-76023	Sept. 29, 2015	SR-NYSEARCA-2015-83	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60208)
34-76008	Sept. 29, 2015	SR-NYSE-2015-40	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-Location Services to the Exchange's Price List and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60190)
34-76024	Sept. 29, 2015	SR-CBOE-2015-080	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Bandwidth *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60195)
34-75995	Sept. 28, 2015	SR-NYSEMKT-2015-69	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-69 Federal Register version (80 FR 59836)
34-75994	Sept. 28, 2015	SR-NYSEARCA-2015-84	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59834)
34-75993	Sept. 28, 2015	SR-NYSE-2015-41	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59844)
34-75984	Sept. 25, 2015	SR-NYSEMKT-2015-71	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding to the Rules of the Exchange the Third Amended and Restated Certificate of Incorporation of NYSE Market, Inc., and the Eighth Amended and Restated Operating Agreement of New York Stock Exchange LLC *Comments Due:* October 22, 2015 See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-NYSEMKT-2015-71 Federal Register version (80 FR 59213)
34-75987	Sept. 25, 2015	SR-NASDAQ-2015-112	Notice of Filing of Proposed Rule Change To Amend Rule 4758 *Comments Due:* October 22, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-76718, Rel. No. 34-76335 Federal Register version (80 FR 59210)
34-75986	Sept. 25, 2015	SR-MIAX-2015-55	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule *Comments Due:* October 22, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59204)
34-75988	Sept. 25, 2015	SR-FINRA-2015-032	Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Reduce the Waiting Period for the Release of Information Reported on Form U5 *Comments Due:* October 22, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-76359 Federal Register version (80 FR 59215)
34-75978	Sept. 24, 2015	SR-NYSEArca-2015-79	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund *Comments Due:* October 21, 2015 Federal Register version (80 FR 58794)