Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Include Failures to Submit Timely Amendments to Form U5 in Minor Rule Violation Plan
(Release No. 34-50065; File No. SR-NASD-2004-125)
- Lyle Roberts and H. Hubert Yang, Wilson Sonsini Goodrich & Rosati, April 1, 2005(File name: hyang040105.pdf)
- David A. Donohoe, Jr., President, Donohoe Advisory Associates LLC, Rockville, Maryland, March 28, 2005 (File name: dadonohoe6847.pdf)
http://www.sec.gov/rules/sro/nasd/nasd2004125.shtml