Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice

Quick Links

empty


Release Number	SEC Issue Date	File Number	Details
34-78422	July 27, 2016	SR-NYSEARCA-2016-102	Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New NYSE Arca Rule 13.9 and a New NYSE Arca Equities Rule 11.9 and To Make Conforming Changes to NYSE Arca Rule 3.2 and NYSE Arca Equities Rule 3.2 *Comments Due:* August 23, 2016 See Also - Exhibit 5 Federal Register version (81 FR 50750)
34-78425	July 27, 2016	SR-NYSEArca-2016-84	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201 *Comments Due:* July 12, 2016 View Received Comments See Also - Rel. No. 34-79518, Rel. No. 34-78859, Rel. No. 34-78075 Submit a Comment on SR-NYSEArca-2016-84 Federal Register version (81 FR 50759)
34-78426	July 27, 2016	SR-NYSEArca-2016-101	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 *Comments Due:* August 23, 2016 See Also - Exhibit 3, Rel. No. 34-80319, Rel. No. 34-80099, Rel. No. 34-79726, Rel. No. 34-79171, Rel. No. 34-78770 Submit a Comment on SR-NYSEArca-2016-101 Federal Register version (81 FR 50763)
34-78416	July 27, 2016	SR-IEX-2016-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees and Other Claims and Billing Policy *Comments Due:* August 22, 2016 See Also - Exhibit 5 Submit a Comment on SR-IEX-2016-01 Federal Register version (81 FR 50573)
34-78420	July 27, 2016	SR-IEX-2016-02	Notice of Filing of Proposed Rule Change To Amend Rule 11.230 To Rename the "Router Plus" Routing Option to "Router" *Comments Due:* August 22, 2016 See Also - Exhibit 5 Submit a Comment on SR-IEX-2016-02 Federal Register version (81 FR 50572)
34-78427	July 27, 2016	SR-BOX-2016-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility *Comments Due:* August 23, 2016 See Also - Exhibit 5 Federal Register version (81 FR 50777)
34-78428	July 27, 2016	SR-BOX-2016-36	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility *Comments Due:* August 23, 2016 See Also - Exhibit 5 Federal Register version (81 FR 50761)
34-78419	July 26, 2016	SR-Phlx-2016-78	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts) *Comments Due:* August 22, 2016 Federal Register version (81 FR 50582)
34-78421	July 26, 2016	SR-C2-2016-013	Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule *Comments Due:* August 22, 2016 See Also - Exhibit 5 Federal Register version (81 FR 50580)
34-78403	July 25, 2016	SR-NSX-2016-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to NSX Rule 11.25(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes *Comments Due:* August 19, 2016 See Also - Exhibit 5, Exemptive Letter Federal Register version (81 FR 50028)
34-78408	July 25, 2016	SR-Phlx-2016-76	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data *Comments Due:* August 19, 2016 Federal Register version (81 FR 50026)
34-78405	July 25, 2016	SR-BX-2016-044	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data *Comments Due:* August 19, 2016 Federal Register version (81 FR 51949)
34-78404	July 25, 2016	SR-NASDAQ-2016-099	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data *Comments Due:* August 19, 2016 Federal Register version (81 FR 50024)
34-78406	July 25, 2016	SR-NASDAQ-2016-100	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Options Market LLC Pricing at Chapter XV *Comments Due:* August 19, 2016 See Also - Exhibit 5 Federal Register version (81 FR 50029)
34-78407	July 25, 2016	SR-CBOE-2016-057	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders *Comments Due:* August 19, 2016 Federal Register version (81 FR 50036)
34-78394	July 22, 2016	SR-Phlx-2016-77	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Price Improvement XL Pricing *Comments Due:* August 19, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49709)
34-78392	July 22, 2016	SR-NASDAQ-2016-098	Notice of Filing of Proposed Rule Change To Modify the Complimentary Services Offered to Certain New Listings *Comments Due:* August 18, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49705)
34-78391	July 21, 2016	SR-NSX-2016-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49348)
34-78382	July 21, 2016	SR-Phlx-2016-62	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49293)
34-78376	July 21, 2016	SR-NYSEMKT-2016-70	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49311)
34-78389	July 21, 2016	SR-NYSEMKT-2016-15	Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes *Comments Due:* August 17, 2016 Rebuttal comments due: August 31, 2016 View Received Comments See Also - Rel. No. 34-78951, Rel. No. 34-77978, Rel. No. 34-77640 Federal Register version (81 FR 49304)
34-78377	July 21, 2016	SR-NYSEArca-2016-99	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49327)
34-78381	July 21, 2016	SR-NYSEArca-2016-103	Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA *Comments Due:* August 17, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-79055, Rel. No. 34-78755, Rel. No. 34-80154 Submit a Comment on SR-NYSEArca-2016-103 Federal Register version (81 FR 49286)
34-78383	July 21, 2016	SR-NYSEArca-2016-104	Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA *Comments Due:* August 17, 2016 See Also - Exhibit 5, Rel. No. 34-78809 Federal Register version (81 FR 49309)
34-78386	July 21, 2016	SR-NYSEArca-2016-79	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* June 30, 2016 View Received Comments See Also - Rel. No. 34-78414, Rel. No. 34-77992 Federal Register version (81 FR 49299)
34-78388	July 21, 2016	SR-NYSEARCA-2016-19	Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as well as Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the NYSE Arca Options Fee Schedule To Reflect the Changes *Comments Due:* August 17, 2016 Rebuttal comments due: August 31, 2016 View Received Comments See Also - Rel. No. 34-78952, Rel. No. 34-77977, Rel. No. 34-77641 Federal Register version (81 FR 49332)
34-78378	July 21, 2016	SR-NYSE-2016-49	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49315)
34-78387	July 21, 2016	SR-NYSE-2016-11	Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as Well as Amending the NYSE Price List To Reflect the Changes *Comments Due:* August 17, 2016 Rebuttal comments due: August 31, 2016 View Received Comments See Also - Rel. No. 34-78953, Rel. No. 34-77976, Rel. No. 34-77642 Federal Register version (81 FR 49300)
34-78380	July 21, 2016	SR-NASDAQ-2016-090	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49288)
34-78384	July 21, 2016	SR-NASDAQ-2016-002	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III *Comments Due:* April 26, 2016 View Received Comments See Also - Rel. No. 34-77705, Rel. No. 34-77320, Rel. No. 34-76944, Rel. No. 34-78913 Federal Register version (81 FR 49286)
34-78385	July 21, 2016	SR-NASDAQ-2016-103	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Exchange-Traded Managed Funds *Comments Due:* August 17, 2016 Federal Register version (81 FR 49341)
34-78379	July 21, 2016	SR-DTC-2016-003	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers *Comments Due:* June 30, 2016 View Received Comments See Also - Rel. No. 34-79488, Rel. No. 34-78774, Rel. No. 34-77991 Federal Register version (81 FR 49309)
34-78390	July 21, 2016	SR-BOX-2016-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility *Comments Due:* August 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 49336)
34-78367	July 20, 2016	SR-NYSEMKT-2016-49	Notice of Withdrawal of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities *Comments Due:* May 24, 2016 See Also - Rel. No. 34-77951, Rel. No. 34-77734 Federal Register version (81 FR 48860)
34-78373	July 20, 2016	SR-NYSEArca-2016-97	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 *Comments Due:* August 16, 2016 See Also - Rel. No. 34-79131, Rel. No. 34-78750, Rel. No. 34-78373 Federal Register version (81 FR 48869)
34-78374	July 20, 2016	SR-NYSEARCA-2016-98	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1(s) and 7.35P(a)(10)(A) to Extend the Period for the Current Trading Halt Auction Collar Price Collar Thresholds *Comments Due:* August 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48876)
34-78368	July 20, 2016	SR-NYSE-2016-30	Notice of Withdrawal of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 *Comments Due:* May 20, 2016 See Also - Rel. No. 34-77950, Rel. No. 34-77701 Federal Register version (81 FR 48876)
34-78371	July 20, 2016	SR-NYSE-2016-43	Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New Rule 346 Prohibiting Association by Member Organizations, Principal Executives, Approved Persons, and Persons Associated With a Member Organization or Control Persons of Member Organizations With Persons Subject to a Statutory Disqualification *Comments Due:* August 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48879)
34-78372	July 20, 2016	SR-NYSE-2016-50	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Regarding Payment of Compensation and Rebates, and Research Analyst Attestation Requirements, Harmonizing With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes *Comments Due:* August 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48861)
34-78375	July 20, 2016	SR-BX-2016-034	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Affiliated Entities *Comments Due:* August 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48864)
34-78369	July 20, 2016	SR-BatsEDGX-2016-32	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform *Comments Due:* August 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48859)
34-78357	July 19, 2016	SR-NYSEArca-2016-94	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 1.1 To Establish an Official Closing Price for Exchange-Listed Securities if the Exchange Is Unable To Conduct a Closing Auction *Comments Due:* August 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48477)
34-78361	July 19, 2016	SR-BX-2016-043	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Its Options Regulatory Fee *Comments Due:* August 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48485)
34-78354	July 19, 2016	SR-NASDAQ-2016-102	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7018 *Comments Due:* August 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48487)
34-78360	July 19, 2016	SR-NASDAQ-2016-096	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Nasdaq's Options Regulatory Fee *Comments Due:* August 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 48475)
34-78359	July 19, 2016	SR-FINRA-2016-027	Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine *Comments Due:* August 15, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-79116 Federal Register version (81 FR 48465)
34-78353	July 18, 2016	SR-BOX-2016-32	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange to Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP *Comments Due:* August 12, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47843)
34-78342	July 15, 2016	SR-ISEMercury-2016-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program *Comments Due:* August 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47481)
34-78343	July 15, 2016	SR-ISEGemini-2016-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program *Comments Due:* August 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47483)
34-78338	July 15, 2016	SR-BatsBZX-2016-41	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. *Comments Due:* August 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47458)
34-78346	July 15, 2016	SR-BatsBZX-2016-34	Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF, a Series of ProShares *Comments Due:* August 11, 2016 View Received Comments See Also - Rel. No. 34-78847, Rel. No. 34-78643 Federal Register version (81 FR 47475)
34-78348	July 15, 2016	SR-NYSEMKT-2016-48	Notice of Filing of Proposed Rule Change To Amend Certain Rules Related to Flexible Exchange Options *Comments Due:* August 11, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-78744 Submit a Comment on SR-NYSEMKT-2016-48 Federal Register version (81 FR 47469)
34-78345	July 15, 2016	SR-NYSEArca-2016-96	Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 *Comments Due:* August 11, 2016 View Received Comments See Also - Rel. No. 34-78727, Rel. No. 34-79111, Rel. No. 34-79802, Rel. No. 34-80254 Submit a Comment on SR-NYSEArca-2016-96 Federal Register version (81 FR 47447)
34-78344	July 15, 2016	SR-ISE-2016-17	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program *Comments Due:* August 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47459)
34-78347	July 15, 2016	SR-FICC-2016-003	Notice of Filing of Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants *Comments Due:* August 11, 2016 See Also - Exhibit 5, Rel. No. 34-79077 Federal Register version (81 FR 47466)
34-78339	July 15, 2016	SR-BatsEDGX-2016-29	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform To: Modify Various Rules To Eliminate the Display-Price Sliding Option; Modify Various Rules To Eliminate Price Improving Orders; and Adopt the Step Up Mechanism *Comments Due:* August 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47461)
34-78330	July 14, 2016	SR-BatsEDGA-2016-15	Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* August 10, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 47223)
34-78334	July 14, 2016	SR-BatsBZX-2016-29	Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* August 10, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 47187)
34-78333	July 14, 2016	SR-BatsBYX-2016-17	Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* August 10, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 47198)
34-78324	July 14, 2016	SR-NYSEMKT-2016-69	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY *Comments Due:* August 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47196)
34-78328	July 14, 2016	SR-NYSEArca-2016-63	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.600 *Comments Due:* June 23, 2016 See Also - Rel. No. 34-79498, 34-79398, Rel. No. 334-78728, Rel. No. 34-77941 Federal Register version (81 FR 47222)
34-78323	July 14, 2016	SR-MSRB-2016-09	Notice of Filing of a Proposed Rule Change To Establish the MSRB Academic Historical Transaction Data Product *Comments Due:* August 10, 2016 View Received Comments Federal Register version (81 FR 47211)
34-78327	July 14, 2016	SR-FINRA-2016-026	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules *Comments Due:* August 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 47229)
34-78331	July 14, 2016	SR-BatsEDGX-2016-26	Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* August 10, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 47205)
34-78314	July 13, 2016	SR-BatsEDGA-2016-16	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes *Comments Due:* August 9, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46984)
34-78317	July 13, 2016	SR-Phlx-2016-73	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program *Comments Due:* August 9, 2016 See Also - Exhibit 5, Exemptive Letter Federal Register version (81 FR 46979)
34-78316	July 13, 2016	SR-CBOE-2016-056	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism *Comments Due:* August 9, 2016 Federal Register version (81 FR 46975)
34-78315	July 13, 2016	SR-C2-2016-012	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism *Comments Due:* August 9, 2016 Federal Register version (81 FR 46986)
34-78312	July 13, 2016	SR-BOX-2016-30	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce New Risk Protections on the Exchange and Provide Enhancements to Current Risk Protections *Comments Due:* August 9, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46990)
34-78313	July 13, 2016	SR-BatsEDGX-2016-30	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGX Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes *Comments Due:* August 9, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46974)
34-78303	July 12, 2016	SR-BatsBZX-2016-37	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46747)
34-78305	July 12, 2016	SR-BatsBZX-2016-36	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46725)
34-78306	July 12, 2016	SR-BatsBZX-2016-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46738)
34-78302	July 12, 2016	SR-BatsBYX-2016-18	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46745)
34-78301	July 12, 2016	SR-Phlx-2016-75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Through January 18, 2017 *Comments Due:* August 8, 2016 Federal Register version (81 FR 46731)
34-78297	July 12, 2016	SR-NYSEMKT-2016-67	Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Effective July 1, 2016 *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46749)
34-78298	July 12, 2016	SR-BX-2016-040	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46739)
34-78290	July 12, 2016	SR-NASDAQ-2016-071	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF *Comments Due:* June 21, 2016 View Received Comments See Also - Rel. No. 34-77895 Federal Register version (81 FR 46724)
34-78299	July 12, 2016	SR-MIAX-2016-20	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46734)
34-78295	July 12, 2016	SR-ISE-2016-16	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program *Comments Due:* August 8, 2016 See Also - Exhibit 3, Exhibit 5 Federal Register version (81 FR 46728)
34-78292	July 12, 2016	SR-CBOE-2016-054	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46721)
34-78304	July 12, 2016	SR-BatsEDGX-2016-27	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform *Comments Due:* August 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46719)
34-78283	July 11, 2016	SR-NYSEMKT-2016-42	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 952NY With Respect to Opening Trading in an Options Series *Comments Due:* August 5, 2016 View Received Comments See Also - Rel. No. 34-77911, Rel. No. 34-77540 Federal Register version (81 FR 46144)
34-78280	July 11, 2016	SR-NYSEArca-2016-91	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 3.3 To Delete an Outdated Reference *Comments Due:* August 5, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46129)
34-78284	July 11, 2016	SR-NYSEARCA-2016-49	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.64 With Respect To Opening Trading in an Options Series *Comments Due:* August 5, 2016 View Received Comments See Also - Rel. No. 34-77912, Rel. No. 34-77539 Submit a Comment on SR-NYSEARCA-2016-49 Federal Register version (81 FR 46131)
34-78278	July 11, 2016	SR-BX-2016-041	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018 *Comments Due:* August 5, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46126)
34-78286	July 11, 2016	SR-BX-2016-032	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Removal of Quotes *Comments Due:* August 5, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46135)
34-78285	July 11, 2016	SR-NASDAQ-2016-087	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automated Removal of Orders and Quotes *Comments Due:* August 5, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46147)
34-78279	July 11, 2016	SR-FINRA-2016-022	Notice of Filing of a Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration *Comments Due:* August 5, 2016 View Received Comments See Also - Rel. No. 34-78836 Federal Register version (81 FR 46139)
34-78281	July 11, 2016	SR-FINRA-2016-025	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education *Comments Due:* August 5, 2016 See Also - Exhibit 5 Federal Register version (81 FR 46133)
34-78276	July 11, 2016	SR-CBOE-2016-041	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* August 5, 2016 See Also - Exhibit 3, Exhibit 5 Federal Register version (81 FR 46125)
34-78262	July 8, 2016	SR-BatsBZX-2016-30	Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust *Comments Due:* August 4, 2016 View Received Comments Federal Register version (81 FR 45554)
34-78264	July 8, 2016	SR-BatsBZX-2016-35	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF *Comments Due:* August 4, 2016 View Received Comments See Also - Rel. No. 34-79053, Rel. No. 34-78613 Federal Register version (81 FR 45546)
34-78266	July 8, 2016	SR-NYSEMKT-2016-66	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts *Comments Due:* August 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 45575)
34-78259	July 8, 2016	SR-NYSEArca-2015-93	Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 4, 2016 View Received Comments See Also - Rel No. 34-78003, 34-77340, Rel. No. 34-76955, Rel. No. 34-76590 Submit a Comment on SR-NYSEArca-2015-93 Federal Register version (81 FR 45577)
34-78260	July 8, 2016	SR-NYSEArca-2016-95	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule *Comments Due:* August 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 45590)
34-78261	July 8, 2016	SR-NYSEArca-2016-08	Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust *Comments Due:* March 10, 2016 View Received Comments See Also - Rel. No. 34-77405, Rel. No. 34-77117, Rel. No. 34-77845 Federal Register version (81 FR 45577)
34-78267	July 8, 2016	SR-NYSEArca-2016-93	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts *Comments Due:* August 4, 2016 Federal Register version (81 FR 45573)
34-78263	July 8, 2016	SR-NYSE-2016-44	Notice of Filing of Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform *Comments Due:* August 4, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-80214, Rel. No. 34-79736, Rel. No. 34-79085, Rel. No. 34-78641 Federal Register version (81 FR 45580)
34-78265	July 8, 2016	SR-MIAX-2016-19	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A To Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program Until January 18, 2017 *Comments Due:* August 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 45578)