Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Reduce the Waiting Period for the Release of Information Reported on Form U5

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Date Received
Date Letter Type Commenter Name
Public Comment Denise M. Hammond, Law Student, ABA Representative, Barry University, Dwayne O. Andreas School of Law, Orlando, Florida
Public Comment Joseph C. Peiffer, President, Public Investors Arbitration Bar Association, Norman, Oklahoma

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2015-032
Release Number
34-75988
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