34-75755
Aug. 25, 2015
SR-ISE-2015-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees Comments Due: Exhibit 5 Federal Register version (80 FR 52529)
34-75757
Aug. 25, 2015
SR-FINRA-2015-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook Comments Due: Federal Register version (80 FR 52530)
34-75756
Aug. 25, 2015
SR-CBOE-2015-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross ("QCC") Orders Comments Due: Federal Register version (80 FR 52526)
34-75751
Aug. 24, 2015
SR-MSRB-2015-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 52352)
34-75748
Aug. 21, 2015
SR-CFE-2015-006
Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications Comments Due: Exhibit 4 Federal Register version (80 FR 52070)
34-75749
Aug. 21, 2015
SR-Phlx-2015-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (80 FR 52073)
34-75750
Aug. 21, 2015
SR-NYSEArca-2015-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF Comments Due: Federal Register version (80 FR 52075)
34-75746
Aug. 20, 2015
SR-EDGX-2015-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router Comments Due: Exhibit 5 Federal Register version (80 FR 51852)
34-75745
Aug. 20, 2015
SR-EDGA-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router Comments Due: Exhibit 5 Federal Register version (80 FR 51855)
34-75744
Aug. 20, 2015
SR-BX-2015-050
Notice of Filing of Proposed Rule Change To Adopt a Kill Switch Comments Due: Exhibit 5 Federal Register version (80 FR 52068)
34-75743
Aug. 20, 2015
SR-NASDAQ-2015-096
Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM Comments Due: Exhibit 5 , Rel. No. 34-76123 Federal Register version (80 FR 51850)
34-75740
Aug. 19, 2015
SR-NYSE-2015-36
Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual (the "Manual") To (i) Amend the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies, (ii) Update the Value of Complimentary Products and Services Offered to Listed Companies, and (iii) Provide That Complimentary Products and Services Would Also Be Offered to Companies that Transfer Their Listing to the Exchange From Another National Securities Exchange Exhibit 5 , Rel. No. 34-76127 Federal Register version (80 FR 51617)
34-75730
Aug. 19, 2015
SR-NSCC-2015-802
Notice of Filing of Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management Comments Due: Rel. No. 34-75541 Federal Register version (80 FR 51638)
34-75733
Aug. 19, 2015
SR-BX-2015-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements Comments Due: Exhibit 5 Federal Register version (80 FR 51622)
34-75734
Aug. 19, 2015
SR-NASDAQ-2015-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements Comments Due: Exhibit 5 Federal Register version (80 FR 51627)
34-75738
Aug. 19, 2015
SR-NASDAQ-2015-095
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I Comments Due: Rel. No. 34-76126 Federal Register version (80 FR 51632)
34-75739
Aug. 19, 2015
SR-NASDAQ-2015-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 3 Entitled "NASDAQ Options Market-Access Services" Comments Due: Exhibit 5 Federal Register version (80 FR 51615)
34-75737
Aug. 19, 2015
SR-MSRB-2015-03
Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors Comments Due: View Received Comments Rel. No. 34-76753 , Rel. No. 34-76420 , Rel. No. 34-75628 , Rel. No.34-74860 Federal Register version (80 FR 51645)
34-75735
Aug. 19, 2015
SR-MIAX-2015-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 51641)
34-75723
Aug. 18, 2015
SR-BATS-2015-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 51340)
34-75717
Aug. 18, 2015
SR-BYX-2015-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BYX Book Viewer Comments Due: Exhibit 5 Federal Register version (80 FR 51332)
34-75724
Aug. 18, 2015
SR-CME-2015-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract Comments Due: Federal Register version (80 FR 51343)
34-75722
Aug. 18, 2015
SR-NYSEARCA-2015-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC Comments Due: Exhibit 5 Federal Register version (80 FR 51342)
34-75721
Aug. 18, 2015
SR-NYSE-2015-35
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-76436 , Rel. No. 34-76088 Federal Register version (80 FR 51334)
34-75713
Aug. 17, 2015
SR-EDGX-2015-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 To Describe the Market Data Product EDGX Book Viewer Comments Due: Exhibit 5 Federal Register version (80 FR 50896)
34-75711
Aug. 17, 2015
SR-BATS-2015-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BZX Book Viewer Comments Due: Exhibit 5 Federal Register version (80 FR 50900)
34-75712
Aug. 17, 2015
SR-EDGA-2015-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8 To Describe the Market Data Product EDGA Book Viewer Comments Due: Exhibit 5 Federal Register version (80 FR 50881)
34-75716
Aug. 17, 2015
SR-BX-2015-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems Comments Due: Federal Register version (80 FR 50885)
34-75715
Aug. 17, 2015
SR-NASDAQ-2015-100
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems Comments Due: Federal Register version (80 FR 50898)
34-75700
Aug. 14, 2015
SR-EDGA-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions; Rule 11.8, Order Types; Rule 11.9, Priority of Orders; Rule 11.10, Order Execution; and Rule 11.11, Routing to Away Trading Centers Comments Due: Exhibit 5 Federal Register version (80 FR 50689)
34-75702
Aug. 14, 2015
SR-Phlx-2015-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program Comments Due: Exhibit 5 Federal Register version (80 FR 50685)
34-75703
Aug. 14, 2015
SR-NYSEMKT-2015-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 50707)
34-75698
Aug. 14, 2015
SR-NYSEArca-2015-68
Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares Euro Trust and the CurrencyShares Japanese Yen Trust Comments Due: View Received Comments Rel. No. 34-77352 , Exhibit 2a , Exhibit 2b , Rel. No. 34-76472 , Rel. No. 34-75945 , Rel. No. 34-77126 Federal Register version (80 FR 50701)
34-75704
Aug. 14, 2015
SR-NYSEArca-2015-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 50683)
34-75709
Aug. 14, 2015
SR-BX-2015-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus Comments Due: Exhibit 5 Federal Register version (80 FR 50671)
34-75701
Aug. 14, 2015
SR-NASDAQ-2015-099
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018 Comments Due: Federal Register version (80 FR 50678)
34-75699
Aug. 14, 2015
SR-CBOE-2015-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-Bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation Comments Due: Federal Register version (80 FR 50677)
34-75693
Aug. 13, 2015
SR-BATS-2015-57
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-76393 , Rel. No. 34-75970 Federal Register version (80 FR 50370)
34-75696
Aug. 13, 2015
SR-NYSEMKT-2015-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A-Equities To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale Comments Due: Exhibit 5 Federal Register version (80 FR 50350)
34-75695
Aug. 13, 2015
SR-NYSE-2015-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale Comments Due: Exhibit 5 Federal Register version (80 FR 50365)
34-75694
Aug. 13, 2015
SR-NASDAQ-2015-089
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust Comments Due: Rel. No. 34-75975 Federal Register version (80 FR 50358)
34-75697
Aug. 13, 2015
SR-FINRA-2015-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand FINRA's Alternative Trading System ("ATS") Transparency Initiative To Publish OTC Equity Volume Executed Outside ATSs Rel. No. 34-76078 , Rel. No. 34-75356 Federal Register version (80 FR 50347)
34-75678
Aug. 12, 2015
SR-BATS-2015-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 50061)
34-75677
Aug. 12, 2015
SR-BYX-2015-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 50059)
34-75685
Aug. 12, 2015
SR-EDGA-2015-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operation of MidPoint Peg Orders Under Rule 11.8(d) Comments Due: Exhibit 5 Federal Register version (80 FR 50053)
34-75676
Aug. 12, 2015
SR-BOX-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 50057)
34-75664
Aug. 11, 2015
SR-BATS-2015-56
Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. Comments Due: View Received Comments Rel. No. 34-76394 , Rel. No. 34-76019 Federal Register version (80 FR 49288)
34-75662
Aug. 11, 2015
SR-NYSEARCA-2015-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF Comments Due: Federal Register version (80 FR 49281)
34-75659
Aug. 11, 2015
SR-NYSE-2015-27
Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules Comments Due: View Received Comments Rel. No. 34-75991 , Rel. No. 34-75288 Federal Register version (80 FR 49285)
34-75661
Aug. 11, 2015
SR-NASDAQ-2015-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections Comments Due: Federal Register version (80 FR 49286)
34-75658
Aug. 10, 2015
SR-OCC-2014-21
Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis Comments Due: Rel. No. 34-74406 , Rel. No. 34-73685 , Rel. No. 34-74406 , Rel. No. 34-73685 Federal Register version (80 FR 48950)
34-75657
Aug. 10, 2015
SR-ICEEU-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Fee Schedule Comments Due: Federal Register version (80 FR 48937)
34-75656
Aug. 10, 2015
SR-ICC-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program Comments Due: Federal Register version (80 FR 48938)
34-75655
Aug. 10, 2015
SR-FINRA-2015-029
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77550 , Rel. No. 34-77103 , Rel. No. 34-76430 Federal Register version (80 FR 48941)
34-75650
Aug. 7, 2015
SR-EDGX-2015-18
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Establish Rules Governing the Trading of Options on the EDGX Options Market Comments Due: Federal Register version (80 FR 48600)
34-75640
Aug. 7, 2015
SR-Phlx-2015-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized by PSX Comments Due: Federal Register version (80 FR 48592)
34-75642
Aug. 7, 2015
SR-NYSEMKT-2015-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 To Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 48594)
34-75649
Aug. 7, 2015
SR-NYSEMKT-2015-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015 Comments Due: Federal Register version (80 FR 48588)
34-75641
Aug. 7, 2015
SR-NYSEArca-2015-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 To Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79 Comments Due: Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5 Federal Register version (80 FR 48577)
34-75648
Aug. 7, 2015
SR-NYSE-2015-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015 Comments Due: Federal Register version (80 FR 48583)
34-75638
Aug. 7, 2015
SR-BX-2015-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes Comments Due: Federal Register version (80 FR 48611)
34-75643
Aug. 7, 2015
SR-BX-2015-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold Comments Due: Federal Register version (80 FR 48590)
34-75637
Aug. 7, 2015
SR-NASDAQ-2015-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data Comments Due: Federal Register version (80 FR 48586)
34-75647
Aug. 7, 2015
SR-NASDAQ-2015-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled "NASDAQ Options Market-Fees and Rebates" Comments Due: Federal Register version (80 FR 48612)
34-75646
Aug. 7, 2015
SR-MSRB-2015-07
Notice of Filing of a Proposed Rule Change Consisting of Revisions to the Content Outlines for the Municipal Fund Securities Limited Principal Qualification Examination, Municipal Securities Representative Qualification Examination and Municipal Securities Principal Qualification Examination and Revisions to the Selection Specifications for the Municipal Securities Principal Qualification Examination Comments Due: View Received Comments Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 3D Federal Register version (80 FR 48572)
34-75639
Aug. 7, 2015
SR-FINRA-2015-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) Comments Due: Exhibit 5 Federal Register version (80 FR 48615)
34-75630
Aug. 6, 2015
SR-CHX-2015-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Implement CHX SNAPSM Comments Due: View Received Comments Rel. No. 34-75346 , Rel. No. 34-76087 Federal Register version (80 FR 48375)
34-75631
Aug. 6, 2015
SR-MIAX-2015-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 48382)
34-75624
Aug. 6, 2015
SR-ICEEU-2015-013
Notice of Filing of Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy Comments Due: Rel. No. 34-75983 Federal Register version (80 FR 48369)
34-75623
Aug. 6, 2015
SR-CBOE-2015-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Related to Equipment and Communication on the Exchange's Trading Floor Comments Due: Federal Register version (80 FR 48365)
34-75609
Aug. 5, 2015
SR-NYSEMKT-2015-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue the Market Access and Connectivity Subsidy Comments Due: Exhibit 5 Federal Register version (80 FR 48132)
34-75614
Aug. 5, 2015
SR-NYSEMKT-2015-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees Comments Due: Exhibit 5 Federal Register version (80 FR 48129)
34-75594
Aug. 4, 2015
SR-EDGX-2015-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 47964)
34-75593
Aug. 4, 2015
SR-EDGA-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 47966)
34-75600
Aug. 4, 2015
SR-NASDAQ-2015-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus Comments Due: Exhibit 5 Federal Register version (80 FR 47968)
34-75601
Aug. 4, 2015
SR-NASDAQ-2015-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies To Opt in to Nasdaq's All-Inclusive Annual Listing Fee Comments Due: Exhibit 5 Federal Register version (80 FR 47974)
34-75602
Aug. 4, 2015
SR-MSRB-2015-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System Comments Due: Exhibit 5 Federal Register version (80 FR 47976)
34-75603
Aug. 4, 2015
SR-MIAX-2015-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 47980)
34-75589
Aug. 3, 2015
SR-CFE-2015-005
Notice of Proposed Rule Change Regarding Disruptive Trading Practices Comments Due: Exhibit 4 Federal Register version (80 FR 47541)
34-75588
Aug. 3, 2015
SR-FINRA-2015-026
Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down Comments Due: View Received Comments Rel. No. 34-76176 , Rel. No. 34-75875 Federal Register version (80 FR 47546)
34-75582
July 31, 2015
SR-CME-2015-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Performance Bond Collateral Program To Include Australian Government Debt, Singapore Government Debt, and Ontario and Quebec Canadian Provincial Debt Comments Due: Federal Register version (80 FR 47014)
34-75567
July 30, 2015
SR-BATS-2015-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of SR-BATS-2015-51 Comments Due: View Received Comments Federal Register version (80 FR 46615)
34-75554
July 30, 2015
SR-NSX-2015-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.21, Short Sales, To Describe the Exchange's Implementation of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 and Relocate Certain Text From Rule 11.11, Orders and Modifiers; and Amending Rule 13.2 To Incorporate by Reference Rules 200, 203 and 204 of Regulation SHO Comments Due: View Received Comments Federal Register version (80 FR 46620)
34-75558
July 30, 2015
SR-Phlx-2015-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Related to the Volume-Based and Multi-Trigger Thresholds Comments Due: Federal Register version (80 FR 46610)
34-75561
July 30, 2015
SR-Phlx-2015-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301B(a) Comments Due: Exhibit 5 Federal Register version (80 FR 46625)
34-75570
July 30, 2015
SR-Phlx-2015-49
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend and Correct Rule 1080.07 Comments Due: Rel. No. 34-76742 , Rel. No. 34-76648 , Rel. No. 34-75942 , Rel. No. 34-75189 Federal Register version (80 FR 46619)
34-75559
July 30, 2015
SR-NYSEMKT-2015-56
Notice of Filing of Proposed Rule Change Amending the NYSE MKT Trades Market Data Product Offering Comments Due: View Received Comments Rel. No. 34-77047 , Rel. No. 34-75937 Federal Register version (80 FR 46642)
34-75569
July 30, 2015
SR-NYSEArca-2015-01
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes Comments Due: Rel. No. 34-74175 , Rel. No. 34-74534 , Rel. No. 34-74863 Federal Register version (80 FR 46627)
34-75556
July 30, 2015
SR-NYSE-2015-31
Notice of Filing of Proposed Rule Change Amending the NYSE Trades Market Data Product Offering Comments Due: View Received Comments Rel. No. 34-77047 , Rel. No. 34-75937 Federal Register version (80 FR 46628)
34-75568
July 30, 2015
SR-BX-2015-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a) Comments Due: Exhibit 5 Federal Register version (80 FR 46617)
34-75555
July 30, 2015
SR-NASDAQ-2015-085
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio a series of the PowerShares Actively Managed Exchange-Traded Fund Trust Comments Due: Federal Register version (80 FR 46631)
34-75557
July 30, 2015
SR-NASDAQ-2015-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 7015(b) and (g) To Modify Port Fees Comments Due: Federal Register version (80 FR 46640)
34-75560
July 30, 2015
SR-FINRA-2015-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules Comments Due: Federal Register version (80 FR 46630)
34-75547
July 29, 2015
SR-BYX-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing Comments Due: Exhibit 5 Federal Register version (80 FR 46369)
34-75550
July 29, 2015
SR-EDGA-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers Comments Due: Exhibit 5 Federal Register version (80 FR 46363)
34-75548
July 29, 2015
SR-CBOE-2015-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Its Simple Auction Liaison ("SAL") Rule Comments Due: Exhibit 5 Federal Register version (80 FR 46357)
34-75533
July 28, 2015
SR-NYSEMKT-2015-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 2015 Comments Due: Federal Register version (80 FR 46083)
34-75534
July 28, 2015
SR-NYSEMKT-2015-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until October 31, 2015 Comments Due: Federal Register version (80 FR 46081)
34-75535
July 28, 2015
SR-NYSEMKT-2015-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program that Allows "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until October 31, 2015 Comments Due: Federal Register version (80 FR 46078)
34-75540
July 28, 2015
SR-NYSEArca-2015-50
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75311 Federal Register version (80 FR 46359)
