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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Merge FINRA Dispute Resolution, Inc. into and with FINRA Regulation, Inc.

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Date Sort descending	Letter Type	Commenter Name
Dec. 1, 2015	Public Comment	Meredith Cordisco, Assistant General Counsel, FINRA, Washington, District of Columbia
Nov. 4, 2015	Public Comment	William A Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Nov. 3, 2015	Public Comment	Hugh D. Berkson, President, PIABA, Norman, Oklahoma
Nov. 3, 2015	Public Comment	Jill Gross, Professor of Law, Pace Law School, White Plains, New York
Nov. 3, 2015	Public Comment	Larry A. Tawwater, President, American Association for Justice
Nov. 3, 2015	Public Comment	Ron A. Rhoades, JD, CFP(r), Asst. Professor of Finance, Western Kentucky University, Bowling Green, Kentucky

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2015-034

Release Number

34-76082

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