34-57818
May 15, 2008
SR-Amex-2008-30
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares Comments Due: Rel. No. 34-57631 Federal Register version (73 FR 29793)
34-57815
May 12, 2008
SR-NYSEArca-2007-104
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units Comments Due: Rel. No. 34-57603 Federal Register version (73 FR 28848)
34-57813
May 12, 2008
SR-NSCC-2007-12
Order Granting Approval of a Proposed Rule Change To Provide a New Alternative Investments Products Service Comments Due: Rel. No. 34-57461 Federal Register version (73 FR 28539)
34-57803
May 8, 2008
SR-NASD-2005-114
Order Granting Accelerated Approval to Amendment No. 5 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs Comments Due: View Received Comments Rel. No. 34-57199 , Rel. No. 34-54118 Federal Register version (73 FR 27869)
34-57801
May 8, 2008
SR-NYSEArca-2008-31
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust Comments Due: Rel. No. 34-57670 Federal Register version (73 FR 27878)
34-57794
May 7, 2008
SR-Amex-2008-34
Order Approving a Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants Comments Due: Rel. No. 34-57578 Federal Register version (73 FR 27582)
34-57786
May 6, 2008
SR-NASD-2007-52
Order Approving Proposed Rule Change as Modified by Amendment No. 1, Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems Comments Due: Rel. No. 34-57504 Federal Register version (73 FR 27595)
34-57785
May 6, 2008
SR-NYSE-2008-17
Order Approving Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Securities of Special Purpose Acquisition Companies Comments Due: Rel. No. 34-57499 Federal Register version (73 FR 27597)
34-57784
May 6, 2008
SR-FINRA-2007-039
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) Rel. No. 34-57388 Federal Register version (73 FR 27587)
34-57777
May 5, 2008
SR-ISE-2008-25
Order Type Comments Due: Rel. No. 34-57557 Federal Register version (73 FR 26457)
34-57768
May 2, 2008
SR-DTC-2007-10
Order Granting Accelerated Approval of an Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities Comments Due: Rel. Nos. 34-57513 , 34-56552 , Rel. Nos. 34-57647 Federal Register version (73 FR 26181)
34-57763
May 1, 2008
SR-NASD-2007-031
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto To Amend NASD Rule 7001E To Increase the Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants Comments Due: View Received Comments Rel. No. 34-56754 Federal Register version (73 FR 27593)
34-57764
May 1, 2008
SR-NASD-2007-043
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase the Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants Comments Due: View Received Comments Rel. No. 34-56752 Federal Register version (73 FR 27594)
34-57751
May 1, 2008
SR-NYSEArca-2008-29
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units Comments Due: Rel. No. 34-57561 Federal Register version (73 FR 25818)
34-57750
May 1, 2008
SR-MSRB-2007-08
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues Comments Due: Rel. No. 34-57131 Federal Register version (73 FR 25815)
34-57765
May 1, 2008
SR-FINRA-2007-041
Order Approving Proposed Rule Change To Amend NASD Rule 7001B To Increase the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants Rel. No. 34-57164 Federal Register version (73 FR 27586)
34-57739
April 30, 2008
SR-Amex-2008-17
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities Comments Due: Rel. No. 34-57539 Federal Register version (73 FR 25061)
34-57744
April 30, 2008
SR-ODD-2008-01
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page To Update the Markets in Which Options Are Traded Federal Register version (73 FR 25072)
34-57712
April 24, 2008
SR-Phlx-2007-69
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors Comments Due: Rel. No. 34-57482 Federal Register version (73 FR 24100)
34-57706
April 24, 2008
SR-ISE-2007-77
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders Comments Due: Rel. No. 34-57507 Federal Register version (73 FR 23517)
34-57699
April 23, 2008
SR-CHX-2008-02
Order Approving Proposed Rule Change To Amend Its Bylaws Relating to the Definition of a Public Director Comments Due: Rel. No. 34-57464 Federal Register version (73 FR 23287)
34-57701
April 23, 2008
SR-NYSEArca-2008-20
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities Comments Due: Rel. No. 34-57505 Federal Register version (73 FR 23281)
34-57684
April 18, 2008
SR-CHX-2008-03
Order Granting Approval of Proposed Rule Change To Amend Rules Relating to Fingerprint-Based Record Checks Comments Due: Rel. No. 34-57479 Federal Register version (73 FR 22185)
34-57675
April 17, 2008
SR-ISE-2008-15
Order Approving a Proposed Rule Change Relating to Limitation of Liability Comments Due: Rel. No. 34-57450 Federal Register version (73 FR 21996)
34-57660
April 14, 2008
SR-Amex-2007-131
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares Comments Due: Rel. No. 34-57451 Federal Register version (73 FR 21391)
34-57648
April 11, 2008
SR-NYSEArca-2008-19
Order of Summary Abrogation of a Proposed Rule Change Relating to its "Primary Only" Order Type Comments Due:
34-57652
April 11, 2008
SR-FICC-2007-08
Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service Comments Due: Rel. No. 34-57281 , Rel. No. 34-56303
34-57623
April 4, 2008
SR-BSE-2008-05
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related To Obvious Error Procedures Rel. No. 34-57383 Federal Register version (73 FR 19534)
34-57610
April 3, 2008
SR-CBOE-2008-14
Order Approving Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism Comments Due: Rel. No. 34-57357 Federal Register version (73 FR 19535)
34-57615
April 3, 2008
SR-CBOE-2007-120
Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market-Makers and Remote Maker-Makers Comments Due: Rel. No. 34-57367 Federal Register version (73 FR 19537)
34-57589
April 1, 2008
SR-Amex-2008-09
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees Comments Due: Rel. No. 34-57373 Federal Register version (73 FR 18827)
34-57587
March 31, 2008
SR-CHX-2007-21
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements Comments Due: Rel. No. 34-57363 Federal Register version (73 FR 18598)
34-57586
March 31, 2008
SR-FICC-2007-10
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Rel. No. 34-56837 Federal Register version (73 FR 19537)
34-57575
March 28, 2008
SR-Phlx-2008-06
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices Comments Due: Rel. No. 34-57361 Federal Register version (73 FR 18310)
34-57558
March 26, 2008
SR-CBOE-2008-08
Order Approving a Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B Comments Due: Rel. No. 34-57332 Federal Register version (73 FR 17388)
34-57556
March 26, 2008
SR-CBOE-2008-03
Order Approving Proposed Rule Change Relating to Complex Orders Comments Due: Rel. No. 34-57326 Federal Register version (73 FR 18018)
34-57553
March 25, 2008
SR-ISE-2007-76
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Voluntary Professionals Comments Due: View Received Comments Rel. No. 34-57255 Federal Register version (73 FR 16916)
34-57535
March 20, 2008
SR-OCC-2008-01
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements Comments Due: Rel. No. 34-57304 , Rel. No. 34-57304 Federal Register version (73 FR 16086)
34-57542
March 20, 2008
SR-DTC-2007-11
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities Comments Due: View Received Comments Rel. No. 34-57283 , Rel. No. 34-56795 Federal Register version (73 FR 16403)
34-57509
March 17, 2008
SR-CHX-2007-09
Order Granting Approval to a Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-56657 Federal Register version (73 FR 15548)
34-57492
March 13, 2008
SR-NASD-2007-021
Order Approving Proposed Rule Change To Amend the Definition of Public Arbitrator Comments Due: View Received Comments Rel. No. 34-56039 Federal Register version (73 FR 15025)
34-57485
March 12, 2008
SR-Amex-2008-04
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities Comments Due: Rel. No. 34-57325 Federal Register version (73 FR 14858)
34-57469
March 11, 2008
SR-NYSEArca-2008-08
Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57220 Federal Register version (73 FR 14543)
34-57468
March 11, 2008
SR-ISE-2008-09
Order Approving Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57229 Federal Register version (73 FR 14520)
34-57474
March 11, 2008
SR-FINRA-2008-001
Order Approving Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws Rel. No. 34-57259 Federal Register version (73 FR 14517)
34-57460
March 10, 2008
SR-NYSEArca-2008-12
Order Granting Approval of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities Comments Due: Rel. No. 34-57227 Federal Register version (73 FR 13942)
34-57454
March 7, 2008
SR-CHX-2007-18
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to its Routing Rules Comments Due: Rel. No. 34-57203 Federal Register version (73 FR 13940)
34-57456
March 7, 2008
SR-NYSEArca-2007-91
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares S&P GSCITM Comments Due: Rel. No. 34-57318 Federal Register version (73 FR 13599)
34-57455
March 7, 2008
SR-NYSE-2008-03
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning) Comments Due: View Received Comments Rel. No. 34-57236 Federal Register version (73 FR 13941)
34-57452
March 7, 2008
SR-NASDAQ-2008-004
Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers Comments Due: Rel. No. 34-57212 Federal Register version (73 FR 13596)
34-57445
March 6, 2008
SR-NASDAQ-2007-090
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Accept Financial Statements Prepared in Accordance With International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent With Commission Rules Comments Due: Rel. No. 34-57290 Federal Register version (73 FR 13264)
34-57447
March 6, 2008
SR-NASDAQ-2007-096
Order Approving Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802 Comments Due: Rel. No. 34-57214 Federal Register version (73 FR 13595)
34-57441
March 6, 2008
SR-ISE-2007-95
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders Comments Due: Rel. No. 34-57207 Federal Register version (73 FR 13267)
34-57429
March 4, 2008
SR-CBOE-2006-36
Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series and to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series Comments Due: Rel. No. 34-57161 Federal Register version (73 FR 13058)
34-57410
March 3, 2008
SR-CBOE-2007-96
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series Comments Due: Rel. No. 34-57170 Federal Register version (73 FR 12483)
34-57400
Feb. 29, 2008
SR-Amex-2007-109
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) Comments Due: Rel. No. 34-57187 Federal Register version (73 FR 12234)
34-57404
Feb. 29, 2008
SR-NSCC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56865 Federal Register version (73 FR 12242)
34-57405
Feb. 29, 2008
SR-FICC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56864 Federal Register version (73 FR 12237)
34-57406
Feb. 29, 2008
SR-DTC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56863 Federal Register version (73 FR 12236)
34-57398
Feb. 28, 2008
SR-ISE-2007-112
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors Comments Due: Rel. No. 34-57127 Federal Register version (73 FR 12240)
34-57393
Feb. 27, 2008
SR-Amex-2007-79
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members Comments Due: Rel. No. 34-56982 Federal Register version (73 FR 11962)
34-57386
Feb. 27, 2008
SR-Phlx-2008-02
Order Granting Approval of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50 Comments Due: Rel. No. 34-57155 Federal Register version (73 FR 11692)
34-57389
Feb. 27, 2008
SR-NYSEArca-2008-06
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities Comments Due: Rel. No. 34-57273 Federal Register version (73 FR 11973)
34-57384
Feb. 26, 2008
SR-Amex-2007-95
Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders Comments Due: Rel. No. 34-56343 Federal Register version (73 FR 11688)
34-57376
Feb. 25, 2008
SR-CBOE-2007-104
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Range Options and Designating Range Options as Standardized Options Pursuant to Rule 9b-1 of the Exchange Act Comments Due: Rel. No. 34-56993 Federal Register version (73 FR 11689)
34-57355
Feb. 20, 2008
SR-CBOE-2007-03
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57012 Federal Register version (73 FR 10319)
34-57347
Feb. 19, 2008
SR-NASDAQ-2007-100
Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual Comments Due: Rel. No. 34-57105 Federal Register version (73 FR 10080)
34-57340
Feb. 15, 2008
SR-BSE-2007-54
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations Rel. No. 34-57108 Federal Register version (73 FR 10075)
34-57336
Feb. 14, 2008
SR-Amex-2007-36
Institute of Education Sciences; Overview Information; Education Research and Special Education Research Grant Programs; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2009 File Nos.: Comments Due: Rel. No. 34-57106 Federal Register version (73 FR 14878)
34-57314
Feb. 12, 2008
SR-CBOE-2007-143
Order Approving Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57089 Federal Register version (73 FR 9377)
34-57317
Feb. 12, 2008
SR-CBOE-2007-151
Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T) Comments Due: Rel. No. 34-57083 Federal Register version (73 FR 11192)
34-57305
Feb. 11, 2008
SR-NYSE-2007-119
Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) Comments Due: Rel. No. 34-57065 Federal Register version (73 FR 8916)
34-57298
Feb. 8, 2008
SR-DTC-2007-13
Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: Rel. Nos. 34-57298A , Rel. No. 34-56840 Federal Register version (73 FR 8921)
34-57298A
Feb. 8, 2008
SR-DTC-2007-13
Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: and 34-57298 , Rel. No. 34-56840 Federal Register version (73 FR 9842)
34-57291
Feb. 7, 2008
SR-NYSE-2007-113
Order Approving Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management Comments Due: Rel. No. 34-57061 Federal Register version (73 FR 8387)
34-57286
Feb. 7, 2008
SR-CBOE-2007-122
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57005 Federal Register version (73 FR 8383)
34-57272
Feb. 5, 2008
SR-NYSE-2007-101
Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements") Comments Due: Rel. No. 34-57000 Federal Register version (73 FR 8098)
34-57268
Feb. 4, 2008
SR-Amex-2006-31
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements Comments Due: Rel. No. 34-57016 Federal Register version (73 FR 7614)
34-57264
Feb. 4, 2008
SR-CHX-2007-27
Order Approving a Proposed Rule Change To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up Comments Due: Rel. No. 34-57036 Federal Register version (73 FR 7621)
34-57263
Feb. 4, 2008
SR-Phlx-2007-91
Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") to Submit a List of Options for Intended Assignment Comments Due: Rel. No. 34-57034 Federal Register version (73 FR 7617)
34-57265
Feb. 4, 2008
SR-Phlx-2007-68
Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options Comments Due: Rel. No. 34-57018 Federal Register version (73 FR 7622)
34-57257
Feb. 1, 2008
SR-FINRA-2007-020
Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material View Received Comments Rel. No. 34-57010 Federal Register version (73 FR 7339)
34-57241
Jan. 31, 2008
SR-Amex-2007-138
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders Comments Due: Rel. No. 34-57022 Federal Register version (73 FR 7335)
34-57248
Jan. 31, 2008
SR-Amex-2007-25
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis Comments Due: Rel. No. 34-57011 Federal Register version (73 FR 7016)
34-57239
Jan. 30, 2008
SR-NYSE-2007-98
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test Comments Due: Rel. No. 34-56976 Federal Register version (73 FR 7021)
34-57238
Jan. 30, 2008
4-429
Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage View Received Comments Release Nos. 34-56893 Federal Register version (73 FR 6748)
34-57233
Jan. 30, 2008
SR-OPRA-2007-05
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish T Comments Due: Release No. 34-56926 Federal Register version (73 FR 6749)
34-57223
Jan. 29, 2008
SR-NYSE-2007-110
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities Comments Due: Rel. No. 34-56984 Federal Register version (73 FR 6755)
34-57230
Jan. 29, 2008
SR-OPRA-2007-03
Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options Comments Due: Release No. 34-56949 Federal Register version (73 FR 6750)
34-57228
Jan. 29, 2008
SR-FINRA-2007-040
Order Granting Approval of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 Rel. No. 34-57050 Federal Register version (73 FR 7017)
34-57188
Jan. 23, 2008
SR-Amex-2007-70
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP Comments Due: Rel. No. 34-57042 Federal Register version (73 FR 5607)
34-57181
Jan. 22, 2008
SR-Amex-2007-132
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights Comments Due: Rel. No. 34-56974 Federal Register version (73 FR 6230)
34-57186
Jan. 22, 2008
NYSEArca-2007-121
Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers Comments Due: Rel. No. 34-56908 Federal Register version (73 FR 4931)
34-57182
Jan. 22, 2008
SR-ISE-2007-109
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses Comments Due: Rel. No. 34-56973 Federal Register version (73 FR 5246)
34-57169
Jan. 18, 2008
SR-ISE-2007-110
Order Granting Approval of Proposed Rule Change to Expand and Make Permanent the $1 Strike Program Comments Due: Rel. No. 34-56956 Federal Register version (73 FR 4654)
34-57160
Jan. 16, 2008
SR-Amex-2007-20
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures Comments Due: Rel. No. 34-56901 Federal Register version (73 FR 4292)
34-57149
Jan. 15, 2008
SR-NYSEArca-2007-122
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities Comments Due: Rel. No. 34-56907 Federal Register version (73 FR 3790)
34-57158
Jan. 15, 2008
SR-NYSEArca-2007-120
Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers Comments Due: Rel. No. 34-56899 Federal Register version (73 FR 3791)
34-57159
Jan. 15, 2008
SR-CBOE-2006-106
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation Comments Due: View Received Comments Rel. No. 34-55190
34-57140
Jan. 14, 2008
SR-CHX-2007-23
Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market Comments Due: Rel. No. 34-56698 Federal Register version (73 FR 3499)
