SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on CBOE Rulemaking

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation

(Release No. 34-55190; File No. SR-CBOE-2006-106)


Dec. 3, 2007 Norman S. Friedland, Highland Park, Illinois
Nov. 28, 2007Carl M. Zapffe, CBOT Member since 1973, Lake Bluff, Illinois
Nov. 21, 2007 Norman S. Friedland, Highland Park, Illinois
Nov. 15, 2007 Thomas F. Cashman, Full Member, Chicago Board of Trade, Highland Park, Illinois
Nov. 15, 2007 Lance R. Goldberg, Member CME Group/ a Chicago Mercantile Exchange Chicago Board of Trade Company, Chicago, Illinois
Nov. 15, 2007 Peter W. Aden, CBOT Full Member 1974
Nov. 13, 2007 Stuart Reif, CBOT Member Since 1979, Glenview, Illinois
Nov. 13, 2007 Tommy Shuff, South Barrington, Illinois
Nov. 10, 2007 Carl M. Zapffe, Member, Chicago Board of Trade, Lake Bluff, Illinois
Nov. 9, 2007 Peter B. Carey
Nov. 8, 2007 Carl M. Zapffe, Full Member of the CBOT since 1973, Lake Bluff, Illinois
Nov. 2, 2007 Joanne Moffic-Silver, Executive Vice President, General Counsel & Corporate Secretary, Chicago Board Options Exchange, Incorporated
Nov. 2, 2007 Paul L. Richards, Member, Chicago Board of Trade, Chicago, Illinois
Oct. 20, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Oct. 16, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Oct. 16, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Oct. 15, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Sep. 4, 2007 Paul L. Richards, Chicago, Illinois
Aug. 31, 2007 Michael D. Allen Richards, Layton & Finger
Aug. 30, 2007Joanne Moffic-Silver, Executive Vice President, General Counsel and Corporate Secretary, Chicago Board Options Exchange, Inc.
Aug. 29, 2007 Paul L. Richards, Member, Chicago Board of Trade and Chicago Board Options Exchange, Chicago, Illinois
Aug. 20, 2007 Frederick H. Alexander, Morris, Nichols, Arsht & Tunnell LLP
Aug. 20, 2007 Gary V. Sagui, Templar Securities LLC, Buffalo Grove, Illinois
Aug. 17, 2007 Michael J. Crilly, Member CBOT
Aug. 9, 2007 Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of the Chicago Board of Trade
Aug. 7, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Aug. 1, 2007 Paul L. Richards, CBOT Full Member since 1990, CBOE Exerciser and Equity Owner since 1995
Jul. 28, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Jul. 25, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Jul. 9, 2007 Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of the Chicago Board of Trade
May 22, 2007 Marshall Spiegel, Retired Equity Member CBOE and CME, Wilmette, Illinois
Jun. 25, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Jun. 15, 2007 Michael L. Meyer, SchiffHardin LLP
May 22, 2007 Marshall Spiegel, Retired Equity Member CBOE and CME, Wilmette, Illinois
May 10, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Apr. 12, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Mar. 19, 2007 Michael L. Meyer, SchiffHardin LLP
Mar. 19, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Mar. 15, 2007 Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of the Chicago Board of Trade
Mar. 13, 2007 Peter M. Todebush
Mar. 2, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Feb. 27, 2007 Robert Silverstein, CBOE Member
Feb. 27, 2007 Kevin E.Duffy, CBOT B-1 Member
Feb. 27, 2007 Robert E. Otter
Feb. 27, 2007 Alton B. Harris, Ungaretti & Harris LLP, Chicago, Illinois
Feb. 27, 2007 Scott C. Lascari, Esq., DrinkerBiddleGardnerCarton, on behalf of Michael Floodstrand, Thomas J. Ward, and the putative Class Members in the case CBOT Holdings, Inc. et al. v. Chicago Board Options Exchange, Inc. et al.
Feb. 27, 2007 Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of the Chicago Board of Trade
Feb. 27, 2007 James Ryan
Feb. 27, 2007 Norman S. Friedland, Member Chicago Board Options Exchange
Feb. 27, 2007 Judy Anne Parrish
Feb. 27, 2007 Nancy Williams
Feb. 27, 2007 R. Kent Hardy, CBOE Member
Feb. 27, 2007 J.P. Van Horn, CBOT Full Member
Feb. 27, 2007 Rose G. Schneider, CBOT Full Member
Feb. 26, 2007 William R. Weldon, CBOT Member
Feb. 26, 2007 Edward A. Cox and Cynthia R. Cox
Feb. 26, 2007 Robert J. Griffin
Feb. 26, 2007 Robert M. Geldermann
Feb. 26, 2007 Sondra Brewer Pfeffer
Feb. 26, 2007 Robert Salstone
Feb. 26, 2007 Nickolas J. Neubauer
Feb. 26, 2007 Ronald Bianchi
Feb. 26, 2007 William Terman
Feb. 26, 2007 Harlan R. Krumpfes
Feb. 26, 2007 John L. Pietrzak, Member CBOT/CBOE
Feb. 26, 2007 Robert Mitchell
Feb. 26, 2007 Stephen R. Geldermann, CBOT full member
Feb. 25, 2007 Veda Kaufman Levin
Feb. 25, 2007 John F. McKerr, President, Celtic Brokerage, Inc.
Feb. 25, 2007 Martin Flaherty
Feb. 25, 2007 Terry Myron
Feb. 25, 2007 Neil P. Esterman, Northbrook, Illinois
Feb. 25, 2007 Lawrence J. Blum
Feb. 25, 2007 John Halston, Chicago, Illinois
Feb. 25, 2007 Michael E. Stone
Feb. 25, 2007 Cary Chubin
Feb. 24, 2007 Carolyn J. Davis
Feb. 24, 2007 Steve Cournoyer
Feb. 24, 2007 Wayne Goodman
Feb. 24, 2007 Bryan Cournoyer
Feb. 24, 2007 Kevin A. Ward, CBOT full member
Feb. 24, 2007 David G. Northey, M & N Trading
Feb. 24, 2007 Joyce Selander, Associate Member CBOT
Feb. 23, 2007 David P. Baby, CBOT Full Member
Feb. 23, 2007 Robert C. Sheehan, President/CEO, Electronic Brokerage Systems LLC
Feb. 23, 2007 Paul Richards, CBOE Exerciser and equity owner since 1995; CBOT Full Member since 1990
Feb. 22, 2007 Gerald A. McGreevy
Feb. 22, 2007 Michael E. Stone
Feb. 22, 2007 Richard Jaman
Feb. 22, 2007 Thomas A. Zarse
Feb. 22, 2007 Ronald G. Lindenberg
Feb. 22, 2007 David P. Brennan
Feb. 22, 2007 Thomas F. Cashman
Feb. 22, 2007 Lawrence D. Israel
Feb. 21, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Feb. 21, 2007 Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Feb. 21, 2007 Robert Berry
Feb. 21, 2007 Jacob Morowitz
Feb. 20, 2007 Karl G. Estes
Feb. 20, 2007 Patrick H. Arbor, Full CBOT Member
Feb. 20, 2007 Kyle A. Reed, Full Member, Chicago Board of Trade, Chicago, Illinois
Feb. 20, 2007 John T. Brennan, Oak Park, Illinois
Feb. 20, 2007 Gregory J. Ellis, CBOT Full Member
Feb. 20, 2007 Patrick A. Walsh
Feb. 20, 2007 Brian Cassidy
Feb. 20, 2007 Steve Fanady, Member CBOE; CBOT, Northfield, Illinois
Feb. 20, 2007 Paul R.T. Johnson, Jr., CBOT Member, CBOE Lessor, and CBOE Exerciser
Feb. 20, 2007 Jay Homan
Feb. 19, 2007 Thomas M. Myron
Feb. 19, 2007 Thomas M. Harris
Feb. 19, 2007 Ronald E. Komo, Board of Trade full member
Feb. 19, 2007 Dan Frost, CBOE owner
Feb. 19, 2007 Michael J. Crilly
Feb. 19, 2007 Charles B. Cox, Chicago, Illinois
Feb. 18, 2007 Kelly A. Caloia, CBOT Full Member
Feb. 18, 2007 Richard H. Woodruff
Feb. 18, 2007 J. Patrick Hennessy
Feb. 18, 2007 Angelo Dangles, CBOT Member
Feb. 18, 2007 Alan Matthew, Chicago Board of Trade Full Member
Feb. 18, 2007 Mark Feierberg
Feb. 18, 2007 Nicholas M. McBride, Member, Chicago Board of Trade and Member, Chicago Board Options Exchange
Feb. 17, 2007 Burt Gutterman and Noel Moore, Sangamon Trading, Inc.
Feb. 17, 2007 Steven G. Holtz, CBOE owner/member
Feb. 16, 2007 Doug Riccolo
Feb. 16, 2007 Erskine S. Adam, Jr., CBOT full member
Feb. 16, 2007 Howard Tasner Chicago Board of Trade
Feb. 16, 2007 Stuart Reif, CBOT Member
Feb. 16, 2007 Robert H. Bloch, CBOE Member
Feb. 16, 2007 Young Chun, Full Member, Investor, McLean, Virginia
Feb. 16, 2007 Michael J. Post, CBOE Member
Feb. 16, 2007 Norm Friedman, CBOT Member
Feb. 16, 2007 Jerome Israelov
Feb. 16, 2007 Susie McMurray, CBOT Member
Feb. 15, 2007 Thomas E. Nelson
Feb. 15, 2007 Glenn Beckert
Feb. 15, 2007 Allen Mitzenmacher
Feb. 15, 2007 John V. Grimes
Feb. 15, 2007 Benjamin Nitka
Feb. 14, 2007 Michael Floodstrand, Merrill Lynch Clearing
Feb. 14, 2007 Arthur Arenson
Feb. 14, 2007 Mark D. Hellman
Feb. 14, 2007 Michael D. Morelli, CBOT Member
Feb. 14, 2007 Pat Hillegass
Feb. 14, 2007 J. Alexander Stevens
Feb. 14, 2007 Ira S. Nathan, BS, MS, CPA, CBOT Member, Delray Beach, Florida
Feb. 13, 2007 Michael Forester
Feb. 13, 2007 Robert T. O'Brien
Feb. 13, 2007 Lynn Sutherland
Feb. 13, 2007 Richard Friedman
Feb. 13, 2007 Frank J. Aiello, CBOT Member
Feb. 13, 2007 Thomas M. Shuff, Jr., CBOT Full Member
Feb. 13, 2007 Edward. E. Kessler, Northbrook, Illinois
Feb. 13, 2007 Mike P. Darraugh, Chicago Board of Trade, Lake Bluff, Illinois
Feb. 13, 2007 Stephen L. O'Bryan
Feb. 13, 2007 Ronald F. Grossman, Wilmette, Illinois
Feb. 13, 2007 Peter M. Todebush, Naples, Florida
Feb. 13, 2007 Charles W. Bergstrom
Feb. 12, 2007 Bruce A. Williams
Feb. 12, 2007 Richard D. Lupori
Feb. 12, 2007 Mark A. Mendelson, Highland Park, Illinois
Feb. 12, 2007 Adam Rich, Deerfield, Illinois
Feb. 12, 2007 John Simms, Chicago, Illinois
Feb. 11, 2007 Clint Gross
Feb. 10, 2007 William H. Cournoyer
Feb. 10, 2007 Lance R. Goldberg, Full Member Chicago Board of Trade, Chicago, Illinois
Feb. 9, 2007 Lawrence C. Dorf, Member CBOT
Feb. 9, 2007 Peter W. Aden
Feb. 9, 2007 Gordon Gladstone
Feb. 9, 2007 Glenn Hollander, Cash Grain Trader, Chicago, Illinois
Feb. 9, 2007 Michael C. Rothman, Chicago Illinois
Jan. 31, 2007 Charles M. Horn, Mayer, Brown, Rowe & Maw
Jan. 12, 2007 Michael L. Meyer, Schiff Hardin
Dec. 22, 2006 Gordon B. Nash, Jr., Gardner Carton & Douglas
Dec. 22, 2006 Charles M. Horn, Mayer, Brown, Rowe & Maw

 

http://www.sec.gov/comments/sr-cboe-2006-106/cboe2006106.shtml

Modified: 12/04/2007