34-104152
Sept. 30, 2025
SR-MX2-2025-01
Order Granting Approval to a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options View Received Comments
34-104116
Sept. 29, 2025
SR-FICC-2025-018
Order Approving Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models
34-104070
Sept. 25, 2025
SR-CboeBZX-2025-081
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal comments View Received Comments
34-104051
Sept. 25, 2025
SR-LCH SA-2025-007
Order Approving Proposed Rule Change Relating to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies
34-104023
Sept. 23, 2025
SR-ICC-2025-011
Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures
34-104009
Sept. 22, 2025
SR-FICC-2025-005
Order Approving Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments
34-103998
Sept. 18, 2025
SR-IEX-2025-02
Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments
34-103996
Sept. 17, 2025
SR-NYSEARCA-2024-87
Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended... View Received Comments
34-103995
Sept. 17, 2025
SR-NYSEARCA-2025-54
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust Shares File Nos.: View Received Comments
34-103995
Sept. 17, 2025
SR-CboeBZX-2025-104
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust Shares File Nos.: View Received Comments
34-103987
Sept. 16, 2025
SR-MSRB-2025-01
Order Approving a Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related Amendment to Rule G-12 Comments Due: View Received Comments
34-103986
Sept. 16, 2025
SR-FINRA-2025-008
Order Approving a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) View Received Comments
34-103977
Sept. 16, 2025
SR-NYSEARCA-2025-40
WITHDRAWN on 09/23/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
34-103945
Sept. 11, 2025
SR-FINRA-2025-005
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules Comments Due: View Received Comments
34-103941
Sept. 10, 2025
SR-FICC-2025-017
Order Approving of Proposed Rule Change to Revise the Definition of the Backtesting Charge
34-103939
Sept. 10, 2025
4-518
Order Approving an Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS, as Modified by the Commission, to Reflect Recent Amendments to Rule 605 of Regulation NMS Appendix A: Rule 605 Plan
34-103931
Sept. 10, 2025
SR-NYSE-2025-20
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the... Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
View Received Comments
34-103904
Sept. 8, 2025
SR-NYSEARCA-2025-24
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust Comments Due: Federal Register.Rebuttal comments Due: 35 days after date of publication in the Federal Register .
View Received Comments
34-103890
Sept. 5, 2025
SR-NSCC-2025-011
Order Approving a Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service
34-103865
Sept. 4, 2025
SR-NASDAQ-2025-042
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal comments
34-103869
Sept. 4, 2025
SR-CboeBZX-2025-086
Order Approving a Proposed Rule Change to Amend Rule 11.23 Regarding the Closing Auction
34-103824
Sept. 2, 2025
SR-CboeBZX-2025-072
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or after May 20, 2025 from... Comments Due: Rebuttal Comments Due: View Received Comments
34-103782
Aug. 27, 2025
SR-CBOE-2025-020
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index Comments Due: View Received Comments
34-103772
Aug. 25, 2025
SR-CboeBZX-2025-069
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked TRX ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
34-103755
Aug. 21, 2025
SR-FINRA-2024-021
Order Approving a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Adopt FINRA Rules 12808 and 13808 (Accelerated Processing) to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age... View Received Comments
34-103753
Aug. 20, 2025
SR-FINRA-2024-022
Order Approving a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process View Received Comments
34-103713
Aug. 14, 2025
SR-NASDAQ-2025-034
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Dogecoin ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103677
Aug. 11, 2025
SR-OCC-2025-007
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to its Portfolio Revaluation Process for Purposes of Determining Intraday Margin Calls in Order to Better Manage OCC’s Intraday Risk Exposure to its... View Received Comments
34-103641
Aug. 8, 2025
SR-MIAX-2025-27
Order Approving a Proposed Rule Change to Amend the Exchange’s Index Options Rules to Allow the Exchange to List and Trade Options on Micro Narrow-Based Indexes
34-103659
Aug. 7, 2025
SR-CboeBZX-2025-059
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to the 2x Long VIX Futures ETF and the -1x Short VIX Futures ETF Comments Due: Rebuttal Comments Due:
34-103658
Aug. 7, 2025
SR-ISE-2025-15
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Short Term Option Series Program to List Qualifying Securities Comments Due: Rebuttal Comments Due: View Received Comments
34-103497A
Aug. 5, 2025
4-858
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green
34-103601
July 31, 2025
SR-ICC-2025-010
Order Approving Proposed Rule Change Relating to ICC’s Clearing Participant Default Management Procedures & ICC Clearing Rules
34-103597
July 30, 2025
SR-OCC-2025-009
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description (“Methodology Description”) and...
34-103572
July 29, 2025
SR-NYSEArca-2024-98
Order Scheduling Filing of Statements on Review Comments Due: View Received Comments
34-103571
July 29, 2025
SR-NASDAQ-2025-008
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Amend Certain Bitcoin and Ether-Based Commodity-Based Trust Shares to Permit In-Kind Creations and Redemptions File Nos.: View Received Comments
34-103570
July 29, 2025
SR-NYSEARCA-2025-15
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-103569
July 29, 2025
SR-CBOE-2025-017
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin ETF View Received Comments
34-103568
July 29, 2025
SR-NYSEARCA-2025-10
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Mini Trust (“BTC”) and the Bitwise Bitcoin ETF (“BITB”) and to Permit Flexible Exchange... View Received Comments
34-103567
July 29, 2025
SR-NYSEARCA-2025-07
Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Trust (“GBTC”) and to Permit Flexible Exchange Options on GBTC View Received Comments
34-103566
July 29, 2025
SR-NYSEAMER-2024-78
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust ETF, and the Bitwise Bitcoin ETF View Received Comments
34-103565
July 29, 2025
SR-Phlx-2024-72
Order Approving a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103564
July 29, 2025
SR-ISE-2024-62
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Regarding Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF View Received Comments
34-103563
July 29, 2025
SR-ISE-2025-12
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103562
July 29, 2025
SR-NYSEARCA-2024-87
Order Scheduling Filing of Statements on Review View Received Comments
34-103548
July 25, 2025
SR-NYSENAT-2025-07
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSETEX-2025-03
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSEARCA-2025-29
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSEAMER-2025-21
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSE-2025-12
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103543
July 24, 2025
SR-NASDAQ-2025-032
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103531
July 22, 2025
SR-NYSEArca-2024-98
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca Rule 8.500-E... Comments Due: View Received Comments Letter from Assistant Secretary Sherry R. Haywood to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 22, 2025
34-103522
July 22, 2025
SR-CboeBZX-2025-053
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust ...
34-103497
July 18, 2025
4-858
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and GIX National Exchange LLC
34-103487
July 17, 2025
SR-ICC-2025-007
Order Approving Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan and the ICE Clear Credit Wind-Down Plan
34-103436
July 11, 2025
SR-OCC-2025-006
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation concerning the adoption of the Amended and Restated Participant Exchange Agreement between OCC and each of the national securities exchanges that list equity options View Received Comments
34-103432
July 10, 2025
SR-NASDAQ-2025-030
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal comments View Received Comments
34-103399
July 8, 2025
SR-FICC-2025-014
Order Approving Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
34-103393
July 7, 2025
SR-CboeBZX-2025-048
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund under BZX Rule 14.11(e)(4),... Comments Due: Rebuttal Comments Due: View Received Comments
34-103364
July 1, 2025
SR-NYSEARCA-2024-87
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended NYSE Arca Rule 8.50 View Received Comments Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 1, 2025
34-103352
June 30, 2025
SR-CboeBZX-2025-045
WITHDRAWN on 9/18/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-B... Comments Due: Rebuttal comments View Received Comments
34-103349
June 30, 2025
SR-NYSEARCA-2025-25
(WITHDRAWN on 9/30/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of Shares of the Bitwise Ethereum... Comments Due: Rebuttal comments View Received Comments
34-103334
June 26, 2025
SR-FINRA-2025-001
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase... Comments Due: View Received Comments
34-103338
June 26, 2025
SR-CBOE-2025-020
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 Scored and Screened Index Comments Due: View Received Comments
34-103328
June 26, 2025
SR-ICC-2025-008
Order Approving Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
34-103326
June 25, 2025
SR-CboeBZX-2025-050
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to View Received Comments
34-103325
June 25, 2025
SR-FINRA-2025-002
Order Approving a Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks) View Received Comments
34-103311
June 24, 2025
SR-FICC-2025-006
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments Exhibit 4 , Exhibit 5
34-103310
June 24, 2025
SR-DTC-2025-003
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments Exhibit 4 , Exhibit 5
34-103302
June 24, 2025
SR-NASDAQ-2025-029
(WITHDRAWN on 9/18/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due:
34-103299
June 23, 2025
SR-FICC-2025-005
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments
34-103253
June 18, 2025
SR-NSCC-2025-006
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs File Nos.: Comments Due: View Received Comments
34-103253
June 18, 2025
SR-FICC-2025-009
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs File Nos.: Comments Due: View Received Comments
34-103289
June 18, 2025
SR-LCH SA-2025-005
Order Approving Proposed Rule Change Relating to Revisions to its Rule Book and FCM/BD Regulations Related to Clearing Member Testing Requirements
34-103288
June 17, 2025
4-698
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the... Comments Due: View Received Comments
34-103284
June 17, 2025
SR-BOX-2025-12
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares Comments Due:
34-103283
June 17, 2025
SR-PEARL-2025-08
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal comments Due:
34-103283
June 17, 2025
SR-MIAX-2025-07
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares File Nos.:
34-103283
June 17, 2025
SR-SAPPHIRE-2025-12
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal comments Due:
34-103279
June 17, 2025
SR-CboeBZX-2025-039
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal comments View Received Comments
34-103278
June 17, 2025
SR-CboeBZX-2025-040
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin XRP ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal comments View Received Comments
34-103275
June 16, 2025
4-698
Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by the Commission, Regarding the Reporting of Certain Verbal Activity, Floor and Upstairs Activity Comments Due: View Received Comments
34-103256
June 16, 2025
SR-CboeBZX-2025-038
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Fidelity Ethereum Fund to Permit Staking under Rule... Comments Due: Rebuttal Comments Due:
34-103257
June 16, 2025
SR-CboeBZX-2025-037
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Crypto Index ETF to Permit Staking of the Ether... Comments Due: Rebuttal Comments Due:
34-103260
June 16, 2025
SR-CboeBZX-2025-035
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Invesco Galaxy Bitcoin ETF and the Invesco Galaxy Ethereum ETF to Permit In-Kind... View Received Comments
34-103259
June 16, 2025
SR-CboeBZX-2025-036
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Ethereum ETF to Permit Staking under... Comments Due: Rebuttal comments should be submitted by July 25, 2025
View Received Comments
34-103253
June 13, 2025
SR-DTC-2025-006
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs File Nos.: Comments Due: View Received Comments
34-103242
June 12, 2025
SR-LCH SA-2025-004
Order Approving Proposed Rule Change Relating to Collateral Concentration Limits
34-103240
June 12, 2025
SR-NYSEARCA-2025-16
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal Comments Due:
34-103240
June 12, 2025
SR-NYSEAMER-2025-07
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit Options on Commodity-Based Trust Shares File Nos.: Comments Due: J Rebuttal Comments Due:
34-103241
June 12, 2025
SR-CBOE-2025-014
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal comments Due:
34-103241
June 12, 2025
SR-CboeEDGX-2025-018
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal comments Due:
34-103241
June 12, 2025
SR-CboeBZX-2025-034
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares File Nos.: Comments Due: Rebuttal comments Due:
34-103238
June 12, 2025
SR-NASDAQ-2025-021
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments
34-103236
June 11, 2025
SR-NYSEARCA-2025-19
(WITHDRAWN on 9/30/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Dogecoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-103221
June 10, 2025
SR-DTC-2025-007
Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 File Nos.:
34-103219
June 10, 2025
SR-CBOE-2025-011
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified By Amendment No. 1, to Allow Certain Expiring A.M.-Settled Index Options To Trade During the Global Trading Hours Trading Session... Comments Due: View Received Comments
34-103218
June 10, 2025
SR-NASDAQ-2025-019
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments
34-103217
June 10, 2025
SR-NASDAQ-2025-018
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103215
June 10, 2025
SR-NYSEARCA-2025-15
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
