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Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Pursuant to Rule G-3(i)(i)

[Release No. 34-76146; File No. SR-MSRB-2015-11]

Nov. 10, 2015 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services







Modified: 11/10/2015