34-79713
Dec. 30, 2016
SR-NYSEARCA-2016-166
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(d)(4) Comments Due: Exhibit 5 Federal Register version (82 FR 1772)
34-79716
Dec. 30, 2016
SR-NYSEArca-2016-168
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1774)
34-79715
Dec. 30, 2016
SR-NYSE-2016-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List to Modify the Fees Related to Four Bundles of Co-Location Services in Connection with the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1777)
34-79705
Dec. 29, 2016
SR-NYSEArca-2016-169
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A) Comments Due: Exhibit 5 Federal Register version (82 FR 1419)
34-79710
Dec. 29, 2016
SR-NYSE-2016-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 1395)
34-79701
Dec. 29, 2016
SR-NASDAQ-2016-175
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d) Comments Due: Exhibit 5 Federal Register version (82 FR 1381)
34-79706
Dec. 29, 2016
SR-NASDAQ-2016-180
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV Comments Due: Federal Register version (82 FR 1390)
34-79709
Dec. 29, 2016
SR-CBOE-2016-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed Comments Due: Exhibit 5 Federal Register version (82 FR 1387)
34-79712
Dec. 29, 2016
SR-CBOE-2016-091
Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index Comments Due: Exhibit 5 , Rel. No. 34-80060 Federal Register version (82 FR 1383)
34-79711
Dec. 29, 2016
SR-C2-2016-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds Comments Due: Exhibit 5 Federal Register version (82 FR 1415)
34-79699
Dec. 28, 2016
SR-BatsEDGA-2016-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGA Summary Depth and Amend Fees for EDGA Depth Comments Due: Exhibit 5 Federal Register version (82 FR 892)
34-79696
Dec. 27, 2016
SR-CBOE-2016-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 Comments Due: Exhibit 5 Federal Register version (82 FR 173)
34-79697
Dec. 27, 2016
SR-CBOE-2016-088
Notice of Filing of a Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80040 Federal Register version (82 FR 167)
34-79684
Dec. 23, 2016
SR-NSX-2016-16
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc. Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J Federal Register version (81 FR 96552)
34-79688
Dec. 23, 2016
SR-NYSEArca-2016-170
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.11, 7.31, and 7.34 Comments Due: Exhibit 5 Federal Register version (81 FR 96534)
34-79690
Dec. 23, 2016
SR-BX-2016-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees) Comments Due: Exhibit 5 Federal Register version (81 FR 96527)
34-79687
Dec. 23, 2016
SR-NASDAQ-2016-183
Notice of Filing of Proposed Rule Change To Shorten the Settlement Cycle From T+3 to T+2 Comments Due: View Received Comments Exhibit 2A , Exhibit 2B , Exhibit 2C , Exhibit 2D , Exhibit 5 , Rel. No. 34-80013 Federal Register version (81 FR 96545)
34-79685
Dec. 23, 2016
SR-MIAX-2016-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Other Market Participant Transaction Fees Comments Due: Exhibit 5 Federal Register version (81 FR 96550)
34-79686
Dec. 23, 2016
SR-ISE-2016-31
Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901 Comments Due: Exhibit 5 , Rel. No. 34-80009 Federal Register version (81 FR 96532)
34-79682
Dec. 23, 2016
SR-FINRA-2016-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Fees for Historical Trade Data Accessed Through the FINRA ADDS Web Site Comments Due: Exhibit 5 Federal Register version (81 FR 96530)
34-79663
Dec. 22, 2016
SR-ISEMercury-2016-22
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96089)
34-79664
Dec. 22, 2016
SR-ISEGemini-2016-16
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96136)
34-79677
Dec. 22, 2016
SR-ISEGemini-2016-17
Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80011 Federal Register version (81 FR 96114)
34-79679
Dec. 22, 2016
SR-ISEGemini-2016-18
Notice of Filing of Proposed Rule Change To Amend the Opening Process Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80014 Federal Register version (81 FR 96062)
34-79654
Dec. 22, 2016
SR-Phlx-2016-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products Comments Due: Exhibit 5 Federal Register version (81 FR 96140)
34-79660
Dec. 22, 2016
SR-Phlx-2016-120
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Phlx To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96060)
34-79658
Dec. 22, 2016
SR-NYSEMKT-2016-119
Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") Comments Due: Rel. No. 34-80020 Federal Register version (81 FR 96143)
34-79672
Dec. 22, 2016
SR-NYSEMKT-2016-63
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80309 , Rel. No. 34-79378 , Rel. No. 34-78968 , Rel. No. 34-78629 , Rel. No. 34-80077 Federal Register version (81 FR 96080)
34-79675
Dec. 22, 2016
SR-NYSEMKT-2016-122
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96128)
34-79673
Dec. 22, 2016
SR-NYSEArca-2016-89
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80310 , Rel. No. 34-80076 , Rel. No. 34-79379 , Rel. No. 34-78967 , Rel. No. 34-78628 Federal Register version (81 FR 96107)
34-79678
Dec. 22, 2016
SR-NYSEArca-2016-167
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96102)
34-79659
Dec. 22, 2016
SR-NYSE-2016-87
Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") Comments Due: View Received Comments Rel. No. 34-80021 Federal Register version (81 FR 96076)
34-79671
Dec. 22, 2016
SR-NYSE-2016-90
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96124)
34-79674
Dec. 22, 2016
SR-NYSE-2016-45
Notice of Filing of Amendment No. 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80311 , Rel. No. 34-80002 , Rel. No. 34-79316 , Rel. No. 34-78966 , Rel. No. 34-78887 , Rel. No. 34-78556 Federal Register version (81 FR 96053)
34-79676
Dec. 22, 2016
SR-NYSE-2016-72
Notice of Filing of Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies Comments Due: Exhibit 5 , Rel. No. 34-80199 , 34-80022 Federal Register version (81 FR 96150)
34-79655
Dec. 22, 2016
SR-NSCC-2016-008
Notice of Filing of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes Comments Due: Exhibit 5 Federal Register version (81 FR 96146)
34-79661
Dec. 22, 2016
SR-BX-2016-068
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit BX To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96100)
34-79667
Dec. 22, 2016
SR-BX-2016-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products Comments Due: Exhibit 5 Federal Register version (81 FR 96152)
34-79662
Dec. 22, 2016
SR-NASDAQ-2016-169
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit The Nasdaq Options Market LLC To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96087)
34-79666
Dec. 22, 2016
SR-MIAX-2016-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees Comments Due: Exhibit 5 Federal Register version (81 FR 96133)
34-79665
Dec. 22, 2016
SR-ISE-2016-27
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96092)
34-79670
Dec. 22, 2016
SR-IEX-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Retention of Jurisdiction Over Members and Persons Associated with Members Upon Termination, Revocation, or Cancellation of Membership or Association Thereof Comments Due: Federal Register version (81 FR 96074)
34-79644
Dec. 21, 2016
SR-ISEGemini-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Qualifying Tier Thresholds and Fees and Rebates Comments Due: Exhibit 5 Federal Register version (81 FR 95710)
34-79636
Dec. 21, 2016
SR-BatsBZX-2016-87
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BZX Summary Depth and Amend Fees for BZX Depth Comments Due: Exhibit 5 Federal Register version (81 FR 95693)
34-79635
Dec. 21, 2016
SR-Phlx-2016-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection for Members Accessing PSX Comments Due: Federal Register version (81 FR 95657)
34-79640
Dec. 21, 2016
SR-NYSEMKT-2016-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To (1) Change How Orders Would Be Processed When the Protected Best Bid ("PBB") Is Higher Than the Protected Best Offer ("PBO") (The "PBBO") in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism Comments Due: Exhibit 5 Federal Register version (81 FR 95699)
34-79642
Dec. 21, 2016
SR-NYSEMKT-2016-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D-Equities and the Listed Company Manual Comments Due: Exhibit 5 Federal Register version (81 FR 95719)
34-79651
Dec. 21, 2016
SR-NYSEMKT-2016-121
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 95691)
34-79645
Dec. 21, 2016
SR-NYSEArca-2016-103
Notice for Securities Industry Registration ("Form U5") and Any Amendments Thereto Comments Due: View Received Comments Rel. No. 34-80154 , Rel. No. 34-78598 , Rel. No. 34-78198 Federal Register version (81 FR 95679)
34-79645
Dec. 21, 2016
SR-NYSEMKT-2016-52
Notice for Securities Industry Registration ("Form U5") and Any Amendments Thereto Comments Due: View Received Comments Rel. No. 34-80154 , Rel. No. 34-78598 , Rel. No. 34-78198 Federal Register version (81 FR 95679)
34-79637
Dec. 21, 2016
SR-NYSE-2016-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D and the Listed Company Manual Comments Due: Exhibit 5 Federal Register version (81 FR 95677)
34-79638
Dec. 21, 2016
SR-NYSE-2016-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (1) Change How Orders Would be Processed When the Protected Best Bid ("PBB") Is Higher Than the Protected Best Offer ("PBO") (The "PBBO") in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism Comments Due: Exhibit 5 Federal Register version (81 FR 95658)
34-79639
Dec. 21, 2016
SR-NYSE-2016-88
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Trading License Fee for Calendar Year 2017 Comments Due: Exhibit 5 Federal Register version (81 FR 95676)
34-79641
Dec. 21, 2016
SR-NASDAQ-2016-179
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection Comments Due: Federal Register version (81 FR 95703)
34-79649
Dec. 21, 2016
SR-NASDAQ-2016-172
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products Comments Due: Exhibit 5 Federal Register version (81 FR 95666)
34-79652
Dec. 21, 2016
SR-IEX-2016-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That an Issuer of Securities Listed Under Chapter 16 Notify IEX About Certain Changes to the Index, Portfolio, or Reference Asset Underlying the Security Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (81 FR 95664)
34-79648
Dec. 21, 2016
SR-FINRA-2016-047
Notice of Filing of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2 Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 95705)
34-79643
Dec. 21, 2016
SR-FICC-2016-801
Notice of Filing of an Advance Notice to Implement a Change to the Methodology Used in the MBSD VaR Model Comments Due: Federal Register version (81 FR 95669)
34-79646
Dec. 21, 2016
SR-BOX-2016-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 3220, Disruptive Quoting and Trading Activity Prohibited and Rule 12160, Expedited Suspension Proceeding Comments Due: Exhibit 5 Federal Register version (81 FR 95713)
34-79624
Dec. 20, 2016
SR-ISEMercury-2016-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Mercury Rule 803 at Supplementary Material .02 in Connection With Business Continuity and Disaster Recovery Plans Comments Due: Exhibit 5 Federal Register version (81 FR 95211)
34-79626
Dec. 20, 2016
SR-ISEGemini-2016-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With Business Continuity and Disaster Recovery Plans Testing Requirements Comments Due: Exhibit 5 Federal Register version (81 FR 95216)
34-79618
Dec. 20, 2016
SR-BatsBZX-2016-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETFs Comments Due: Federal Register version (81 FR 95252)
34-79623
Dec. 20, 2016
SR-BatsBYX-2016-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BYX Summary Depth and Amend Fees for BYX Depth Comments Due: Exhibit 5 Federal Register version (81 FR 95226)
34-79614
Dec. 20, 2016
SR-Phlx-2016-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) Comments Due: Exhibit 5 Federal Register version (81 FR 95206)
34-79611
Dec. 20, 2016
SR-NYSEMKT-2016-99
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading Comments Due: Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New , Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E , Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan , Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin Federal Register version (81 FR 95205)
34-79612
Dec. 20, 2016
SR-NYSE-2016-71
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading Comments Due: Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New , Order Rel. No. 34-80044 , Rel. No. 34-79284 , Rel. No. 34-80552 Federal Register version (81 FR 95205)
34-79609
Dec. 20, 2016
SR-BX-2016-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection Comments Due: Federal Register version (81 FR 95241)
34-79615
Dec. 20, 2016
SR-BX-2016-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) Comments Due: Exhibit 5 Federal Register version (81 FR 95232)
34-79616
Dec. 20, 2016
SR-NASDAQ-2016-171
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) Comments Due: Exhibit 5 Federal Register version (81 FR 95243)
34-79617
Dec. 20, 2016
SR-NASDAQ-2016-168
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Data Fees at Rule 7052 Comments Due: Exhibit 5 Federal Register version (81 FR 95213)
34-79619
Dec. 20, 2016
SR-NASDAQ-2016-178
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Comments Due: Exhibit 5 Federal Register version (81 FR 95250)
34-79622
Dec. 20, 2016
SR-ISE-2016-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 803 at Supplementary Material .02 in Connection With Business Continuity and Disaster Recovery Plans Comments Due: Exhibit 5 Federal Register version (81 FR 95260)
34-79620
Dec. 20, 2016
SR-FINRA-2016-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reporting Transactions in U.S. Treasury Securities to the Trade Reporting and Compliance Engine Comments Due: Federal Register version (81 FR 95247)
34-79610
Dec. 20, 2016
SR-CBOE-2016-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Compression of S&P 500(R) Index Options Positions Comments Due: Exhibit 5 Federal Register version (81 FR 95219)
34-79621
Dec. 20, 2016
SR-CBOE-2016-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Credit Option Margin Pilot Program Through July 18, 2017 Comments Due: Exhibit 5 Federal Register version (81 FR 95236)
34-79613
Dec. 20, 2016
SR-BOX-2016-50
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 5050 Series of Options Contracts Open for Trading To Provide for the Listing and Trading on the Exchange of RealDayTM Comments Due: View Received Comments Rel. No. 34-79936 , Rel. No. 34-79258 Federal Register version (81 FR 95206)
34-79596
Dec. 19, 2016
SR-BatsEDGA-2016-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, and Rule 11.11, Routing to Away Trading Centers, To Enhance the Exchange's Midpoint Routing Functionality Comments Due: Exhibit 5 Federal Register version (81 FR 94454)
34-79600
Dec. 19, 2016
SR-BatsBZX-2016-91
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Participant Fee Applicable to Options Members of Its Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 94468)
34-79603
Dec. 19, 2016
SR-BatsBYX-2016-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9, Orders and Modifiers, and Rule 11.13, Order Execution and Routing, To Enhance the Exchange's Midpoint Routing Functionality Comments Due: Exhibit 5 Federal Register version (81 FR 94440)
34-79599
Dec. 19, 2016
SR-NYSEMKT-2016-120
Notice of Filing of Proposed Rule Change Amending Rule 971.1NY and to Make Permanent the Aspects of Customer Best Execution Auction that Are Subject to a Pilot Comments Due: Exhibit 3 , Exhibit 5 , Rel. No. 34-79830
34-79594
Dec. 19, 2016
SR-NYSEArca-2016-164
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 3.2 and NYSE Arca Equities Rules 1.1, 3.2, 10.3, 10.8, 10.13, and 14 Comments Due: Exhibit 5 Federal Register version (81 FR 94473)
34-79597
Dec. 19, 2016
SR-NYSEArca-2016-165
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (81 FR 94460)
34-79592
Dec. 19, 2016
SR-NSCC-2016-803
Notice of No Objection to Advance Notice Filing to Accelerate its Trade Guaranty, Add New Clearing Fund Components, Enhance its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes Comments Due: Rel. No. 34-79391 Federal Register version (81 FR 94448)
34-79589
Dec. 19, 2016
SR-CBOE-2016-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Checks for Complex Orders Comments Due: Federal Register version (81 FR 94469)
34-79590
Dec. 19, 2016
SR-C2-2016-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check for Complex Orders Comments Due: Federal Register version (81 FR 94434)
34-79595
Dec. 19, 2016
SR-BatsEDGX-2016-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGX Summary Depth and Amend Fees for EDGX Depth Comments Due: Exhibit 5 Federal Register version (81 FR 94442)
34-79584
Dec. 16, 2016
SR-Phlx-2016-119
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent Comments Due: Exhibit 5 , Exhibit 3a , Exhibit 3b , Rel. No. 34-79835 Federal Register version (81 FR 93979)
34-79582
Dec. 16, 2016
SR-NYSE-2016-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Adopt a Fee Cap Specific to Investment Management Entities and Their Eligible Portfolio Companies Comments Due: Exhibit 5 Federal Register version (81 FR 93976)
34-79562
Dec. 15, 2016
SR-ISEGemini-2016-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products Comments Due: Exhibit 5 Federal Register version (81 FR 93722)
34-79561
Dec. 15, 2016
SR-NYSEMKT-2016-58
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund Comments Due: View Received Comments Rel. No. 34-79510 , Rel. No. 34-78804 , Rel. No. 34-78432 , Rel. No. 34-78000 Federal Register version (81 FR 93715)
34-79564
Dec. 15, 2016
SR-NYSEMKT-2016-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 Comments Due: Exhibit 5 Federal Register version (81 FR 93716)
34-79565
Dec. 15, 2016
SR-NYSEARCA-2016-163
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 Comments Due: Exhibit 5 Federal Register version (81 FR 93723)
34-79563
Dec. 15, 2016
SR-ISE-2016-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products Comments Due: Exhibit 5 Federal Register version (81 FR 93718)
34-79570
Dec. 15, 2016
SR-FINRA-2016-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems Comments Due: Exhibit 5 Federal Register version (81 FR 93720)
34-79552
Dec. 14, 2016
SR-BatsBZX-2016-61
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Comments Due: View Received Comments Rel. No. 34-79884 , Rel. No. 34-79162 Federal Register version (81 FR 92928)
34-79545
Dec. 14, 2016
SR-Phlx-2016-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) Comments Due: Exhibit 5 Federal Register version (81 FR 92916)
34-79558
Dec. 14, 2016
SR-NYSEMKT-2016-114
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 92889)
34-79559
Dec. 14, 2016
SR-NYSEMKT-2016-115
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 92923)
34-79547
Dec. 14, 2016
SR-NYSEARCA-2016-161
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 10.17 and NYSE Arca Equities Rule 10.15 Comments Due: Exhibit 5 Federal Register version (81 FR 92892)
34-79550
Dec. 14, 2016
SR-NYSEArca-2016-120
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-80770 , Order No. 34-80579 , Order No. 34-79914 , Rel. No. 34-79201 Federal Register version (81 FR 92892)
