34-103199
June 5, 2025
SR-NSCC-2025-005
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin Comments Due: View Received Comments Amendment No. 1
34-103194
June 4, 2025
SR-NASDAQ-2025-016
(WITHDRAWN on 9/18/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Nasdaq Rule 5712 to Provide for the Listing and Trading of Commodity- and/or Digital... View Received Comments
34-103192
June 4, 2025
SR-LCH SA-2025-003
Order Granting Approval of Proposed Rule Change Relating to Revisions to its Liquidity Risk Modelling Framework
34-103168
June 2, 2025
SR-CBOE-2025-004
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the Mini-Cboe Comments Due: View Received Comments
34-103165
June 2, 2025
SR-CboeBZX-2025-033
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the WisdomTree Bitcoin Fund to Permit In-Kind Creations and Redemptions under Rule... View Received Comments
34-103164
June 2, 2025
SR-CboeBZX-2025-031
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the VanEck Bitcoin Trust and the VanEck Ethereum Trust to Permit In-Kind Creations... View Received Comments
34-103161
May 30, 2025
SR-ICC-2025-006
Order Approving Proposed Rule Change Relating to ICC’s Governance Playbook Comments Due:
34-103148
May 29, 2025
SR-ICC-2025-005
Order Approving Proposed Rule Change Relating to ICC’s Treasury Operations Policies and Procedures
34-103137
May 28, 2025
SR-NYSEARCA-2025-13
(WITHDRAWN on 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini Trust ETF to Permit Staking of the Ether Held by the Trusts View Received Comments
34-103138
May 28, 2025
SR-NYSEARCA-2025-12
(WITHDRAWN on 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Grayscale Cardano Trust (ADA) under NYSE Arca Rule 8.201-E,... View Received Comments
34-103130
May 27, 2025
4-854
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and 24X National Exchange LLC Comments Due:
34-103124
May 27, 2025
SR-CboeBZX-2025-019
WITHDRAWN on 9/26/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree XRP Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-103118
May 23, 2025
SR-Phlx-2025-08
WITHDRAWN 9/23/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options View Received Comments
34-103116
May 23, 2025
SR-ISE-2025-08
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Options 4, Section 3, Criteria for Underlying Securities View Received Comments
34-103115
May 22, 2025
SR-CboeBZX-2025-022
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary XRP Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-103114
May 22, 2025
SR-CboeBZX-2025-020
WITHDRAWN on 9/26/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise XRP ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-103113
May 22, 2025
SR-NASDAQ-2025-012
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments
34-103112
May 22, 2025
SR-NASDAQ-2025-013
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments
34-103110
May 22, 2025
SR-CboeBZX-2025-023
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Fidelity Wise Origin Bitcoin Fund and the Fidelity Ethereum Fund to Permit In-Kind... Comments Due: View Received Comments
34-103109
May 22, 2025
SR-CboeBZX-2025-025
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the 21Shares Core Ethereum ETF to Permit Staking under...
34-103090
May 20, 2025
SR-NYSEARCA-2025-08
(WITHDRAWN on 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale XRP Trust under NYSE Arca Rule 8.201-E, Commodity... View Received Comments
34-103079
May 20, 2025
SR-NYSEARCA-2025-09
(WITHDRAWN on 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Dogecoin Trust under NYSE Arca Rule 8.201-E,...
34-103080
May 20, 2025
SR-CboeBZX-2025-021
WITHDRAWN on 9/26/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the 21Shares Core XRP Trust under BZX Rule 14.11(e... View Received Comments
34-103065
May 19, 2025
SR-CboeBZX-2025-013
(WITHDRAWN on 9//26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Solana Trust under BZX Rule 14.11(e)(4), Commodity-Based... View Received Comments
34-103064
May 19, 2025
SR-CboeBZX-2025-014
WITHDRAWN on 9/26/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Solana Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-103063
May 19, 2025
SR-CboeBZX-2025-012
(WITHDRAWN 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Solana ETF under BZX Rule 14.11(e)(4),... View Received Comments
34-103062
May 19, 2025
SR-CboeBZX-2025-011
WITHDRAWN on 9/26/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Core Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-103044
May 14, 2025
SR-CboeBZX-2025-010
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Rules Governing the Listing and Trading of Shares of the ARK 21Shares Bitcoin ETF and the 21Shares Core... Comments Due: . Rebuttal Comments Due: View Received Comments
34-103034
May 13, 2025
SR-NASDAQ-2025-008
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the iShares Bitcoin Trust to Permit In-Kind Creations and Redemptions under Nasdaq Rule... View Received Comments
34-103031
May 13, 2025
SR-NYSEARCA-2025-05
(WITHDRAWN on 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Litecoin Trust (LTC) under NYSE Arca Rule 8.201-E... View Received Comments
34-103030
May 13, 2025
SR-NYSEARCA-2025-06
(WITHDRAWN 9/29/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Solana Trust under NYSE Arca Rule 8.201-E,... Comments Due: View Received Comments
34-102988
May 5, 2025
SR-NASDAQ-2025-005
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) View Received Comments
34-102979
May 2, 2025
SR-NYSE-2024-47
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When... View Received Comments
34-102969
May 1, 2025
SR-ICC-2025-001
Order Approving Proposed Rule Change Relating to ICC’s Risk Parameter Setting and Review Policy and the Risk Management Model Description
34-102959
April 30, 2025
SR-MIAX-2025-08
Order Granting Approval of a Proposed Rule Change to Amend Certain MIAX Options Exchange Rules to Permit the Listing and Trading of Options on the Bloomberg US Large Cap Price Return Index View Received Comments
34-102912
April 22, 2025
SR-NYSENAT-2025-05
Order Approving a Proposed Rule Change to Amend NYSE National Rules 7.37 and 7.44
34-102907
April 22, 2025
SR-FICC-2025-003
Order Approving Proposed Rule Change to Adopt a Volatility Event Charge
34-102895
April 21, 2025
SR-IEX-2025-02
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX... View Received Comments
34-102871
April 16, 2025
SR-ICC-2025-002
Order Approving Proposed Rule Change Relating to the ICC Procedures for Identification of Contract Reference Obligations
34-102768
April 3, 2025
SR-OCC-2024-010
Order Granting Approval of Proposed Rule Change, as modified by Partial Amendment No. 1 and Amendments Nos. 2 and 3, by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts to Help Miti View Received Comments
34-102677
March 14, 2025
SR-CboeBZX-2024-126
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust View Received Comments
34-102669
March 14, 2025
SR-Phlx-2024-72
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-102675
March 14, 2025
SR-NYSEAMER-2024-78
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade FLEX Options on the Grayscale Bitcoin Trust View Received Comments
34-102657
March 13, 2025
SR-NYSEARCA-2024-112
(WITHDRAWN on 08/04/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 7.31–E to Adopt the Selective Midpoint Order Comments Due: Rebuttal comments View Received Comments
34-102559
March 10, 2025
SR-FINRA-2024-022
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process View Received Comments
34-102514
March 3, 2025
SR-NYSEArca-2024-98
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E (Commodity- and/or Digital Asset-Based Investment Interes Comments Due: View Received Comments
34-102408
Feb. 12, 2025
SR-CboeBZX-2024-112
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: View Received Comments
34-102385
Feb. 10, 2025
SR-NASDAQ-2024-083
Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-Led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (the Nasdaq Discipline Rules) to
34-102386
Feb. 10, 2025
4-698
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t Comments Due: View Received Comments
34-102336
Feb. 4, 2025
SR-NASDAQ-2024-065
Order Granting Approval of a Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes
34-102313
Jan. 31, 2025
SR-NYSEARCA-2024-87
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 8.800-E to Provide for the Listing and Trading of Commodity- and/or Digital Asset-Based Investment Interests and to List and Tra View Received Comments
34-102308
Jan. 29, 2025
SR-NASDAQ-2024-059
Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and to Modify the Definition of an Eligible Switch
34-102297
Jan. 28, 2025
SR-CBOE-2024-047
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Types of Complex Orders Available for Flexible Exchange Options (“FLEX”) Trading on the Exchange Comments Due: View Received Comments
34-102293
Jan. 27, 2025
SR-Phlx-2024-51
(WITHDRAWN on 4/22/25) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FLEX Floor Trading Comments Due: Rebuttal comments Due: March 7, 2025
34-102280
Jan. 24, 2025
SR-FICC-2024-011
Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy File Nos.:
34-102277
Jan. 24, 2025
SR-NYSEAMER-2024-63
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 6, 2025.
34-102274
Jan. 23, 2025
SR-NYSEARCA-2024-90
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 5, 2025.
View Received Comments
34-102245
Jan. 17, 2025
SR-NASDAQ-2024-045
Order Granting Approval of a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances View Received Comments
34-102217
Jan. 16, 2025
SR-LCH SA-2024-005
Order Granting Approval of Proposed Rule Change by LCH SA Relating to Dealer Status
34-102220
Jan. 16, 2025
SR-NYSEAMER-2024-61
Order Granting Approval of a Proposed Rule Change to Amend Section 1003 of the NYSE American LLC Company Guide to Provide for the Suspension and Delisting of Any Company that: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Peri View Received Comments
34-102203
Jan. 15, 2025
SR-OCC-2024-016
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations (“STANS”) and OCC’s Comprehensive Stress Testing (“CST”) Methodology, to Better Ca
34-102169
Jan. 13, 2025
SR-NYSE-2024-44
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Sta Comments Due: View Received Comments
34-102126
Jan. 6, 2025
SR-CBOE-2024-042
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit Orders Comprised of Options and Futures Legs ("Future-Option Orders")
34-102093
Jan. 2, 2025
SR-FINRA-2024-007
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) View Received Comments
34-102057
Dec. 30, 2024
SR-OCC-2024-014
Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Perio
34-101998
Dec. 19, 2024
SR-NASDAQ-2024-028
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and File Nos.: View Received Comments
34-101970
Dec. 19, 2024
SR-ICC-2024-012
Order Approving Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures
34-101901
Dec. 12, 2024
4-698
Order Approving Amendments to the National Market System Plan Governing the Consolidated Audit Trail Designed to Implement Cost Savings Measures Comments Due: View Received Comments
34-101871
Dec. 10, 2024
SR-ICC-2024-005
Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
34-101820
Dec. 5, 2024
SR-ICC-2024-010
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Governance Playbook and Seventh Amended and Restated Operating Agreement Comments Due: Exhibit 5A , Exhibit 5B
34-101819
Dec. 5, 2024
SR-ICC-2024-011
Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICC Operational Risk Management Framework
34-101812
Dec. 4, 2024
SR-NYSE-2024-67
Order Approving a Proposed Rule Change to Amend NYSE Rule 7.31(f)(1)
34-101792
Dec. 2, 2024
SR-OCC-2024-015
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules
34-101781
Nov. 29, 2024
SR-CBOE-2024-041
Order Approving Proposed Rule Changes to Amend the Bylaws of Cboe Global Markets, Inc. File Nos.:
34-101766
Nov. 26, 2024
SR-NASDAQ-2024-016
Order Disapproving Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold View Received Comments Notice of Intention to Petition for Review , Letter from Deputy Secretary , Petition for Review , Order Granting Petition for Review and Scheduling Filing of Statements
34-101764
Nov. 26, 2024
SR-DTC-2024-009
Order Approving Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest File Nos.:
34-101754
Nov. 26, 2024
SR-OCC-2024-011
Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs
34-101695
Nov. 21, 2024
SR-FICC-2024-007
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and View Received Comments
34-101694
Nov. 21, 2024
SR-FICC-2024-005
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities View Received Comments
34-101685
Nov. 21, 2024
SR-DTC-2024-003
Order Approving Proposed Rule Change to Amend the Clearing Agency Risk Management Framework File Nos.: View Received Comments
34-101672
Nov. 20, 2024
4-757
Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments
34-101662
Nov. 20, 2024
SR-NASDAQ-2024-045
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 a View Received Comments
34-101654
Nov. 19, 2024
SR-LCH SA-2024-002
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 1, Relating to the CDSClear Select Membership Model
34-101648
Nov. 18, 2024
4-698
Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity Comments Due: View Received Comments
34-101631
Nov. 14, 2024
SR-CBOE-2024-036
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Options on Ethereum Exchange-Traded Funds Comments Due: View Received Comments
34-101625
Nov. 14, 2024
4-820
Order Disapproving a Proposed Amendment to Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments
34-101621
Nov. 14, 2024
SR-OCC-2024-013
Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its By-Laws and Rules Primarily To Discontinue Certain Outmoded or Unused Products and Services
34-101571
Nov. 8, 2024
SR-ISE-2024-35
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Options on the iShares Ethereum Trust Comments Due: View Received Comments
34-101569
Nov. 8, 2024
SR-FICC-2024-003
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD
34-101573
Nov. 8, 2024
SR-NYSEAMER-2024-45
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Exchange Rule 915 to Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mi Comments Due: View Received Comments
34-101551
Nov. 7, 2024
SR-OCC-2024-010
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Membe View Received Comments
34-101486
Oct. 31, 2024
SR-DTC-2024-010
Order Approving of Proposed Rule Change to Decommission the ID Net Service
34-101491
Oct. 31, 2024
SR-CBOE-2024-008
Order Disapproving a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems View Received Comments Original Notice - 34-99620
34-101487
Oct. 31, 2024
SR-NSCC-2024-008
Order Approving of Proposed Rule Change to Decommission the ID Net Service
34-101477
Oct. 30, 2024
SR-NYSE-2024-58
Order Approving a Proposed Rule Change to Amend NYSE Rule 7.13
34-101449
Oct. 28, 2024
SR-FINRA-2024-008
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists View Received Comments
34-101382
Oct. 18, 2024
SR-ICC-2024-009
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Risk Management Framework, Governance Playbook and Sixth Amended and Restated Operating Agreement
34-101322
Oct. 11, 2024
SR-CboeBZX-2024-055
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Me View Received Comments
34-101271
Oct. 7, 2024
SR-NASDAQ-2024-029
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Modify the Application of Bid Price Compliance Periods View Received Comments
34-101257
Oct. 4, 2024
SR-NYSE-2024-35
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requiremen View Received Comments
