34-75541
July 28, 2015
SR-NSCC-2015-802
Notice of Filing of Advance Notice to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management Comments Due: Rel. No. 34-75730 Federal Register version (80 FR 46072)
34-75536
July 28, 2015
SR-BX-2015-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 To Introduce a Market Maker Peg Order for Use on BX Comments Due: Exhibit 5 Federal Register version (80 FR 46074)
34-75530
July 27, 2015
SR-NYSEARCA-2015-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 45691)
34-75529
July 27, 2015
SR-ICC-2015-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework Comments Due: 34-75887 , Rel. No. 34-75119 Federal Register version (80 FR 45688)
34-75518
July 24, 2015
SR-BATS-2015-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc. Supplemental Competitive Liquidity Provider Program Comments Due: Federal Register version (80 FR 45566)
34-75514
July 23, 2015
SR-NASDAQ-2015-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program Comments Due: Federal Register version (80 FR 45250)
34-75509
July 23, 2015
SR-MIAX-2015-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 612 Regarding the Reset on Quote Functionality Included in the MIAX Aggregate Risk Manager Comments Due: Exhibit 5 Federal Register version (80 FR 45256)
34-75516
July 23, 2015
SR-C2-2015-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters Comments Due: Exhibit 5 Federal Register version (80 FR 45259)
34-75497
July 21, 2015
SR-NYSEARCA-2015-56
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-76267 , Rel. No. 34-75801 Federal Register version (80 FR 45021)
34-75498
July 21, 2015
SR-NASDAQ-2015-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing Comments Due: Exhibit 5 Federal Register version (80 FR 44411)
34-75488
July 20, 2015
SR-Phlx-2015-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 44164)
34-75490
July 20, 2015
SR-BX-2015-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Routing Order Rule Comments Due: Exhibit 5 Federal Register version (80 FR 44166)
34-75486
July 20, 2015
SR-MIAX-2015-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the Pilot Period for Certain Aspects of the PRIME Auction to July 18, 2016 Comments Due: Federal Register version (80 FR 44174)
34-75491
July 20, 2015
SR-CBOE-2015-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (80 FR 44162)
34-75492
July 20, 2015
SR-C2-2015-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (80 FR 44176)
34-75489
July 20, 2015
SR-BOX-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series Comments Due: Exhibit 5 Federal Register version (80 FR 44172)
34-75478
July 17, 2015
SR-EDGX-2015-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 43806)
34-75479
July 17, 2015
SR-EDGX-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to Align With Similar Rules of the BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 43810)
34-75481
July 17, 2015
SR-ISEGemini-2015-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program Comments Due: Exhibit 5 Federal Register version (80 FR 43826)
34-75482
July 17, 2015
SR-ISE-2015-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program Comments Due: Exhibit 5 Federal Register version (80 FR 43807)
34-75480
July 17, 2015
SR-BOX-2015-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Comments Due: Exhibit 5 Federal Register version (80 FR 43803)
34-75464
July 16, 2015
SR-OC-2015-02
Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions Comments Due: Exhibit 4 Federal Register version (80 FR 43497)
34-75470
July 16, 2015
SR-Phlx-2015-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL ("PIXLSM Comments Due: Federal Register version (80 FR 43509)
34-75467
July 16, 2015
SR-NYSEARCA-2015-58
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Exhibit 5 , Rel. No.34-76198 , Rel. No. 34-75800 , Federal Register Correction , Conforming Order Federal Register version (80 FR 43515)
34-75469
July 16, 2015
SR-NYSEARCA-2015-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 43480)
34-75475
July 16, 2015
SR-NYSEArca-2015-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund Comments Due: Federal Register version (80 FR 43507)
34-75463
July 16, 2015
SR-DTC-2015-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 43498)
34-75476
July 16, 2015
SR-CBOE-2015-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM Comments Due: Federal Register version (80 FR 43548)
34-75473
July 16, 2015
SR-C2-2015-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Comments Due: Federal Register version (80 FR 43503)
34-75457
July 15, 2015
SR-EDGX-2015-08
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. Rel. No. 34-74762 , Rel. No. 34-74439 Federal Register version (80 FR 43151)
34-75459
July 15, 2015
SR-EDGA-2015-10
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. Comments Due: Rel. No. 34-74435 , Rel. No. 34-74763 Federal Register version (80 FR 43150)
34-75455
July 15, 2015
SR-Phlx-2015-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options Comments Due: Exhibit 5 Federal Register version (80 FR 43151)
34-75460
July 15, 2015
SR-NYSEMKT-2015-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016 Comments Due: Exhibit 5 Federal Register version (80 FR 46627)
34-75461
July 15, 2015
SR-NYSEArca-2015-44
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75071 Federal Register version (80 FR 43512)
34-75458
July 15, 2015
SR-NASDAQ-2015-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing Comments Due: Federal Register version (80 FR 43143)
34-75454
July 15, 2015
SR-MSRB-2015-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 43505)
34-75456
July 15, 2015
SR-ICC-2015-013
Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names Comments Due: Rel. No. 34-76111 , Rel. No. 34-75836 Federal Register version (80 FR 43146)
34-75446
July 14, 2015
SR-Phlx-2015-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share Comments Due: Exhibit 5 Federal Register version (80 FR 42862)
34-75449
July 14, 2015
SR-NYSEARCA-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (80 FR 45250)
34-75447
July 14, 2015
SR-NASDAQ-2015-075
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV Comments Due: View Received Comments Rel. No. 34-76076 , Rel. No. 34-75817 Federal Register version (80 FR 42847)
34-75448
July 14, 2015
SR-MIAX-2015-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program Comments Due: Exhibit 3 , Exhibit 3A , Exhibit 5 Federal Register version (80 FR 42856)
34-75435
July 13, 2015
SR-EDGX-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 42563)
34-75437
July 13, 2015
SR-BATS-2015-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 42569)
34-75439
July 13, 2015
SR-BYX-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 42561)
34-75433
July 13, 2015
SR-EDGA-2015-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 42582)
34-75436
July 13, 2015
SR-Phlx-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various References to Rule 1080.08 Comments Due: Exhibit 5 Federal Register version (80 FR 42566)
34-75438
July 13, 2015
SR-Phlx-2015-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 42590)
34-75441
July 13, 2015
SR-NYSEMKT-2015-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That Are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required Comments Due: Exhibit 5 Federal Register version (80 FR 42579)
34-75443
July 13, 2015
SR-NYSEMKT-2015-22
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Rel. No. 34-75049 , Rel. No. 34-74682 Federal Register version (80 FR 42593)
34-75434
July 13, 2015
SR-NYSEArca-2015-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities That Are Eligible To Be Routed Away From the Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 42584)
34-75440
July 13, 2015
SR-NYSEArca-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required Comments Due: Exhibit 5 Federal Register version (80 FR 42587)
34-75444
July 13, 2015
SR-NYSE-2015-15
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 13 and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Federal Register version (80 FR 42575)
34-75442
July 13, 2015
SR-CBOE-2015-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 42567)
34-75513
July 13, 2015
SR-C2-2015-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to Obvious Errors Comments Due: Federal Register version (80 FR 45006)
34-75422
July 10, 2015
SR-BATS-2015-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 42141)
34-75424
July 10, 2015
SR-Phlx-2015-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Midpoint Peg Post-Only Order Under Rule 3301A(b) Comments Due: Exhibit 5 Federal Register version (80 FR 42156)
34-75423
July 10, 2015
SR-NASDAQ-2015-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees Comments Due: Exhibit 5 Federal Register version (80 FR 42137)
34-75426
July 10, 2015
SR-ICEEU-2015-010
Notice of Filing of Proposed Rule Change Relating to Credit Default Swap Risk Policies Comments Due: Rel. No. 34-76136 Federal Register version (80 FR 42146)
34-75428
July 10, 2015
SR-FINRA-2015-025
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75782 Federal Register version (80 FR 42149)
34-75425
July 10, 2015
SR-CBOE-2015-044
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule, as Modified by Amendment No. 1, To Introduce Asian Style Settlement and Cliquet Style Settlement for FLexible Exchange Broad-Based Index Options Comments Due: Federal Register version (80 FR 42152)
34-75406
July 9, 2015
SR-BATS-2015-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 41522)
34-75407
July 9, 2015
SR-BYX-2015-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 41532)
34-75414
July 9, 2015
SR-Phlx-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41538)
34-75416
July 9, 2015
SR-NYSEMKT-2015-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41521)
34-75415
July 9, 2015
SR-NYSEArca-2015-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41541)
34-75409
July 9, 2015
SR-BX-2015-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 Comments Due: Exhibit 5 Federal Register version (80 FR 41528)
34-75412
July 9, 2015
SR-BX-2015-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41517)
34-75413
July 9, 2015
SR-NASDAQ-2015-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41519)
34-75408
July 9, 2015
SR-MIAX-2015-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 41530)
34-75411
July 9, 2015
SR-ISE-2015-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41543)
34-75410
July 9, 2015
SR-BOX-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 To Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 41540)
34-75393
July 8, 2015
SR-EDGX-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 41131)
34-75397
July 8, 2015
SR-EDGX-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 41104)
34-75390
July 8, 2015
SR-EDGA-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 41109)
34-75395
July 8, 2015
SR-EDGA-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 41126)
34-75398
July 8, 2015
SR-NYSEMKT-2015-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders From Entering Customer Limit Orders To Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner Comments Due: Exhibit 5 Federal Register version (80 FR 41123)
34-75392
July 8, 2015
SR-BX-2015-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold Comments Due: Exhibit 5 Federal Register version (80 FR 41114)
34-75389
July 8, 2015
SR-NASDAQ-2015-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program Under Rule 7018(i) Comments Due: Exhibit 5 Federal Register version (80 FR 41133)
34-75391
July 8, 2015
SR-NASDAQ-2015-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds Comments Due: Exhibit 5 Federal Register version (80 FR 41100)
34-75396
July 8, 2015
SR-ICC-2015-006
Notice of Withdrawal of Proposed Rule Change to Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name Comments Due: Rel. No. 34-74688 Federal Register version (80 FR 41112)
34-75394
July 8, 2015
SR-FINRA-2015-017
Notice of Filing of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75783 Federal Register version (80 FR 41119)
34-75372
July 7, 2015
SR-Phlx-2015-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold Comments Due: Exhibit 5 Federal Register version (80 FR 40107)
34-75375
July 7, 2015
SR-NASDAQ-2015-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018 Comments Due: Exhibit 5 Federal Register version (80 FR 40098)
34-75377
July 7, 2015
SR-FINRA-2015-022
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 40092)
34-75380
July 7, 2015
SR-DTC-2015-003
Notice of Withdrawal of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks Comments Due: View Received Comments Rel. No. 34-74830 Federal Register version (80 FR 40116)
34-75373
July 7, 2015
SR-CBOE-2015-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.49A Comments Due: Federal Register version (80 FR 40090)
34-75378
July 7, 2015
SR-CBOE-2015-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Tied to Stock Marking Requirement for Certain Orders Comments Due: Federal Register version (80 FR 40116)
34-75381
July 7, 2015
SR-CBOE-2015-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 40111)
34-75374
July 7, 2015
SR-BOX-2015-22
Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program Comments Due: Exhibit 5 , Rel. No. 34-75766 Federal Register version (80 FR 40100)
34-75360
July 6, 2015
SR-BATS-2015-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1(d)(9), (h) and (i) To Modify the Operation of BATS Post Only Orders on the Exchange's Options Platform Comments Due: Exhibit 5 Federal Register version (80 FR 39816)
34-75363
July 6, 2015
SR-CTA-2015-02
Notice of Filing of the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan Comments Due: Rel. No. 34-75660 Federal Register version (80 FR 39821)
34-75366
July 6, 2015
SR-NASDAQ-2015-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rules 7015(b) and (g) Comments Due: Federal Register version (80 FR 39827)
34-75361
July 6, 2015
SR-MIAX-2015-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 612 Regarding Enhanced Aggregate Risk Manager Protections for Exchange Market Makers Comments Due: Exhibit 5 Federal Register version (80 FR 39824)
34-75364
July 6, 2015
SR-FINRA-2015-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7650A Relating to Submission of Billing Disputes by FINRA/Nasdaq Trade Reporting Facility Participants Comments Due: Federal Register version (80 FR 39818)
34-75365
July 6, 2015
SR-FINRA-2015-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4553 and Fees for Access to Alternative Trading System Volume Information Published on FINRA's Web Site Comments Due: View Received Comments Federal Register version (80 FR 39811)
34-75359
July 6, 2015
SR-CBOE-2015-045
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System Comments Due: View Received Comments Rel. No. 34-76254 , Rel. No. 34-75736 , Rel. No. 34-75003 Federal Register version (80 FR 39821)
34-75367
July 6, 2015
SR-C2-2015-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Inaccurate Rule Reference Comments Due: Federal Register version (80 FR 39815)
34-75355
July 2, 2015
SR-NSX-2015-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints Comments Due: Exhibit 5 Federal Register version (80 FR 39460)
34-75358
July 2, 2015
SR-NYSEMKT-2015-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue Certain Fees Comments Due: Exhibit 5 Federal Register version (80 FR 39458)
34-75357
July 2, 2015
SR-NYSEARCA-2015-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Discontinue Certain Fees Comments Due: Exhibit 5 Federal Register version (80 FR 39473)
