Comments on FICC Rulemaking
Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of
Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting
(Release No. 34-50607; File No. SR-FICC-2004-15)
- Eric L. Foster, Vice President and Associate General Counsel, The Bond Market Association, February 28, 2005 (File name: srficc200415-12.pdf)
- Einil Assentato, President, Tradition Asiel Securities Inc., February 17, 2005 (File name: srficc200415-11.pdf)
- Jeffrey F. Ingber, General Manager, The Depository Trust & Clearing Corporation, January 14, 2005 (File name: srficc200415-10.pdf)
- David Cassan, Executive Vice President, Countrywide Securities Corp., January 4, 2005 (File name: srficc200415-9.pdf)
- Robert F. Gartland, Managing Director, Morgan Stanley & Co. Incorporated, December 23,2004 (File name: srficc200415-7.pdf)
- Ronald A. Purpora, Chief Executive Officer, North American Securities, December 17, 2004 (File name: srficc200415-6.pdf)
- Frank Tripodi, Managing Director, TD Securities (USA) LLC, December 17, 2004 (File name: srficc200415-8.pdf)
- John P. Murphy, Managing Director-Operations, Hilliard Farber & Co., Inc., December 15, 2004 (File name: srficc200415-5.pdf)
- Scott Gordon, Chief Executive Officer, Rosenthal Collins Group, LLC, November 29, 2004 (File name: sgordon112904.pdf)
- Scott Gordon, Chief Executive Officer, Rosenthal Collins Group, LLC, November 26, 2004 (File name: sgordon112604.pdf)
- Stephen Merkel, Executive Managing Director, General Counsel, Cantor Fitzgerald Securities, November 26, 2004 (File name: smerkel112604.pdf)
http://www.sec.gov/rules/sro/ficc/ficc200415.shtml