Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
[Release No. 34-81062; File No. SR-NYSEArca-2017-56]
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Nov. 22, 2017 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
Nov. 3, 2017 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
Oct. 20, 2017 | Timothy W. Cameron, Esq., Head, and Lindsey W. Keljo, Managing Director and Associate General Counsel, SIFMA Asset Management Group |
Oct. 18, 2017 | Noel Archard, Senior Vice President, State Street Global Advisors |
Oct. 18, 2017 | Jonathan R. Simon, Senior Vice President and General Counsel, Van Eck Associates Corporation |
Oct. 18, 2017 | Dorothy Donohue, Acting General Counsel, Investment Company Institute |
Oct. 18, 2017 | Anna Paglia, Head of Legal, Invesco PowerShares Capital Management LLC |
Oct. 18, 2017 | Samara Cohen, Managing Director, U.S. Head of iShares Capital Markets; Joanne Medero, Managing Director, Government Relations & Public Policy; and Deepa Damre, Managing Director, Legal & Compliance, BlackRock |
Oct. 6, 2017 | Douglas M. Yones, Head of Exchange Traded Products, New York Stock Exchange |
Aug. 8, 2017 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |