34-102979
May 2, 2025
SR-NYSE-2024-47
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When... View Received Comments
34-102969
May 1, 2025
SR-ICC-2025-001
Order Approving Proposed Rule Change Relating to ICC’s Risk Parameter Setting and Review Policy and the Risk Management Model Description
34-102959
April 30, 2025
SR-MIAX-2025-08
Order Granting Approval of a Proposed Rule Change to Amend Certain MIAX Options Exchange Rules to Permit the Listing and Trading of Options on the Bloomberg US Large Cap Price Return Index View Received Comments
34-102912
April 22, 2025
SR-NYSENAT-2025-05
Order Approving a Proposed Rule Change to Amend NYSE National Rules 7.37 and 7.44
34-102907
April 22, 2025
SR-FICC-2025-003
Order Approving Proposed Rule Change to Adopt a Volatility Event Charge
34-102895
April 21, 2025
SR-IEX-2025-02
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX... View Received Comments
34-102871
April 16, 2025
SR-ICC-2025-002
Order Approving Proposed Rule Change Relating to the ICC Procedures for Identification of Contract Reference Obligations
34-102768
April 3, 2025
SR-OCC-2024-010
Order Granting Approval of Proposed Rule Change, as modified by Partial Amendment No. 1 and Amendments Nos. 2 and 3, by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts to Help Miti View Received Comments
34-102677
March 14, 2025
SR-CboeBZX-2024-126
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust View Received Comments
34-102669
March 14, 2025
SR-Phlx-2024-72
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-102675
March 14, 2025
SR-NYSEAMER-2024-78
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade FLEX Options on the Grayscale Bitcoin Trust View Received Comments
34-102657
March 13, 2025
SR-NYSEARCA-2024-112
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 7.31–E to Adopt the Selective Midpoint Order Comments Due: Rebuttal comments View Received Comments
34-102559
March 10, 2025
SR-FINRA-2024-022
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process Comments Due: Rebuttal comments: View Received Comments
34-102514
March 3, 2025
SR-NYSEArca-2024-98
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E (Commodity- and/or Digital Asset-Based Investment Interes Comments Due: View Received Comments
34-102408
Feb. 12, 2025
SR-CboeBZX-2024-112
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: View Received Comments
34-102385
Feb. 10, 2025
SR-NASDAQ-2024-083
Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-Led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (the Nasdaq Discipline Rules) to
34-102386
Feb. 10, 2025
4-698
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t View Received Comments
34-102336
Feb. 4, 2025
SR-NASDAQ-2024-065
Order Granting Approval of a Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes
34-102313
Jan. 31, 2025
SR-NYSEARCA-2024-87
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 8.800-E to Provide for the Listing and Trading of Commodity- and/or Digital Asset-Based Investment Interests and to List and Tra Comments Due: Rebuttal comments View Received Comments
34-102308
Jan. 29, 2025
SR-NASDAQ-2024-059
Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and to Modify the Definition of an Eligible Switch
34-102297
Jan. 28, 2025
SR-CBOE-2024-047
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Types of Complex Orders Available for Flexible Exchange Options (“FLEX”) Trading on the Exchange Comments Due: View Received Comments
34-102293
Jan. 27, 2025
SR-Phlx-2024-51
(WITHDRAWN on 4/22/25) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FLEX Floor Trading Comments Due: Rebuttal comments Due: March 7, 2025
34-102280
Jan. 24, 2025
SR-FICC-2024-011
Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy File Nos.:
34-102277
Jan. 24, 2025
SR-NYSEAMER-2024-63
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 6, 2025.
34-102274
Jan. 23, 2025
SR-NYSEARCA-2024-90
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 5, 2025.
View Received Comments
34-102245
Jan. 17, 2025
SR-NASDAQ-2024-045
Order Granting Approval of a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances View Received Comments
34-102217
Jan. 16, 2025
SR-LCH SA-2024-005
Order Granting Approval of Proposed Rule Change by LCH SA Relating to Dealer Status
34-102220
Jan. 16, 2025
SR-NYSEAMER-2024-61
Order Granting Approval of a Proposed Rule Change to Amend Section 1003 of the NYSE American LLC Company Guide to Provide for the Suspension and Delisting of Any Company that: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Peri View Received Comments
34-102203
Jan. 15, 2025
SR-OCC-2024-016
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations (“STANS”) and OCC’s Comprehensive Stress Testing (“CST”) Methodology, to Better Ca
34-102169
Jan. 13, 2025
SR-NYSE-2024-44
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Sta Comments Due: View Received Comments
34-102126
Jan. 6, 2025
SR-CBOE-2024-042
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit Orders Comprised of Options and Futures Legs ("Future-Option Orders")
34-102093
Jan. 2, 2025
SR-FINRA-2024-007
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) View Received Comments
34-102057
Dec. 30, 2024
SR-OCC-2024-014
Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Perio
34-101998
Dec. 19, 2024
SR-NASDAQ-2024-028
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and File Nos.: View Received Comments
34-101970
Dec. 19, 2024
SR-ICC-2024-012
Order Approving Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures
34-101901
Dec. 12, 2024
4-698
Order Approving Amendments to the National Market System Plan Governing the Consolidated Audit Trail Designed to Implement Cost Savings Measures View Received Comments
34-101871
Dec. 10, 2024
SR-ICC-2024-005
Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
34-101820
Dec. 5, 2024
SR-ICC-2024-010
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Governance Playbook and Seventh Amended and Restated Operating Agreement Comments Due: Exhibit 5A , Exhibit 5B
34-101819
Dec. 5, 2024
SR-ICC-2024-011
Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICC Operational Risk Management Framework
34-101812
Dec. 4, 2024
SR-NYSE-2024-67
Order Approving a Proposed Rule Change to Amend NYSE Rule 7.31(f)(1)
34-101792
Dec. 2, 2024
SR-OCC-2024-015
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules
34-101781
Nov. 29, 2024
SR-CBOE-2024-041
Order Approving Proposed Rule Changes to Amend the Bylaws of Cboe Global Markets, Inc. File Nos.:
34-101766
Nov. 26, 2024
SR-NASDAQ-2024-016
Order Disapproving Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold View Received Comments Notice of Intention to Petition for Review , Letter from Deputy Secretary , Petition for Review , Order Granting Petition for Review and Scheduling Filing of Statements
34-101764
Nov. 26, 2024
SR-DTC-2024-009
Order Approving Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest File Nos.:
34-101754
Nov. 26, 2024
SR-OCC-2024-011
Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs
34-101695
Nov. 21, 2024
SR-FICC-2024-007
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and View Received Comments
34-101694
Nov. 21, 2024
SR-FICC-2024-005
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities View Received Comments
34-101685
Nov. 21, 2024
SR-DTC-2024-003
Order Approving Proposed Rule Change to Amend the Clearing Agency Risk Management Framework File Nos.: View Received Comments
34-101672
Nov. 20, 2024
4-757
Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments
34-101662
Nov. 20, 2024
SR-NASDAQ-2024-045
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 a View Received Comments
34-101654
Nov. 19, 2024
SR-LCH SA-2024-002
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 1, Relating to the CDSClear Select Membership Model
34-101648
Nov. 18, 2024
4-698
Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity View Received Comments
34-101631
Nov. 14, 2024
SR-CBOE-2024-036
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Options on Ethereum Exchange-Traded Funds Comments Due: View Received Comments
34-101625
Nov. 14, 2024
4-820
Order Disapproving a Proposed Amendment to Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments
34-101621
Nov. 14, 2024
SR-OCC-2024-013
Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its By-Laws and Rules Primarily To Discontinue Certain Outmoded or Unused Products and Services
34-101571
Nov. 8, 2024
SR-ISE-2024-35
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Options on the iShares Ethereum Trust Comments Due: View Received Comments
34-101569
Nov. 8, 2024
SR-FICC-2024-003
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD
34-101573
Nov. 8, 2024
SR-NYSEAMER-2024-45
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Exchange Rule 915 to Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mi Comments Due: View Received Comments
34-101551
Nov. 7, 2024
SR-OCC-2024-010
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Membe View Received Comments
34-101486
Oct. 31, 2024
SR-DTC-2024-010
Order Approving of Proposed Rule Change to Decommission the ID Net Service
34-101491
Oct. 31, 2024
SR-CBOE-2024-008
Order Disapproving a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems View Received Comments Original Notice - 34-99620
34-101487
Oct. 31, 2024
SR-NSCC-2024-008
Order Approving of Proposed Rule Change to Decommission the ID Net Service
34-101477
Oct. 30, 2024
SR-NYSE-2024-58
Order Approving a Proposed Rule Change to Amend NYSE Rule 7.13
34-101449
Oct. 28, 2024
SR-FINRA-2024-008
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists View Received Comments
34-101382
Oct. 18, 2024
SR-ICC-2024-009
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Risk Management Framework, Governance Playbook and Sixth Amended and Restated Operating Agreement
34-101322
Oct. 11, 2024
SR-CboeBZX-2024-055
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Me View Received Comments
34-101271
Oct. 7, 2024
SR-NASDAQ-2024-029
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Modify the Application of Bid Price Compliance Periods View Received Comments
34-101257
Oct. 4, 2024
SR-NYSE-2024-35
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requiremen View Received Comments
34-101196
Sept. 26, 2024
SR-ICC-2024-008
Order Approving Proposed Rule Change Relating to the ICC Back-Testing Framework
34-101194
Sept. 26, 2024
SR-FICC-2024-009
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: View Received Comments
34-101121
Sept. 20, 2024
SR-FINRA-2024-004
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 6730 (Transaction Reporting) to Reduce the 15-Minute TRACE Reporting Timeframe to One Minute
34-101118
Sept. 20, 2024
SR-MSRB-2024-01
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB
34-101065
Sept. 17, 2024
SR-FINRA-2024-001
Order Approving a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) to Strengthen the General Prohibition Against Borrowing and Lending Arrangements View Received Comments
34-101036
Sept. 16, 2024
4-631
Joint Industry Plan; Order Disapproving the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility Comments Due: View Received Comments
34-100998
Sept. 11, 2024
SR-OCC-2024-009
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Its Backtesting Framework and to Establish a Resource Backtesting Margin Charge
34-100816
Aug. 26, 2024
SR-NASDAQ-2024-019
Order Granting Approval of a Proposed Rule Change, to Rules 5605, 5615 and 5810 to Amend Phase-In Schedules for Certain Corporate Governance Requirements and Applicability of Certain Cure Periods View Received Comments
34-100814
Aug. 23, 2024
SR-CboeBZX-2024-032
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Amend Rule 11.28(a) to Add Three Additional Market-on-Close Cut-Off Times to Cboe Market Close Comments Due: View Received Comments
34-100810
Aug. 23, 2024
SR-BX-2024-019
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt an OTTO Protocol View Received Comments
34-100783
Aug. 20, 2024
SR-LTSE-2024-03
Order Approving a Proposed Rule Change to Transition to a New Trading Platform and Amend its Trading Rules
34-100720
Aug. 13, 2024
SR-NYSE-2024-23
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-100659
Aug. 5, 2024
SR-CboeBZX-2024-051
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100654
Aug. 5, 2024
SR-CboeBYX-2024-021
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange’s Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100656
Aug. 5, 2024
SR-CboeEDGX-2024-036
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100655
Aug. 5, 2024
SR-FINRA-2024-007
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™)) Comments Due: View Received Comments
34-100653
Aug. 5, 2024
SR-CboeBZX-2024-052
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100652
Aug. 5, 2024
SR-C2-2024-010
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange’s Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100651
Aug. 5, 2024
SR-CboeEDGX-2024-035
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100650
Aug. 5, 2024
SR-CboeEDGA-2024-022
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: Rebuttal comments View Received Comments
34-100620
July 31, 2024
SR-ICC-2024-004
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICC Recovery Plan and the ICC Wind-Down Plan
34-100610
July 26, 2024
SR-NYSEARCA-2024-45
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade File Nos.: View Received Comments
34-100561
July 19, 2024
SR-FINRA-2023-016
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend FINRA Rule 2210 (Communications with the Public) to Permit Projections of Performance in Institutional Communications and Specified Communications to Qualified Purchasers and View Received Comments Letter from Deputy Secretary J. Matthew DeLesDernier to Meredith Cordisco, Associate General Counsel, FINRA, dated July 26, 2024
34-100541
July 17, 2024
SR-NYSEArca-2024-53
Order Granting Approval of Proposed Rule Changes to List and Trade Shares of the Grayscale Ethereum Mini Trust and ProShares Ethereum ETF File Nos.: Comments Due:
34-100541
July 17, 2024
SR-NYSEARCA-2024-44
Order Granting Approval of Proposed Rule Changes to List and Trade Shares of the Grayscale Ethereum Mini Trust and ProShares Ethereum ETF File Nos.: View Received Comments
34-100530
July 15, 2024
4-698
Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: View Received Comments
34-100522
July 12, 2024
SR-CboeBZX-2024-026
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: View Received Comments
34-100508
July 11, 2024
SR-MSRB-2024-03
Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios
34-100486
July 10, 2024
SR-NSCC-2024-004
Order Approving Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool
34-100480
July 9, 2024
SR-NYSE-2024-18
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro Comments Due: Rebuttal comments View Received Comments
34-100470
July 9, 2024
SR-LCH SA-2023-007
Order Approving Proposed Rule Change Relating to Liquidity Risk Modelling Framework
34-100462
July 5, 2024
SR-LCH SA-2024-003
Order Approving Proposed Rule Change Relating to the Terms of Reference of the Board and Sub Committees
