Order

Release Number SEC Issue Date File Number Details
34-103601 SR-ICC-2025-010 Order Approving Proposed Rule Change Relating to ICC’s Clearing Participant Default Management Procedures & ICC Clearing Rules
Comments Due: July 11, 2025
34-103597 SR-OCC-2025-009 Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description (“Methodology Description”) and...
34-103572 SR-NYSEArca-2024-98 Order Scheduling Filing of Statements on Review
Comments Due: August 22, 2025
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34-103571 SR-NASDAQ-2025-008 Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Amend Certain Bitcoin and Ether-Based Commodity-Based Trust Shares to Permit In-Kind Creations and Redemptions
File Nos.: SR-NASDAQ-2025-008, SR-NASDAQ-2025-038, SR-CboeBZX-2025-010, SR-CboeBZX-2025-023, SR-CboeBZX-2025-031, SR-CboeBZX-2025-033, SR-CboeBZX-2025-035, SR-CboeBZX-2025-050, SR-NYSEARCA-2025-38 View Received Comments
34-103570 SR-NYSEARCA-2025-15 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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34-103569 SR-CBOE-2025-017 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin ETF
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34-103568 SR-NYSEARCA-2025-10 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Mini Trust (“BTC”) and the Bitwise Bitcoin ETF (“BITB”) and to Permit Flexible Exchange...
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34-103567 SR-NYSEARCA-2025-07 Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Trust (“GBTC”) and to Permit Flexible Exchange Options on GBTC
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34-103566 SR-NYSEAMER-2024-78 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust ETF, and the Bitwise Bitcoin ETF
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34-103565 SR-Phlx-2024-72 Order Approving a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF
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34-103564 SR-ISE-2024-62 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Regarding Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF
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34-103563 SR-ISE-2025-12 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF
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34-103562 SR-NYSEARCA-2024-87 Order Scheduling Filing of Statements on Review
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34-103548 SR-NYSENAT-2025-07 Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule
File Nos.: SR-NYSE-2025-12, SR-NYSEAMER-2025-21, SR-NYSEARCA-2025-29, SR-NYSETEX-2025-03, SR-NYSENAT-2025-07 Comments Due: August 20, 2025
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34-103548 SR-NYSETEX-2025-03 Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule
File Nos.: SR-NYSE-2025-12, SR-NYSEAMER-2025-21, SR-NYSEARCA-2025-29, SR-NYSETEX-2025-03, SR-NYSENAT-2025-07 Comments Due: August 20, 2025
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34-103548 SR-NYSEARCA-2025-29 Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule
File Nos.: SR-NYSE-2025-12, SR-NYSEAMER-2025-21, SR-NYSEARCA-2025-29, SR-NYSETEX-2025-03, SR-NYSENAT-2025-07 Comments Due: August 20, 2025
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34-103548 SR-NYSEAMER-2025-21 Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule
File Nos.: SR-NYSE-2025-12, SR-NYSEAMER-2025-21, SR-NYSEARCA-2025-29, SR-NYSETEX-2025-03, SR-NYSENAT-2025-07 Comments Due: August 20, 2025
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34-103548 SR-NYSE-2025-12 Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule
File Nos.: SR-NYSE-2025-12, SR-NYSEAMER-2025-21, SR-NYSEARCA-2025-29, SR-NYSETEX-2025-03, SR-NYSENAT-2025-07 Comments Due: August 20, 2025
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34-103543 SR-NASDAQ-2025-032 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 19, 2025. Rebuttal Comments Due:  September 2, 2025.
View Received Comments
34-103531 SR-NYSEArca-2024-98 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca Rule 8.500-E...
Comments Due: August 22, 2025
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See Also - Letter from Assistant Secretary Sherry R. Haywood to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 22, 2025
34-103522 SR-CboeBZX-2025-053 Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust ...
Comments Due: August 15, 2025. Rebuttal comments should be submitted by August 29, 2025.
34-103497 4-858 Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and GIX National Exchange LLC
34-103487 SR-ICC-2025-007 Order Approving Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan and the ICE Clear Credit Wind-Down Plan
34-103436 SR-OCC-2025-006 Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation concerning the adoption of the Amended and Restated Participant Exchange Agreement between OCC and each of the national securities exchanges that list equity options
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34-103432 SR-NASDAQ-2025-030 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
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34-103399 SR-FICC-2025-014 Order Approving Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
34-103393 SR-CboeBZX-2025-048 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 31, 2025. Rebuttal Comments Due: August 14, 2025.
View Received Comments
34-103364 SR-NYSEARCA-2024-87 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended NYSE Arca Rule 8.50
View Received Comments
See Also - Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 1, 2025
34-103352 SR-CboeBZX-2025-045 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-103349 SR-NYSEARCA-2025-25 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of Shares of the Bitwise Ethereum ETF to Permit Staking under Rule...
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
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34-103334 SR-FINRA-2025-001 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase...
Comments Due: July 22, 2025
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34-103338 SR-CBOE-2025-020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 Scored and Screened Index
Comments Due: July 18, 2025
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34-103328 SR-ICC-2025-008 Order Approving Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
34-103326 SR-CboeBZX-2025-050 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to
View Received Comments
34-103325 SR-FINRA-2025-002 Order Approving a Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)
View Received Comments
34-103311 SR-FICC-2025-006 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption
Comments Due: July 18, 2025
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See Also - Exhibit 4, Exhibit 5
34-103310 SR-DTC-2025-003 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption
Comments Due: July 18, 2025
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-103302 SR-NASDAQ-2025-029 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: August 1, 2025
34-103299 SR-FICC-2025-005 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD
Comments Due: July 31, 2025
View Received Comments
34-103253 SR-NSCC-2025-006 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
File Nos.: SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 Comments Due: May 23, 2025
View Received Comments
34-103253 SR-FICC-2025-009 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
File Nos.: SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 Comments Due: May 23, 2025
View Received Comments
34-103289 SR-LCH SA-2025-005 Order Approving Proposed Rule Change Relating to Revisions to its Rule Book and FCM/BD Regulations Related to Clearing Member Testing Requirements
34-103288 4-698 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the...
Comments Due: July 14, 2025
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34-103284 SR-BOX-2025-12 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares
Comments Due: July 14, 2025
34-103283 SR-SAPPHIRE-2025-12 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
File Nos.: SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
34-103283 SR-PEARL-2025-08 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
File Nos.: SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
34-103283 SR-MIAX-2025-07 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
File Nos.: SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 Comments Due: July 14, 2025.
Rebuttal comments Due: July 28, 2025
34-103279 SR-CboeBZX-2025-039 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 14, 2025. Rebuttal comments should be submitted by July 28, 2025
View Received Comments
34-103278 SR-CboeBZX-2025-040 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin XRP ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 14, 2025. Rebuttal comments should be submitted by July 28, 2025
View Received Comments
34-103275 4-698 Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by the Commission, Regarding the Reporting of Certain Verbal Activity, Floor and Upstairs Activity
View Received Comments
34-103256 SR-CboeBZX-2025-038 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Fidelity Ethereum Fund to Permit Staking under Rule 14.11(e)(4) (Commodity-Based...
Comments Due: July 11, 2025. Rebuttal Comments Due: July 25, 2025.
34-103257 SR-CboeBZX-2025-037 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Crypto Index ETF to Permit Staking of the Ether Held by the Trust under...
Comments Due: July 11, 2025. Rebuttal Comments Due: July 25, 2025
34-103260 SR-CboeBZX-2025-035 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Invesco Galaxy Bitcoin ETF and the Invesco Galaxy Ethereum ETF to Permit In-Kind...
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34-103259 SR-CboeBZX-2025-036 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Ethereum ETF to Permit Staking under Rule 14.11(e)(4) (Commodity-Based...
Comments Due: July 11, 2025.  Rebuttal comments should be submitted by July 25, 2025
View Received Comments
34-103253 SR-DTC-2025-006 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
File Nos.: SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 Comments Due: July 9, 2025
View Received Comments
34-103242 SR-LCH SA-2025-004 Order Approving Proposed Rule Change Relating to Collateral Concentration Limits
34-103240 SR-NYSEARCA-2025-16 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit Options on Commodity-Based Trust Shares
File Nos.: SR-NYSEAMER-2025-07, SR-NYSEARCA-2025-16 Comments Due: July 8, 2025. Rebuttal Comments Due: July 22, 2025.
34-103240 SR-NYSEAMER-2025-07 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit Options on Commodity-Based Trust Shares
File Nos.: SR-NYSEAMER-2025-07, SR-NYSEARCA-2025-16 Comments Due: July 8, 2025. Rebuttal Comments Due: July 22, 2025.
34-103241 SR-CboeEDGX-2025-018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares
File Nos.: SR-CBOE-2025-014, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018 Comments Due: July 8, 2025. Rebuttal comments should be submitted by July 22, 2025
34-103241 SR-CboeBZX-2025-034 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares
File Nos.: SR-CBOE-2025-014, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018 Comments Due: July 8, 2025. Any person who wishes to file a rebuttal to any other person's submission must file that rebuttal by July 22, 2025
34-103241 SR-CBOE-2025-014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares
File Nos.: SR-CBOE-2025-014, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018 Comments Due: July 8, 2025. Rebuttal comments should be submitted by July 22, 2025
34-103238 SR-NASDAQ-2025-021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 8, 2025. Rebuttal comments should be submitted by July 22, 2025
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34-103236 SR-NYSEARCA-2025-19 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Dogecoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register.
Rebuttal Comments Due: 35 days after publication in the Federal Register.
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34-103221 SR-DTC-2025-007 Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
File Nos.: SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007
34-103219 SR-CBOE-2025-011 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified By Amendment No. 1, to Allow Certain Expiring A.M.-Settled Index Options To Trade During the Global Trading Hours Trading Session...
Comments Due: July 7, 2025
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34-103218 SR-NASDAQ-2025-019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 7, 2025. Rebuttal Comments Due: July 21, 2025.
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34-103217 SR-NASDAQ-2025-018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 7, 2025. Rebuttal Comments Due: July 21, 2025.
View Received Comments
34-103215 SR-NYSEARCA-2025-15 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-103199 SR-NSCC-2025-005 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin
Comments Due: July 2, 2025
View Received Comments
See Also - Amendment No. 1
34-103194 SR-NASDAQ-2025-016 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Nasdaq Rule 5712 to Provide for the Listing and Trading of Commodity- and/or Digital Asset-Based Investment...
Comments Due: on or before July 1, 2025.  Rebuttal comments should be submitted by July 15, 2025.
View Received Comments
34-103192 SR-LCH SA-2025-003 Order Granting Approval of Proposed Rule Change Relating to Revisions to its Liquidity Risk Modelling Framework
34-103168 SR-CBOE-2025-004 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the Mini-Cboe
Comments Due: July 11, 2025
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34-103165 SR-CboeBZX-2025-033 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the WisdomTree Bitcoin Fund to Permit In-Kind Creations and Redemptions under Rule...
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34-103164 SR-CboeBZX-2025-031 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the VanEck Bitcoin Trust and the VanEck Ethereum Trust to Permit In-Kind Creations...
View Received Comments
34-103161 SR-ICC-2025-006 Order Approving Proposed Rule Change Relating to ICC’s Governance Playbook
Comments Due: May 12, 2025
34-103148 SR-ICC-2025-005 Order Approving Proposed Rule Change Relating to ICC’s Treasury Operations Policies and Procedures
34-103137 SR-NYSEARCA-2025-13 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini Trust ETF to Permit Staking of the Ether Held by the Trusts
Comments Due: On or before June 24, 2025. Rebuttal Comments should be submitted by July 8, 2025.
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34-103138 SR-NYSEARCA-2025-12 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Grayscale Cardano Trust (ADA) under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
Comments Due: On or before June 24, 2025. Rebuttal Comments should be submitted by July 8, 2025.
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34-103130 4-854 Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and 24X National Exchange LLC
Comments Due: May 23, 2025
34-103124 SR-CboeBZX-2025-019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree XRP Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 23, 2025.  Rebuttal comments should be submitted by July 7, 2025
View Received Comments
34-103118 SR-Phlx-2025-08 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
Comments Due: June 20, 2025
Rebuttal Comments Due: July 7, 2025
View Received Comments
34-103116 SR-ISE-2025-08 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Options 4, Section 3, Criteria for Underlying Securities
Comments Due: June 20, 2025
Rebuttal comments Due: July 7, 2025
34-103115 SR-CboeBZX-2025-022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary XRP Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 20, 2025. 
Rebuttal Comments should be submitted by July 3, 2025.
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34-103114 SR-CboeBZX-2025-020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise XRP ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: Should be submitted on or before June 20, 2025 . Rebuttal comments should be submitted by July 3, 2025.
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34-103113 SR-NASDAQ-2025-012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: June 20, 2025
Rebuttal Comments Due: July 3, 2025
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34-103112 SR-NASDAQ-2025-013 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: June 20, 2025
Rebuttal Comments Due: July 3, 2025
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34-103110 SR-CboeBZX-2025-023 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Fidelity Wise Origin Bitcoin Fund and the Fidelity Ethereum Fund to Permit In-Kind...
Comments Due: August 15, 2025
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34-103109 SR-CboeBZX-2025-025 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the 21Shares Core Ethereum ETF to Permit Staking under Rule 14.11(e)(4) (Commodity-Based T
Comments Due: June 20, 2025. Rebuttal comments should be submitted by July 3, 2025.
34-103090 SR-NYSEARCA-2025-08 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale XRP Trust under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
Comments Due: June 17, 2025. Rebuttal Comments Due: July 1, 2025.
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34-103079 SR-NYSEARCA-2025-09 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Dogecoin Trust under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
Comments Due: June 17, 2025.  Rebuttal Comments Due: July, 1, 2025.
34-103080 SR-CboeBZX-2025-021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the 21Shares Core XRP Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 17, 2025.  Rebuttal comments should be submitted by July 1, 2025.
34-103065 SR-CboeBZX-2025-013 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Solana Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 13, 2025.  Rebuttal comments should be submitted by  June 27, 2025.
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34-103064 SR-CboeBZX-2025-014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Solana Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due:  June 13, 2025.  Rebuttal comments should be submitted by June 27, 2025.
 
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34-103063 SR-CboeBZX-2025-012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: Should be submitted on or before June 13, 2025. Rebuttal comments should be submitted by June 27, 2025.
 
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34-103062 SR-CboeBZX-2025-011 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Core Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 13, 2025Rebuttal Comments should be submitted by June 27, 2025.
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34-103044 SR-CboeBZX-2025-010 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Rules Governing the Listing and Trading of Shares of the ARK 21Shares Bitcoin ETF and the 21Shares Core...
Comments Due: June 10, 2025. 
Rebuttal Comments Due: June 24, 2025
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34-103034 SR-NASDAQ-2025-008 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the iShares Bitcoin Trust to Permit In-Kind Creations and Redemptions under Nasdaq Rule...
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34-103031 SR-NYSEARCA-2025-05 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Litecoin Trust (LTC) under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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34-103030 SR-NYSEARCA-2025-06 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Solana Trust under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
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34-102988 SR-NASDAQ-2025-005 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
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