34-57553
March 25, 2008
SR-ISE-2007-76
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Voluntary Professionals Comments Due: View Received Comments Rel. No. 34-57255 Federal Register version (73 FR 16916)
34-57535
March 20, 2008
SR-OCC-2008-01
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements Comments Due: Rel. No. 34-57304 , Rel. No. 34-57304 Federal Register version (73 FR 16086)
34-57542
March 20, 2008
SR-DTC-2007-11
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities Comments Due: View Received Comments Rel. No. 34-57283 , Rel. No. 34-56795 Federal Register version (73 FR 16403)
34-57509
March 17, 2008
SR-CHX-2007-09
Order Granting Approval to a Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-56657 Federal Register version (73 FR 15548)
34-57492
March 13, 2008
SR-NASD-2007-021
Order Approving Proposed Rule Change To Amend the Definition of Public Arbitrator Comments Due: View Received Comments Rel. No. 34-56039 Federal Register version (73 FR 15025)
34-57485
March 12, 2008
SR-Amex-2008-04
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities Comments Due: Rel. No. 34-57325 Federal Register version (73 FR 14858)
34-57469
March 11, 2008
SR-NYSEArca-2008-08
Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57220 Federal Register version (73 FR 14543)
34-57468
March 11, 2008
SR-ISE-2008-09
Order Approving Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57229 Federal Register version (73 FR 14520)
34-57474
March 11, 2008
SR-FINRA-2008-001
Order Approving Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws Rel. No. 34-57259 Federal Register version (73 FR 14517)
34-57460
March 10, 2008
SR-NYSEArca-2008-12
Order Granting Approval of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities Comments Due: Rel. No. 34-57227 Federal Register version (73 FR 13942)
34-57454
March 7, 2008
SR-CHX-2007-18
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to its Routing Rules Comments Due: Rel. No. 34-57203 Federal Register version (73 FR 13940)
34-57456
March 7, 2008
SR-NYSEArca-2007-91
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares S&P GSCITM Comments Due: Rel. No. 34-57318 Federal Register version (73 FR 13599)
34-57455
March 7, 2008
SR-NYSE-2008-03
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning) Comments Due: View Received Comments Rel. No. 34-57236 Federal Register version (73 FR 13941)
34-57452
March 7, 2008
SR-NASDAQ-2008-004
Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers Comments Due: Rel. No. 34-57212 Federal Register version (73 FR 13596)
34-57445
March 6, 2008
SR-NASDAQ-2007-090
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Accept Financial Statements Prepared in Accordance With International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent With Commission Rules Comments Due: Rel. No. 34-57290 Federal Register version (73 FR 13264)
34-57447
March 6, 2008
SR-NASDAQ-2007-096
Order Approving Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802 Comments Due: Rel. No. 34-57214 Federal Register version (73 FR 13595)
34-57441
March 6, 2008
SR-ISE-2007-95
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders Comments Due: Rel. No. 34-57207 Federal Register version (73 FR 13267)
34-57429
March 4, 2008
SR-CBOE-2006-36
Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series and to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series Comments Due: Rel. No. 34-57161 Federal Register version (73 FR 13058)
34-57410
March 3, 2008
SR-CBOE-2007-96
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series Comments Due: Rel. No. 34-57170 Federal Register version (73 FR 12483)
34-57400
Feb. 29, 2008
SR-Amex-2007-109
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) Comments Due: Rel. No. 34-57187 Federal Register version (73 FR 12234)
34-57404
Feb. 29, 2008
SR-NSCC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56865 Federal Register version (73 FR 12242)
34-57405
Feb. 29, 2008
SR-FICC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56864 Federal Register version (73 FR 12237)
34-57406
Feb. 29, 2008
SR-DTC-2007-06
Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-56863 Federal Register version (73 FR 12236)
34-57398
Feb. 28, 2008
SR-ISE-2007-112
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors Comments Due: Rel. No. 34-57127 Federal Register version (73 FR 12240)
34-57393
Feb. 27, 2008
SR-Amex-2007-79
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members Comments Due: Rel. No. 34-56982 Federal Register version (73 FR 11962)
34-57386
Feb. 27, 2008
SR-Phlx-2008-02
Order Granting Approval of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50 Comments Due: Rel. No. 34-57155 Federal Register version (73 FR 11692)
34-57389
Feb. 27, 2008
SR-NYSEArca-2008-06
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities Comments Due: Rel. No. 34-57273 Federal Register version (73 FR 11973)
34-57384
Feb. 26, 2008
SR-Amex-2007-95
Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders Comments Due: Rel. No. 34-56343 Federal Register version (73 FR 11688)
34-57376
Feb. 25, 2008
SR-CBOE-2007-104
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Range Options and Designating Range Options as Standardized Options Pursuant to Rule 9b-1 of the Exchange Act Comments Due: Rel. No. 34-56993 Federal Register version (73 FR 11689)
34-57355
Feb. 20, 2008
SR-CBOE-2007-03
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57012 Federal Register version (73 FR 10319)
34-57347
Feb. 19, 2008
SR-NASDAQ-2007-100
Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual Comments Due: Rel. No. 34-57105 Federal Register version (73 FR 10080)
34-57340
Feb. 15, 2008
SR-BSE-2007-54
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations Rel. No. 34-57108 Federal Register version (73 FR 10075)
34-57336
Feb. 14, 2008
SR-Amex-2007-36
Institute of Education Sciences; Overview Information; Education Research and Special Education Research Grant Programs; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2009 File Nos.: Comments Due: Rel. No. 34-57106 Federal Register version (73 FR 14878)
34-57314
Feb. 12, 2008
SR-CBOE-2007-143
Order Approving Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57089 Federal Register version (73 FR 9377)
34-57317
Feb. 12, 2008
SR-CBOE-2007-151
Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T) Comments Due: Rel. No. 34-57083 Federal Register version (73 FR 11192)
34-57305
Feb. 11, 2008
SR-NYSE-2007-119
Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) Comments Due: Rel. No. 34-57065 Federal Register version (73 FR 8916)
34-57298
Feb. 8, 2008
SR-DTC-2007-13
Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: Rel. Nos. 34-57298A , Rel. No. 34-56840 Federal Register version (73 FR 8921)
34-57298A
Feb. 8, 2008
SR-DTC-2007-13
Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: and 34-57298 , Rel. No. 34-56840 Federal Register version (73 FR 9842)
34-57291
Feb. 7, 2008
SR-NYSE-2007-113
Order Approving Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management Comments Due: Rel. No. 34-57061 Federal Register version (73 FR 8387)
34-57286
Feb. 7, 2008
SR-CBOE-2007-122
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57005 Federal Register version (73 FR 8383)
34-57272
Feb. 5, 2008
SR-NYSE-2007-101
Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements") Comments Due: Rel. No. 34-57000 Federal Register version (73 FR 8098)
34-57268
Feb. 4, 2008
SR-Amex-2006-31
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements Comments Due: Rel. No. 34-57016 Federal Register version (73 FR 7614)
34-57264
Feb. 4, 2008
SR-CHX-2007-27
Order Approving a Proposed Rule Change To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up Comments Due: Rel. No. 34-57036 Federal Register version (73 FR 7621)
34-57263
Feb. 4, 2008
SR-Phlx-2007-91
Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") to Submit a List of Options for Intended Assignment Comments Due: Rel. No. 34-57034 Federal Register version (73 FR 7617)
34-57265
Feb. 4, 2008
SR-Phlx-2007-68
Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options Comments Due: Rel. No. 34-57018 Federal Register version (73 FR 7622)
34-57257
Feb. 1, 2008
SR-FINRA-2007-020
Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material View Received Comments Rel. No. 34-57010 Federal Register version (73 FR 7339)
34-57241
Jan. 31, 2008
SR-Amex-2007-138
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders Comments Due: Rel. No. 34-57022 Federal Register version (73 FR 7335)
34-57248
Jan. 31, 2008
SR-Amex-2007-25
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis Comments Due: Rel. No. 34-57011 Federal Register version (73 FR 7016)
34-57239
Jan. 30, 2008
SR-NYSE-2007-98
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test Comments Due: Rel. No. 34-56976 Federal Register version (73 FR 7021)
34-57238
Jan. 30, 2008
4-429
Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage View Received Comments Release Nos. 34-56893 Federal Register version (73 FR 6748)
34-57233
Jan. 30, 2008
SR-OPRA-2007-05
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish T Comments Due: Release No. 34-56926 Federal Register version (73 FR 6749)
34-57223
Jan. 29, 2008
SR-NYSE-2007-110
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities Comments Due: Rel. No. 34-56984 Federal Register version (73 FR 6755)
34-57230
Jan. 29, 2008
SR-OPRA-2007-03
Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options Comments Due: Release No. 34-56949 Federal Register version (73 FR 6750)
34-57228
Jan. 29, 2008
SR-FINRA-2007-040
Order Granting Approval of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 Rel. No. 34-57050 Federal Register version (73 FR 7017)
34-57188
Jan. 23, 2008
SR-Amex-2007-70
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP Comments Due: Rel. No. 34-57042 Federal Register version (73 FR 5607)
34-57181
Jan. 22, 2008
SR-Amex-2007-132
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights Comments Due: Rel. No. 34-56974 Federal Register version (73 FR 6230)
34-57186
Jan. 22, 2008
NYSEArca-2007-121
Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers Comments Due: Rel. No. 34-56908 Federal Register version (73 FR 4931)
34-57182
Jan. 22, 2008
SR-ISE-2007-109
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses Comments Due: Rel. No. 34-56973 Federal Register version (73 FR 5246)
34-57169
Jan. 18, 2008
SR-ISE-2007-110
Order Granting Approval of Proposed Rule Change to Expand and Make Permanent the $1 Strike Program Comments Due: Rel. No. 34-56956 Federal Register version (73 FR 4654)
34-57160
Jan. 16, 2008
SR-Amex-2007-20
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures Comments Due: Rel. No. 34-56901 Federal Register version (73 FR 4292)
34-57149
Jan. 15, 2008
SR-NYSEArca-2007-122
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities Comments Due: Rel. No. 34-56907 Federal Register version (73 FR 3790)
34-57158
Jan. 15, 2008
SR-NYSEArca-2007-120
Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers Comments Due: Rel. No. 34-56899 Federal Register version (73 FR 3791)
34-57159
Jan. 15, 2008
SR-CBOE-2006-106
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation Comments Due: View Received Comments Rel. No. 34-55190
34-57140
Jan. 14, 2008
SR-CHX-2007-23
Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market Comments Due: Rel. No. 34-56698 Federal Register version (73 FR 3499)
34-57134
Jan. 11, 2008
SR-Phlx-2005-68
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts Comments Due: Rel. No. 34-55256 Federal Register version (73 FR 3306)
34-57132
Jan. 11, 2008
SR-NYSEArca-2007-125
Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-56918 Federal Register version (73 FR 3300)
34-57135
Jan. 11, 2008
SR-NYSEArca-2006-83
Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures Comments Due: Rel. No. 34-56058 Federal Register version (73 FR 3304)
34-57136
Jan. 11, 2008
SR-NYSEArca-2006-82
Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures Comments Due: Rel. No. 34-56057 Federal Register version (73 FR 3304)
34-57113
Jan. 8, 2008
SR-CTA-2007-02
Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Release No. 34-56904 Federal Register version (73 FR 2560)
34-57109
Jan. 7, 2008
CBOE-2007-134
Order Granting Approval of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs Comments Due: Rel. No. 34-56824 Federal Register version (73 FR 2295)
34-57103
Jan. 4, 2008
SR-NYSEArca-2007-115
Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87-Obvious Error Comments Due: Rel. No. 34-56819 Federal Register version (73 FR 1903)
34-57100
Jan. 4, 2008
SR-NYSE-2007-87
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 Comments Due: Rel. No. 34-56777 Federal Register version (73 FR 2072)
34-57095
Jan. 3, 2008
SR-CBOE-2007-65
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange Comments Due: Rel. No. 34-56818 Federal Register version (73 FR 1653)
34-57075
Dec. 31, 2007
SR-Phlx-2007-75
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees Comments Due: Rel. No. 34-56827 Federal Register version (73 FR 1238)
34-57067
Dec. 31, 2007
SR-CBOE-2007-87
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System Comments Due: Rel. No. 34-56814 Federal Register version (73 FR 1247)
34-57057
Dec. 28, 2007
SR-Amex-2007-94
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM) Comments Due: Rel. No. 34-56853 Federal Register version (73 FR 897)
34-57060
Dec. 28, 2007
SR-Amex-2007-116
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds Comments Due: Rel. No. 34-56809 Federal Register version (73 FR 1246)
34-57058
Dec. 28, 2007
SR-NYSE-2007-102
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPoint SM Comments Due: Rel. No. 34-56798 Federal Register version (73 FR 903)
34-57044
Dec. 27, 2007
SR-CBOE-2007-130
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.20 Comments Due: Rel. No. 34-56816 Federal Register version (73 FR 527)
34-57049
Dec. 27, 2007
SR-CBOE-2007-125
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program Comments Due: Rel. No. 34-56801 Federal Register version (73 FR 528)
34-57041
Dec. 26, 2007
SR-NYSE-2007-99
Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange Comments Due: Rel. No. 34-56812 Federal Register version (73 FR 216)
34-57023
Dec. 20, 2007
SR-Phlx-2007-83
Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 Comments Due: Rel. No. 34-56775 Federal Register version (72 FR 74398)
34-56997
Dec. 19, 2007
SR-CBOE-2007-129
Order Approving a Proposed Rule Change Regarding the CBSX Floor Post Comments Due: Rel. No. 34-56762 Federal Register version (72 FR 73918)
34-56975
Dec. 17, 2007
SR-NYSEArca-2007-87
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56767 Federal Register version (72 FR 73393)
34-56969
Dec. 14, 2007
SR-Amex-2007-53
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund Comments Due: Rel. No. 34-56802 Federal Register version (72 FR 72424)
34-56972
Dec. 14, 2007
SR-NASD-2007-035
Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System Comments Due: Rel. No. 34-56639 Federal Register version (72 FR 73927)
34-56970
Dec. 14, 2007
CBOE-2007-99
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Rel. No. 34-56631 Federal Register version (72 FR 72428)
34-56958
Dec. 13, 2007
SR-NYSE-2006-99
Order Approving Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) Comments Due: Rel. No. 34-56747 Federal Register version (72 FR 72431)
34-56955
Dec. 13, 2007
SR-ISE-2007-101
Order Granting Accelerated Approval to Amendment No. 1 Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Rel. No. 34-56733 Federal Register version (72 FR 71979)
34-56946
Dec. 12, 2007
SR-MSRB-2007-04
Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts Comments Due: Rel. No. 34-56736 Federal Register version (72 FR 72430)
34-56951
Dec. 12, 2007
SR-CBOE-2007-74
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes Comments Due: Rel. No. 34-56730 Federal Register version (72 FR 71977)
34-56941
Dec. 11, 2007
4-551
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-56731 Federal Register version (72 FR 71723)
34-56938
Dec. 10, 2007
SR-Phlx-2007-63
Order Granting Approval of a Proposed Rule Change Relating to Short Interest Reporting Comments Due: Rel. No. 34-56541 Federal Register version (72 FR 71729)
34-56933
Dec. 7, 2007
SR-Phlx-2007-70
Order Approving a Proposed Rule Change Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments Comments Due: Rel. No. 34-56714 Federal Register version (72 FR 71185)
34-56930
Dec. 7, 2007
SR-OCC-2006-09
Order Granting Approval of a Proposed Rule Change Relating to Choice of Law and Forum Selection Comments Due: Rel. No. 34-55653 , Rel. No. 34-55653 Federal Register version (72 FR 71469)
34-56916
Dec. 6, 2007
SR-NASD-2007-044
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Class of Entities Permitted to Use the Delta Hedging Exemption from Equity Options Position Limits Comments Due: View Received Comments Rel. No. 34-56207
34-56917
Dec. 6, 2007
SR-NASDAQ-2007-085
Order Approving Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Amending Nasdaq's Membership Application Rules Comments Due: Rel. No. 34-56722 Federal Register version (72 FR 70632)
34-56900
Dec. 5, 2007
SR-CHX-2007-22
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders Comments Due: Rel. No. 34-56703 Federal Register version (72 FR 70627)
34-56903
Dec. 5, 2007
SR-CBOE-2007-68
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Stock-Option Orders Comments Due: Rel. No. 34-56701 Federal Register version (72 FR 70356)
34-56880
Dec. 3, 2007
SR-Amex-2006-96
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund Comments Due: View Received Comments Rel. No. 34-56465 Federal Register version (72 FR 69259)
