Order

Release Number SEC Issue Date File Number Details
34-58346 SR-OCC-2008-08 Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
Comments Due: July 10, 2008
See Also - Rel. No. 34-57963, Rel. No. 34-57963
Federal Register version (73 FR 48418)
34-58344 SR-NSCC-2007-15 Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities
Comments Due: March 28, 2008
See Also - Rel. No. 34-57391
Federal Register version (73 FR 48413)
34-58345 SR-DTC-2007-16 Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants
Comments Due: March 28, 2008
See Also - Rel. No. 34-57392
Federal Register version (73 FR 48411)
34-58340 SR-Phlx-2007-33 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Margining
Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-58045
Federal Register version (73 FR 48268)
34-58335 SR-NASDAQ-2008-053 Order Granting Approval of Proposed Rule Change To Modify the Definition of "Independent Director"
Comments Due: July 23, 2008
See Also - Rel. No. 34-58029
Federal Register version (73 FR 48413)
34-58331 SR-FINRA-2008-016 Order Approving a Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities
See Also - Rel. No. 34-57986
Federal Register version (73 FR 47990)
34-58324 SR-BSE-2008-02 Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1
File Nos.: SR-BSECC-2008-01, SR-BSE-2008-25, SR-BSE-2008-23, SR-BSE-2008-02 Comments Due: September 2, 2008
See Also - Rel. No. 34-57760, Rel. No. 34-57757, Rel. No. 34-57762, Rel. No. 34-57782
Federal Register version (73 FR 46936)
34-58328 SR-NYSE-2008-45 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE
Comments Due: July 24, 2008
See Also - Rel. No. 34-58052
Federal Register version (73 FR 48260)
34-58298 SR-NASDAQ-2008-055 Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
Comments Due: July 22, 2008
See Also - Rel. No. 34-58014
Federal Register version (73 FR 46695)
34-58296 SR-CBOE-2008-30 Order Approving a Proposed Rule Change Relating to the Hybrid Opening System
Comments Due: July 21, 2008
See Also - Rel. No. 34-57997
Federal Register version (73 FR 46650)
34-58281 SR-CBOE-2008-59 Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers
Comments Due: July 21, 2008
See Also - Rel. No. 34-57996
Federal Register version (73 FR 46653)
34-58224 SR-ISE-2007-94 Order Handling and Exposure Periods From Three Seconds to One Second
Comments Due: July 24, 2008
See Also - Rel. No. 34-58041
Federal Register version (73 FR 44303)
34-58212 SR-NYSEArca-2008-56 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Pilot Program Expiring on November 30, 2008 for Listing Standards To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Per Share Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Issuer's Common Stock Prior To Applying for Initial Listing
Comments Due: July 11, 2008
See Also - Rel. No. 34-57958
Federal Register version (73 FR 43970)
34-58203 SR-NYSEArca-2008-57 Order Granting Approval of a Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities
Comments Due: June 9, 2008
See Also - Rel. No. 34-57950
Federal Register version (73 FR 43812)
34-58205 4-443 Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
View Received Comments
See Also - Release No. 34-58630, Release No. 34-58385, Release No. 34-57848, Release No. 34-57546
Federal Register version (73 FR 43798)
34-58204 SR-CBOE-2008-64 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities
Comments Due: July 16, 2008
See Also - Rel. No. 34-58007
Federal Register version (73 FR 43807)
34-58207 SR-CBOE-2008-26 Order Approving a Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value)
Comments Due: July 9, 2008
See Also - Rel. No. 34-57946
Federal Register version (73 FR 43963)
34-58199 SR-Amex-2008-44 Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers
Comments Due: July 9, 2008
See Also - Rel. No. 34-57952
Federal Register version (73 FR 43799)
34-58201 SR-NASDAQ-2008-043 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
Comments Due: June 30, 2008
See Also - Rel. No. 34-57911
Federal Register version (73 FR 43812)
34-58183 SR-NASDAQ-2008-035 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of the NASDAQ OMX Group, Inc. in Connection With the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
Comments Due: May 29, 2008
See Also - Rel. No. 34-58098, Rel. No. 34-57761
Federal Register version (73 FR 42850)
34-58178 SR-CBOE-2008-40 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, To Provide for the Issuance of ITPs
Comments Due: May 8, 2008
View Received Comments
See Also - Rel. No. 34-57650
Federal Register version (73 FR 42634)
34-58175 SR-Phlx-2008-12 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders
Comments Due: July 3, 2008
See Also - Rel. No. 34-57923
Federal Register version (73 FR 42873)
34-58174 SR-NYSEArca-2008-54 Order Execution
Comments Due: July 2, 2008
See Also - Rel. No. 34-57927
Federal Register version (73 FR 42640)
34-58171 SR-CBOE-2008-31 Order Approving Proposed Rule Change To List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options
Comments Due: July 2, 2008
See Also - Rel. No. 34-57913
Federal Register version (73 FR 42841)
34-58161 SR-Amex-2008-39 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust
Comments Due: July 3, 2008
See Also - Rel. No. 34-57932
Federal Register version (73 FR 42380)
34-58158 SR-OCC-2007-20 Order Granting Approval of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations
Comments Due: March 4, 2008
See Also - Rel. No. 34-57270, Rel. No. 34-57270
Federal Register version (73 FR 42646)
34-58160 SR-NSCC-2007-07 Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates
Comments Due: May 13, 2008
See Also - Rel. No. 34-57667
Federal Register version (73 FR 42390)
34-58154 SR-MSRB-2008-03 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice
Comments Due: May 9, 2008
See Also - Rel. No. 34-57659
Federal Register version (73 FR 42388)
34-58156 SR-FICC-2007-05 Order Approving Proposed Rule Change as Amended To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List
Comments Due: May 13, 2008
See Also - Rel. No. 34-57666
Federal Register version (73 FR 42386)
34-58157 SR-DTC-2007-05 Order Approving a Proposed Rule Change Relating to Harmonizing Fines With the National Securities Clearing Corporation and the Fixed Income Clearing Corporation
Comments Due: May 13, 2008
See Also - Rel. No. 34-57665
Federal Register version (73 FR 42396)
34-58125 SR-NASDAQ-2008-031 Order Granting Approval of a Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Program
Comments Due: June 19, 2008
See Also - Rel. No. 34-57842
Federal Register version (73 FR 42389)
4-546, AAER-2496 4-546 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant
Comments Due: August 30, 2024
View Received Comments
Federal Register version (84 FR 8347)
4-546, AAER-2496 SR-OPRA-2008-02 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant
Comments Due: August 12, 2008
View Received Comments
Federal Register version (84 FR 8347)
4-546, AAER-2496 4-546 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant
Comments Due: August 30, 2024
View Received Comments
Federal Register version (84 FR 8347)
4-546, AAER-2496 SR-OPRA-2008-02 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant
Comments Due: August 12, 2008
View Received Comments
Federal Register version (84 FR 8347)
34-58119 SR-CBOE-2008-53 Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations
Comments Due: June 26, 2008
See Also - Rel. No. 34-57883
Federal Register version (73 FR 40646)
34-58113 SR-NYSEArca-2008-40 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund
Comments Due: June 27, 2008
See Also - Rel. No. 34-57906
Federal Register version (73 FR 40417)
34-58111 SR-Amex-2008-40 Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1 Thereto, To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
File Nos.: SR-Amex-2008-40, SR-NASDAQ-2008-046, SR-NYSE-2008-39, SR-NYSEArca-2008-50 Comments Due: June 25, 2008
See Also - Rel. No. 34-57881
Federal Register version (73 FR 40643)
34-58115 SR-FINRA-2007-026 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto for TRACE to Disseminate Additional Data Elements Relating to Each Transaction
See Also - Rel. No. 34-57866
34-58088 SR-CBOE-2008-16 Order Exposure Times From Three Seconds to One Second
Comments Due: June 20, 2008
See Also - Rel. No. 34-57849
Federal Register version (73 FR 39747)
34-58057 SR-Amex-2008-36 Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments Due: June 26, 2008
See Also - Rel. No. 34-57925
Federal Register version (73 FR 38474)
34-58068 SR-NYSE-2008-20 Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot
Comments Due: April 30, 2008
See Also - Rel. No. 34-57611
Federal Register version (73 FR 39363)
34-58051 SR-CBOE-2008-54 Order Approving Proposed Rule Change Related to Sponsored Users
Comments Due: June 17, 2008
See Also - Rel. No. 34-57836
Federal Register version (73 FR 38260)
34-58043 SR-ODD-2008-02 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options
Federal Register version (73 FR 38260)
34-58034 SR-NYSEArca-2008-49 Order Approving Proposed Rule Change To Amend Minor Rule Plan and Certain Underlying Rules
Comments Due: June 13, 2008
See Also - Rel. No. 34-57827
Federal Register version (73 FR 38481)
34-58016 SR-MSRB-2008-04 Order Granting Approval of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation's New Issue Information Dissemination System
Comments Due: June 12, 2008
See Also - Rel. No. 34-57830
Federal Register version (73 FR 37518)
34-58025 SR-FICC-2008-02 Order Approving Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades
Comments Due: June 4, 2008
See Also - Rel. No. 34-57802
Federal Register version (73 FR 38013)
34-58004 SR-FINRA-2008-009 Order Approving Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements
See Also - Rel. No. 34-57529
34-57981 SR-NASDAQ-2008-037 Order Approving Proposed Rule Change To Modify Certain of Nasdaq's Initial and Continued Listing Requirements To Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders
Comments Due: June 3, 2008
See Also - Rel. No. 34-57795
Federal Register version (73 FR 35716)
34-57964 SR-NASD-2006-005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440-1 Relating to Fair Prices and Commissions To Apply to All Securities Transactions
Comments Due: April 25, 2006
View Received Comments
See Also - Rel. No. 34-53562
Federal Register version (73 FR 35180)
34-57962 SR-NASDAQ-2008-039 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares
Comments Due: June 4, 2008
See Also - Rel. No. 34-57800
Federal Register version (73 FR 35175)
34-57916 SR-Amex-2008-14 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C To Permit the Listing and Trading of Additional Index Options Series
Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-57707
Federal Register version (73 FR 33125)
34-57921 SR-NYSEArca-2008-46 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland)
Comments Due: May 30, 2008
See Also - Rel. No. 34-57805
Federal Register version (73 FR 33136)
34-57901 SR-NSCC-2007-14 Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net
File Nos.: SR-NSCC-2007-14, SR-DTC-2007-14 Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-57573
Federal Register version (73 FR 32373)
34-56145A SR-NASD-2007-023 Order Approving Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.
Comments Due: April 16, 2007
View Received Comments
See Also - Rel. No. 34-56145
Federal Register version (73 FR 32377)
34-57895 SR-OCC-2008-07 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares
Comments Due: April 7, 2008
See Also - Rel. No. 34-57695, Rel. No. 34-57466, Rel. No. 34-57695, Rel. No. 34-57466
Federal Register version (73 FR 32066)
34-57894 SR-CBOE-2005-11 Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
File Nos.: SR-Amex-2008-15, SR-CBOE-2005-11, SR-ISE-2008-12, SR-NYSEArca-2008-52, SR-Phlx-2008-17 Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-57465
Federal Register version (73 FR 32061)
34-57878 SR-OPRA-2008-01 Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Vendor Affiliate Agreement
Comments Due: April 16, 2008
See Also - Release No. 34-57530
Federal Register version (73 FR 31728)
34-57872 SR-Phlx-2008-27 Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor
Comments Due: May 15, 2008
See Also - Rel. No. 34-57683
Federal Register version (73 FR 31528)
34-57865 SR-CBOE-2008-02 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Replace References to Certain Committees With a Reference to the Exchange
Comments Due: May 5, 2008
See Also - Rel. No. 34-57629
Federal Register version (73 FR 31172)
34-57850 SR-CBOE-2006-105 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Listing and Trading of Binary Options on Broad-Based Security Indexes
Comments Due: May 8, 2008
See Also - Rel. No. 34-57642
Federal Register version (73 FR 31169)
34-57847 SR-ISE-2008-29 Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism
Comments Due: May 5, 2008
See Also - Rel. No. 34-57632
Federal Register version (73 FR 30987)
34-57838 SR-NYSEArca-2008-09 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the AirSharesTM
Comments Due: May 6, 2008
See Also - Rel. No. 34-57636
Federal Register version (73 FR 30649)
34-57829 SR-Amex-2007-107 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees
Comments Due: May 7, 2008
See Also - Rel. No. 34-57641
Federal Register version (73 FR 30173)
34-57818 SR-Amex-2008-30 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares
Comments Due: May 5, 2008
See Also - Rel. No. 34-57631
Federal Register version (73 FR 29793)
34-57815 SR-NYSEArca-2007-104 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units
Comments Due: April 29, 2008
See Also - Rel. No. 34-57603
Federal Register version (73 FR 28848)
34-57813 SR-NSCC-2007-12 Order Granting Approval of a Proposed Rule Change To Provide a New Alternative Investments Products Service
Comments Due: April 7, 2008
See Also - Rel. No. 34-57461
Federal Register version (73 FR 28539)
34-57803 SR-NASD-2005-114 Order Granting Accelerated Approval to Amendment No. 5 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs
Comments Due: June 4, 2008
View Received Comments
See Also - Rel. No. 34-57199, Rel. No. 34-54118
Federal Register version (73 FR 27869)
34-57801 SR-NYSEArca-2008-31 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust
Comments Due: May 6, 2008
See Also - Rel. No. 34-57670
Federal Register version (73 FR 27878)
34-57794 SR-Amex-2008-34 Order Approving a Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants
Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-57578
Federal Register version (73 FR 27582)
34-57786 SR-NASD-2007-52 Order Approving Proposed Rule Change as Modified by Amendment No. 1, Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems
Comments Due: April 11, 2008
See Also - Rel. No. 34-57504
Federal Register version (73 FR 27595)
34-57785 SR-NYSE-2008-17 Order Approving Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Securities of Special Purpose Acquisition Companies
Comments Due: April 11, 2008
See Also - Rel. No. 34-57499
Federal Register version (73 FR 27597)
34-57784 SR-FINRA-2007-039 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders)
See Also - Rel. No. 34-57388
Federal Register version (73 FR 27587)
34-57777 SR-ISE-2008-25 Order Type
Comments Due: April 22, 2008
See Also - Rel. No. 34-57557
Federal Register version (73 FR 26457)
34-57768 SR-DTC-2007-10 Order Granting Accelerated Approval of an Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities
Comments Due: October 18, 2007
See Also - Rel. Nos. 34-57513, 34-56552, Rel. Nos. 34-57647
Federal Register version (73 FR 26181)
34-57763 SR-NASD-2007-031 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto To Amend NASD Rule 7001E To Increase the Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants
Comments Due: December 5, 2007
View Received Comments
See Also - Rel. No. 34-56754
Federal Register version (73 FR 27593)
34-57764 SR-NASD-2007-043 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase the Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants
Comments Due: December 5, 2007
View Received Comments
See Also - Rel. No. 34-56752
Federal Register version (73 FR 27594)
34-57751 SR-NYSEArca-2008-29 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units
Comments Due: April 22, 2008
See Also - Rel. No. 34-57561
Federal Register version (73 FR 25818)
34-57750 SR-MSRB-2007-08 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues
Comments Due: February 7, 2008
See Also - Rel. No. 34-57131
Federal Register version (73 FR 25815)
34-57765 SR-FINRA-2007-041 Order Approving Proposed Rule Change To Amend NASD Rule 7001B To Increase the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants
See Also - Rel. No. 34-57164
Federal Register version (73 FR 27586)
34-57739 SR-Amex-2008-17 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities
Comments Due: April 17, 2008
See Also - Rel. No. 34-57539
Federal Register version (73 FR 25061)
34-57744 SR-ODD-2008-01 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page To Update the Markets in Which Options Are Traded
Federal Register version (73 FR 25072)
34-57712 SR-Phlx-2007-69 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
Comments Due: April 8, 2008
See Also - Rel. No. 34-57482
Federal Register version (73 FR 24100)
34-57706 SR-ISE-2007-77 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
Comments Due: April 11, 2008
See Also - Rel. No. 34-57507
Federal Register version (73 FR 23517)
34-57699 SR-CHX-2008-02 Order Approving Proposed Rule Change To Amend Its Bylaws Relating to the Definition of a Public Director
Comments Due: April 7, 2008
See Also - Rel. No. 34-57464
Federal Register version (73 FR 23287)
34-57701 SR-NYSEArca-2008-20 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities
Comments Due: April 14, 2008
See Also - Rel. No. 34-57505
Federal Register version (73 FR 23281)
34-57684 SR-CHX-2008-03 Order Granting Approval of Proposed Rule Change To Amend Rules Relating to Fingerprint-Based Record Checks
Comments Due: April 8, 2008
See Also - Rel. No. 34-57479
Federal Register version (73 FR 22185)
34-57675 SR-ISE-2008-15 Order Approving a Proposed Rule Change Relating to Limitation of Liability
Comments Due: April 7, 2008
See Also - Rel. No. 34-57450
Federal Register version (73 FR 21996)
34-57660 SR-Amex-2007-131 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares
Comments Due: April 3, 2008
See Also - Rel. No. 34-57451
Federal Register version (73 FR 21391)
34-57648 SR-NYSEArca-2008-19 Order of Summary Abrogation of a Proposed Rule Change Relating to its "Primary Only" Order Type
Comments Due: March 21, 2008
34-57652 SR-FICC-2007-08 Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
Comments Due: September 18, 2007
See Also - Rel. No. 34-57281, Rel. No. 34-56303
34-57623 SR-BSE-2008-05 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related To Obvious Error Procedures
See Also - Rel. No. 34-57383
Federal Register version (73 FR 19534)
34-57610 SR-CBOE-2008-14 Order Approving Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism
Comments Due: March 20, 2008
See Also - Rel. No. 34-57357
Federal Register version (73 FR 19535)
34-57615 SR-CBOE-2007-120 Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market-Makers and Remote Maker-Makers
Comments Due: March 21, 2008
See Also - Rel. No. 34-57367
Federal Register version (73 FR 19537)
34-57589 SR-Amex-2008-09 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees
Comments Due: March 20, 2008
See Also - Rel. No. 34-57373
Federal Register version (73 FR 18827)
34-57587 SR-CHX-2007-21 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements
Comments Due: March 20, 2008
See Also - Rel. No. 34-57363
Federal Register version (73 FR 18598)
34-57586 SR-FICC-2007-10 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology
Comments Due: December 21, 2007
See Also - Rel. No. 34-56837
Federal Register version (73 FR 19537)
34-57575 SR-Phlx-2008-06 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
Comments Due: March 19, 2008
See Also - Rel. No. 34-57361
Federal Register version (73 FR 18310)
34-57558 SR-CBOE-2008-08 Order Approving a Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B
Comments Due: March 13, 2008
See Also - Rel. No. 34-57332
Federal Register version (73 FR 17388)
34-57556 SR-CBOE-2008-03 Order Approving Proposed Rule Change Relating to Complex Orders
Comments Due: March 13, 2008
See Also - Rel. No. 34-57326
Federal Register version (73 FR 18018)