Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities)

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Date Received
Date Letter Type Commenter Name
Public Comment Anya Coverman, President and CEO, Institute for Portfolio Alternatives
Public Comment Joseph P. Corcoran, Managing Director & Associate General Counsel, SIFMA

Last Reviewed or Updated: Feb. 20, 2026

File Number
SR-FINRA-2026-002
Release Number
34-104695
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