Comments on NYSE Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. to Adopt Rule 405A (“Non-Managed Fee-Based Account Programs – Disclosure and Monitoring”)

(Release No. 34-50586; File No. SR-NYSE-2004-13)

• Nathan N. Withington, Smith Barney, December 15, 2005 (File name: nnwithington121595.htm)
   
• Curt Bradbury, Chief Operating Officer, Stephens Inc., November 22, 2004 (File name: stephens112204.pdf)
   
• Ira D. Hammerman, General Counsel, Securities Industry Association, November 22, 2004 (File name: idhammerman112204.pdf)
   
• Barbara Black, Co-Director, Jill I. Gross, Co-Director, and Bob Kim, Student Intern, November 22, 2004 (File name: bblack112204.pdf)
   
• Rosemary J. Shockman, Public lnvestors Arbitration Bar Association, November 19, 2004 (File name: srnyse200413-1.pdf)
   

http://www.sec.gov/rules/sro/nyse/nyse200413.shtml