34-58661
Sept. 26, 2008
SR-FINRA-2008-030
Order Approving Proposed Rule Change to Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook Rel. No. 34-58118
34-58650
Sept. 25, 2008
SR-Amex-2008-65
Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds ("ETFs") and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions Comments Due: Rel. No. 34-58364
34-58643
Sept. 25, 2008
SR-FINRA-2008-021
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Repeal NASD Rule 1130 and Incorporated Rules 405A, 440F, 440G and 447 as Part of the Process of Developing the Consolidated FINRA Rulebook File Nos.: Rel. No. 34-58176 , Rel. No. 34-58206 , Rel. No. 34-58245 , Rel. No. 34-58095 , Rel. No. 34-58244 Federal Register version (73 FR 57174)
34-58630
Sept. 24, 2008
4-443
Order Granting Permanent Approval to Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options View Received Comments Release No. 34-58385 , Release No. 34-58205 , Release No. 34-57848 , Release No. 34-57546 Federal Register version (73 FR 57166)
34-58604
Sept. 19, 2008
SR-ODD-2008-04
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Variability Index Options, Strategy-Based Index Options, and Adjustments of Stock Option Contracts Federal Register version (73 FR 55890)
34-58598
Sept. 19, 2008
SR-NYSEArca-2008-78
Order Approving Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext US Comments Due: Rel. No. 34-58297 Federal Register version (73 FR 55888)
34-58599
Sept. 19, 2008
SR-NYSE-2008-56
Order Approving Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE Comments Due: Rel. No. 34-58301 Federal Register version (73 FR 55883)
34-58601
Sept. 19, 2008
SR-NYSE-2008-74
Order Approving Proposed Rule Change To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc. Comments Due: Rel. No. 34-58311 Federal Register version (73 FR 55885)
34-58586
Sept. 18, 2008
SR-OCC-2008-16
Order Granting Approval of a Proposed Rule Change Relating to the Cash Dividend Threshold Comments Due: Rel. No. 34-58353 , Rel. No. 34-58353 Federal Register version (73 FR 55582)
34-58585
Sept. 18, 2008
SR-CTA/CQ-2008-02
Order Approving the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Eighth Substantive Amendment to the Restated Consolidated Quotation Plan Comments Due: Release No. 34-58358 Federal Register version (73 FR 55570)
34-58564
Sept. 17, 2008
SR-NYSEArca-2008-86
Order Granting Accelerated Approval of Proposed Rule Change To List and Trade the WisdomTree Dreyfus Emerging Markets Fund Comments Due: Rel. No. 34-58396 Federal Register version (73 FR 55194)
34-58569
Sept. 17, 2008
SR-NASDAQ-2008-033
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports Comments Due: View Received Comments Rel. No. 34-58101 Federal Register version (73 FR 55192)
34-58550
Sept. 15, 2008
SR-NYSE-2008-68
Order Approving Proposed Rule Change To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company Rel. No. 34-58299 Federal Register version (73 FR 54442)
34-58532
Sept. 12, 2008
SR-NASD-2007-041
Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material ("IM") 2110-2 Comments Due: View Received Comments Rel. No. 34-58114 , Rel. No. 34-56297 Federal Register version (73 FR 54649)
34-58533
Sept. 12, 2008
SR-FINRA-2008-036
Order Approving Proposed Rule Change Relating to Incorporated NYSE Rules Rel. No. 34-58103 Federal Register version (73 FR 54652)
34-58536
Sept. 12, 2008
4-566
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., CBOE Stock Exchange, LLC, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. Comments Due: Rel. No. 34-58806 , Rel. No. 34-58350 Federal Register version (73 FR 54646)
34-58512
Sept. 11, 2008
SR-NYSEArca-2008-85
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Active U.S. Real Estate Fund Comments Due: Rel. No. 34-58395 Federal Register version (73 FR 53915)
34-58517
Sept. 11, 2008
SR-NYSE-2008-61
Order Approving Proposed Rule Change Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H) Comments Due: Rel. No. 34-58278 Federal Register version (73 FR 53914)
34-58514
Sept. 11, 2008
SR-FINRA-2008-039
Order Approving the Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook Rel. No. 34-58302 Federal Register version (73 FR 54190)
34-58520
Sept. 11, 2008
SR-FINRA-2008-040
Order Approving Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate and Disseminate a Standard Yield Rel. No. 34-58283 Federal Register version (73 FR 54193)
34-58509
Sept. 10, 2008
SR-NASDAQ-2008-025
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a System for the Purchase of Equity Value Indicator Securities Comments Due: Rel. No. 34-58275 Federal Register version (73 FR 53911)
34-58499
Sept. 9, 2008
SR-NYSE-2008-58
Order Approving Proposed Rule Change To Make Permanent a Pilot Program Under Which the Exchange Excludes From Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity Comments Due: Rel. No. 34-58254 Federal Register version (73 FR 53469)
34-58500
Sept. 9, 2008
SR-NYSE-2008-57
Order Approving Proposed Rule Change To Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing Comments Due: Rel. No. 34-58253 Federal Register version (73 FR 53471)
34-58474
Sept. 8, 2008
SR-NYSEArca-2008-79
Order Approving Proposed Rule Change To List and Trade ELEMENTSSM Comments Due: Rel. No. 34-58276 Federal Register version (73 FR 53314)
34-58487
Sept. 8, 2008
SR-NYSE-2008-59
Order Approving Proposed Rule Change To Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They Are Noncompliant With Exchange Listing Requirements Comments Due: Rel. No. 34-58235 Federal Register version (73 FR 53303)
34-58461
Sept. 4, 2008
SR-FINRA-2008-033
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook Rel. No. 34-58227 Federal Register version (73 FR 52710)
34-58437
Aug. 28, 2008
SR-NYSEArca-2008-77
Order Approving Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 2038 Comments Due: Rel. No. 34-58208 Federal Register version (73 FR 51684)
34-58434
Aug. 27, 2008
SR-OPRA-2008-02
Order Approving an Amendment, as Modified by Amendment No. 1 Thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Vendor Agreement and Related Documents a Comments Due: Release No. 34-58173 Federal Register version (73 FR 51651)
34-58432
Aug. 27, 2008
SR-NASDAQ-2008-062
Order Approving Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a Non-Nasdaq Entity Comments Due: Rel. No. 34-58182 Federal Register version (73 FR 51669)
34-58421
Aug. 25, 2008
SR-FINRA-2008-025
Order Approving Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Public Offerings) in the Consolidated FINRA Rulebook Rel. No. 34-58134 Federal Register version (73 FR 51032)
34-58410
Aug. 22, 2008
SR-Phlx-2008-53
Order Granting Approval of Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public Comments Due: Rel. No. 34-58168 Federal Register version (73 FR 51328)
34-58392
Aug. 20, 2008
SR-NASDAQ-2008-019
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service Comments Due: Rel. No. 34-58102 Federal Register version (73 FR 50382)
34-58386
Aug. 19, 2008
SR-NASDAQ-2007-067
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Establish an Imbalance Cross Comments Due: Rel. No. 34-57595 Federal Register version (73 FR 50380)
34-58376
Aug. 18, 2008
SR-NYSEArca-2008-70
Order Granting Approval of Proposed Rule Amending NYSE Arca Equities Rule 5.2(j)(6)(B)(I), the Generic Listing Standard for Equity Index-Linked Securities Comments Due: Rel. No. 34-58142 Federal Register version (73 FR 49726)
34-58379
Aug. 18, 2008
SR-NYSEArca-2008-47
Order Approving Proposed Rule Change To Waive Retroactively as of June 24, 2008, Initial Listing Fees for Companies Who Apply To List Securities Currently Listed on Another National Securities Exchange Comments Due: Rel. No. 34-58109 Federal Register version (73 FR 49728)
34-58361
Aug. 14, 2008
SR-Phlx-2008-50
Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders Comments Due: Rel. No. 34-58099 Federal Register version (73 FR 49529)
34-58346
Aug. 12, 2008
SR-OCC-2008-08
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements Comments Due: Rel. No. 34-57963 , Rel. No. 34-57963 Federal Register version (73 FR 48418)
34-58344
Aug. 12, 2008
SR-NSCC-2007-15
Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities Comments Due: Rel. No. 34-57391 Federal Register version (73 FR 48413)
34-58345
Aug. 12, 2008
SR-DTC-2007-16
Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants Comments Due: Rel. No. 34-57392 Federal Register version (73 FR 48411)
34-58340
Aug. 11, 2008
SR-Phlx-2007-33
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Margining Comments Due: Rel. No. 34-58045 Federal Register version (73 FR 48268)
34-58335
Aug. 8, 2008
SR-NASDAQ-2008-053
Order Granting Approval of Proposed Rule Change To Modify the Definition of "Independent Director" Comments Due: Rel. No. 34-58029 Federal Register version (73 FR 48413)
34-58331
Aug. 8, 2008
SR-FINRA-2008-016
Order Approving a Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities Rel. No. 34-57986 Federal Register version (73 FR 47990)
34-58324
Aug. 7, 2008
SR-BSE-2008-02
Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 File Nos.: Comments Due: Rel. No. 34-57760 , Rel. No. 34-57757 , Rel. No. 34-57762 , Rel. No. 34-57782 Federal Register version (73 FR 46936)
34-58328
Aug. 7, 2008
SR-NYSE-2008-45
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE Comments Due: Rel. No. 34-58052 Federal Register version (73 FR 48260)
34-58298
Aug. 4, 2008
SR-NASDAQ-2008-055
Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage Comments Due: Rel. No. 34-58014 Federal Register version (73 FR 46695)
34-58296
Aug. 4, 2008
SR-CBOE-2008-30
Order Approving a Proposed Rule Change Relating to the Hybrid Opening System Comments Due: Rel. No. 34-57997 Federal Register version (73 FR 46650)
34-58281
Aug. 1, 2008
SR-CBOE-2008-59
Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers Comments Due: Rel. No. 34-57996 Federal Register version (73 FR 46653)
34-58224
July 25, 2008
SR-ISE-2007-94
Order Handling and Exposure Periods From Three Seconds to One Second Comments Due: Rel. No. 34-58041 Federal Register version (73 FR 44303)
34-58212
July 23, 2008
SR-NYSEArca-2008-56
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Pilot Program Expiring on November 30, 2008 for Listing Standards To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Per Share Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Issuer's Common Stock Prior To Applying for Initial Listing Comments Due: Rel. No. 34-57958 Federal Register version (73 FR 43970)
34-58203
July 22, 2008
SR-NYSEArca-2008-57
Order Granting Approval of a Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities Comments Due: Rel. No. 34-57950 Federal Register version (73 FR 43812)
34-58205
July 22, 2008
4-443
Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options View Received Comments Release No. 34-58630 , Release No. 34-58385 , Release No. 34-57848 , Release No. 34-57546 Federal Register version (73 FR 43798)
34-58204
July 22, 2008
SR-CBOE-2008-64
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities Comments Due: Rel. No. 34-58007 Federal Register version (73 FR 43807)
34-58207
July 22, 2008
SR-CBOE-2008-26
Order Approving a Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value) Comments Due: Rel. No. 34-57946 Federal Register version (73 FR 43963)
34-58199
July 21, 2008
SR-Amex-2008-44
Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers Comments Due: Rel. No. 34-57952 Federal Register version (73 FR 43799)
34-58201
July 21, 2008
SR-NASDAQ-2008-043
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC Comments Due: Rel. No. 34-57911 Federal Register version (73 FR 43812)
34-58183
July 17, 2008
SR-NASDAQ-2008-035
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of the NASDAQ OMX Group, Inc. in Connection With the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. Comments Due: Rel. No. 34-58098 , Rel. No. 34-57761 Federal Register version (73 FR 42850)
34-58178
July 17, 2008
SR-CBOE-2008-40
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, To Provide for the Issuance of ITPs Comments Due: View Received Comments Rel. No. 34-57650 Federal Register version (73 FR 42634)
34-58175
July 16, 2008
SR-Phlx-2008-12
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders Comments Due: Rel. No. 34-57923 Federal Register version (73 FR 42873)
34-58174
July 16, 2008
SR-NYSEArca-2008-54
Order Execution Comments Due: Rel. No. 34-57927 Federal Register version (73 FR 42640)
34-58171
July 16, 2008
SR-CBOE-2008-31
Order Approving Proposed Rule Change To List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options Comments Due: Rel. No. 34-57913 Federal Register version (73 FR 42841)
34-58161
July 15, 2008
SR-Amex-2008-39
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust Comments Due: Rel. No. 34-57932 Federal Register version (73 FR 42380)
34-58158
July 15, 2008
SR-OCC-2007-20
Order Granting Approval of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations Comments Due: Rel. No. 34-57270 , Rel. No. 34-57270 Federal Register version (73 FR 42646)
34-58160
July 15, 2008
SR-NSCC-2007-07
Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-57667 Federal Register version (73 FR 42390)
34-58154
July 15, 2008
SR-MSRB-2008-03
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice Comments Due: Rel. No. 34-57659 Federal Register version (73 FR 42388)
34-58156
July 15, 2008
SR-FICC-2007-05
Order Approving Proposed Rule Change as Amended To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List Comments Due: Rel. No. 34-57666 Federal Register version (73 FR 42386)
34-58157
July 15, 2008
SR-DTC-2007-05
Order Approving a Proposed Rule Change Relating to Harmonizing Fines With the National Securities Clearing Corporation and the Fixed Income Clearing Corporation Comments Due: Rel. No. 34-57665 Federal Register version (73 FR 42396)
34-58125
July 9, 2008
SR-NASDAQ-2008-031
Order Granting Approval of a Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Program Comments Due: Rel. No. 34-57842 Federal Register version (73 FR 42389)
4-546, AAER-2496
July 8, 2008
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8347)
4-546, AAER-2496
July 8, 2008
SR-OPRA-2008-02
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8347)
4-546, AAER-2496
July 8, 2008
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8347)
4-546, AAER-2496
July 8, 2008
SR-OPRA-2008-02
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8347)
34-58119
July 8, 2008
SR-CBOE-2008-53
Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations Comments Due: Rel. No. 34-57883 Federal Register version (73 FR 40646)
34-58113
July 7, 2008
SR-NYSEArca-2008-40
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund Comments Due: Rel. No. 34-57906 Federal Register version (73 FR 40417)
34-58111
July 7, 2008
SR-Amex-2008-40
Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1 Thereto, To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products File Nos.: Comments Due: Rel. No. 34-57881 Federal Register version (73 FR 40643)
34-58115
July 7, 2008
SR-FINRA-2007-026
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto for TRACE to Disseminate Additional Data Elements Relating to Each Transaction Rel. No. 34-57866
34-58088
July 2, 2008
SR-CBOE-2008-16
Order Exposure Times From Three Seconds to One Second Comments Due: Rel. No. 34-57849 Federal Register version (73 FR 39747)
34-58057
June 30, 2008
SR-Amex-2008-36
Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust Comments Due: Rel. No. 34-57925 Federal Register version (73 FR 38474)
34-58068
June 30, 2008
SR-NYSE-2008-20
Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot Comments Due: Rel. No. 34-57611 Federal Register version (73 FR 39363)
34-58051
June 27, 2008
SR-CBOE-2008-54
Order Approving Proposed Rule Change Related to Sponsored Users Comments Due: Rel. No. 34-57836 Federal Register version (73 FR 38260)
34-58043
June 26, 2008
SR-ODD-2008-02
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options Federal Register version (73 FR 38260)
34-58034
June 26, 2008
SR-NYSEArca-2008-49
Order Approving Proposed Rule Change To Amend Minor Rule Plan and Certain Underlying Rules Comments Due: Rel. No. 34-57827 Federal Register version (73 FR 38481)
34-58016
June 25, 2008
SR-MSRB-2008-04
Order Granting Approval of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation's New Issue Information Dissemination System Comments Due: Rel. No. 34-57830 Federal Register version (73 FR 37518)
34-58025
June 25, 2008
SR-FICC-2008-02
Order Approving Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades Comments Due: Rel. No. 34-57802 Federal Register version (73 FR 38013)
34-58004
June 23, 2008
SR-FINRA-2008-009
Order Approving Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements Rel. No. 34-57529
34-57981
June 17, 2008
SR-NASDAQ-2008-037
Order Approving Proposed Rule Change To Modify Certain of Nasdaq's Initial and Continued Listing Requirements To Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders Comments Due: Rel. No. 34-57795 Federal Register version (73 FR 35716)
34-57964
June 13, 2008
SR-NASD-2006-005
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440-1 Relating to Fair Prices and Commissions To Apply to All Securities Transactions Comments Due: View Received Comments Rel. No. 34-53562 Federal Register version (73 FR 35180)
34-57962
June 13, 2008
SR-NASDAQ-2008-039
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares Comments Due: Rel. No. 34-57800 Federal Register version (73 FR 35175)
34-57916
June 4, 2008
SR-Amex-2008-14
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C To Permit the Listing and Trading of Additional Index Options Series Comments Due: Rel. No. 34-57707 Federal Register version (73 FR 33125)
34-57921
June 4, 2008
SR-NYSEArca-2008-46
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland) Comments Due: Rel. No. 34-57805 Federal Register version (73 FR 33136)
34-57901
June 2, 2008
SR-NSCC-2007-14
Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net File Nos.: Comments Due: Rel. No. 34-57573 Federal Register version (73 FR 32373)
34-56145A
May 30, 2008
SR-NASD-2007-023
Order Approving Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc. Comments Due: View Received Comments Rel. No. 34-56145 Federal Register version (73 FR 32377)
34-57895
May 30, 2008
SR-OCC-2008-07
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares Comments Due: Rel. No. 34-57695 , Rel. No. 34-57466 , Rel. No. 34-57695 , Rel. No. 34-57466 Federal Register version (73 FR 32066)
34-57894
May 30, 2008
SR-CBOE-2005-11
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust File Nos.: Comments Due: Rel. No. 34-57465 Federal Register version (73 FR 32061)
34-57878
May 28, 2008
SR-OPRA-2008-01
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Vendor Affiliate Agreement Comments Due: Release No. 34-57530 Federal Register version (73 FR 31728)
34-57872
May 27, 2008
SR-Phlx-2008-27
Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor Comments Due: Rel. No. 34-57683 Federal Register version (73 FR 31528)
34-57865
May 23, 2008
SR-CBOE-2008-02
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Replace References to Certain Committees With a Reference to the Exchange Comments Due: Rel. No. 34-57629 Federal Register version (73 FR 31172)
34-57850
May 22, 2008
SR-CBOE-2006-105
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Listing and Trading of Binary Options on Broad-Based Security Indexes Comments Due: Rel. No. 34-57642 Federal Register version (73 FR 31169)
34-57847
May 21, 2008
SR-ISE-2008-29
Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism Comments Due: Rel. No. 34-57632 Federal Register version (73 FR 30987)
34-57838
May 20, 2008
SR-NYSEArca-2008-09
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the AirSharesTM Comments Due: Rel. No. 34-57636 Federal Register version (73 FR 30649)
34-57829
May 16, 2008
SR-Amex-2007-107
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees Comments Due: Rel. No. 34-57641 Federal Register version (73 FR 30173)
