Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Merge FINRA Dispute Resolution, Inc. into and with FINRA Regulation, Inc.

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Date Received
Date Letter Type Commenter Name
Public Comment Meredith Cordisco, Assistant General Counsel, FINRA, Washington, District of Columbia
Public Comment William A Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Hugh D. Berkson, President, PIABA, Norman, Oklahoma
Public Comment Jill Gross, Professor of Law, Pace Law School, White Plains, New York
Public Comment Larry A. Tawwater, President, American Association for Justice
Public Comment Ron A. Rhoades, JD, CFP(r), Asst. Professor of Finance, Western Kentucky University, Bowling Green, Kentucky
File Number
SR-FINRA-2015-034
Release Number
34-76082
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