Comments on BOX Options Exchange LLC (BOX) Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Fee Schedule to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail

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Date Received
Date Letter Type Commenter Name
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 11, 2017, meeting with representatives of the SROs and counsel to the SROs
Public Comment Michael Simon, Chair, CAT NMS Plan Operating Committee
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 6, 2017, telephone conference with representatives of Sidley Austin LLP, Counsel to Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets and Optiver US, LLC
Public Comment Pamela Dee Marler
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Kevin Coleman, General Counsel & Chief Compliance Officer, Belvedere Trading LLC
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Theodore R. Lazo, Managing Director, Associate General Counsel, SIFMA
Public Comment W. Hardy Callcott, Sidney Austin LLP, on behalf of Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets, and Optiver US, LLC
Public Comment CAT NMS Plan Participants
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2017, telephone conference with representatives of OTC Markets Group Inc.
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, and Ellen Greene, Managing Director, Financial Services Operations, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-BOX-2017-16
Release Number
34-80721
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