Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Definition of Public Arbitrator

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Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Esq., Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Public Comment Randall R. Heiner, Heiner Law Offices, Salt Lake City, Utah
Public Comment J. L. Spray, Mattson, Ricketts, Davies, Stewart & Calkins
Public Comment James J. Eccleston, Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois
Public Comment Ronald M. Amato, Esq., Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois
Public Comment Jan Graham, Graham Law Offices, Salt Lake City, Utah
Public Comment John E. Sutherland, Esq., Business Ethics Adjunct Professor and Lawyer, Boston, Massachusetts
Public Comment Stephen P. Meyer, Esq., Meyer & Ford, Charleston, West Virginia
Public Comment Donald M. Feferman, Donald M. Feferman, P.C.
Public Comment Gail E. Boliver, Boliver Law Firm
Public Comment Joseph Fogel, Fogel & Associates
Public Comment Howard Rosenfield, Law Offices of Howard Rosenfield
Public Comment Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, California
Public Comment Dawn Meade, The Spencer Law Firm
Public Comment Dawn R. Meade, Houston, Texas
Public Comment Eliot Goldstein, Esq., Partner, Law Offices of Eliot Goldstein, LLP, Cabin John, Maryland
Public Comment Scott C. Ilgenfritz
Public Comment Carl J. Carlson, Carlson & Dennett, P.S.
Public Comment Dave Liebrader
Public Comment David Harrison
Public Comment Debra G. Speyer, Attorney, Philadelphia, Pennsylvania
Public Comment Jeffrey S. Kruske, Esq., Law Office of Jeffrey S. Kruske, P.A., Overland Park, Kansas
Public Comment Martin L. Feinberg
Public Comment Mitchell S. Ostwald
Public Comment Mitchell S. Ostwald
Public Comment Rob Bleecher, Esquire
Public Comment Robert S. Banks, Jr., Portland, Oregon
Public Comment Steven M. McCauley, Esq., Attorney, Lexington, Kentucky
Public Comment Thomas C. Wagner, Van Deusen & Wagner L.L.C.
Public Comment Jonathan W. Evans, Esq., Jonathan W. Evans & Associates

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2007-021
Release Number
34-56039
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