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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Reduce the Waiting Period for the Release of Information Reported on Form U5
(Release No. 34-75988; File No. SR-FINRA-2015-032)
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| Oct. 22, 2015 | Denise M. Hammond, Law Student, ABA Representative, Barry University, Dwayne O. Andreas School of Law, Orlando, Florida |
| Oct. 19, 2015 | Joseph C. Peiffer, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
http://www.sec.gov/comments/sr-finra-2015-032/finra2015032.shtml
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