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Notice of Meeting

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Release Number	SEC Issue Date	File Number	Details
33-9358, 34-67801	Sept. 7, 2012	265-28	Dodd-Frank Investor Advisory Committee View Received Comments Submit a Comment on 265-28 Federal Register version (77 FR 56242)
34-67725	Aug. 24, 2012	4-652	Technology and Trading Roundtable *Comments Due:* October 5, 2012 View Received Comments Submit a Comment on 4-652 Federal Register version (77 FR 52766)
33-9352, 34-67659	Aug. 15, 2012	265-27	Advisory Committee on Small and Emerging Companies; Meeting *Comments Due:* September 5, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 50187)
33-9352, 34-67659	Aug. 15, 2012	265-27	Advisory Committee on Small and Emerging Companies; Meeting *Comments Due:* September 5, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 50187)
33-9325, 34-67038	May 22, 2012	265-27	Advisory Committee on Small and Emerging Companies; Meeting *Comments Due:* June 5, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 31409)
33-9325, 34-67038	May 22, 2012	265-27	Advisory Committee on Small and Emerging Companies; Meeting *Comments Due:* June 5, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 31409)
33-9322, 34-66986	May 14, 2012	265-28	Dodd-Frank Investor Advisory Committee *Comments Due:* June 1, 2012 View Received Comments Submit a Comment on 265-28 Federal Register version (77 FR 29705)
33-9322, 34-66986	May 14, 2012	265-28	Dodd-Frank Investor Advisory Committee *Comments Due:* June 1, 2012 View Received Comments Submit a Comment on 265-28 Federal Register version (77 FR 29705)
34-66932	May 7, 2012	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Submit a Comment on 265-26 Federal Register version (77 FR 27444)
33-9293, 34-66123	Jan. 10, 2012	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 27, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 2102)
33-9293, 34-66123	Jan. 10, 2012	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 27, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 2102)
33-9285, 34-65984	Dec. 15, 2011	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 4, 2012 Submit a Comment on 265-27 Federal Register version (76 FR 79230)
33-9285, 34-65984	Dec. 15, 2011	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 4, 2012 Submit a Comment on 265-27 Federal Register version (76 FR 79230)
34-65602	Oct. 20, 2011	4-640	Inaugural Roundtable of the Financial Reporting Series Entitled "Uncertainty in Financial Statements: How Much To Recognize and How Best To Communicate It" *Comments Due:* December 8, 2011 View Received Comments Submit a Comment on 4-640 Federal Register version (76 FR 66339)
33-9266, 34-65512	Oct. 7, 2011	265-27	Advisory Committee on Small and Emerging Companies View Received Comments Submit a Comment on 265-27 Federal Register version (76 FR 63679)
33-9266, 34-65512	Oct. 7, 2011	265-27	Advisory Committee on Small and Emerging Companies View Received Comments Submit a Comment on 265-27 Federal Register version (76 FR 63679)
34-65508	Oct. 6, 2011	S7-40-10	Roundtable on Issues Relating to Conflict Minerals *Comments Due:* November 1, 2011 View Received Comments Submit a Comment on S7-40-10 Federal Register version (76 FR 63573)
34-65508	Oct. 6, 2011	S7-40-10	Roundtable on Issues Relating to Conflict Minerals *Comments Due:* November 1, 2011 View Received Comments Federal Register version (76 FR 63573)
33-9258, 34-65322	Sept. 12, 2011	265-27	Advisory Committee on Small and Emerging Companies View Received Comments Submit a Comment on 265-27 Federal Register version (76 FR 57769)
33-9258, 34-65322	Sept. 12, 2011	265-27	Advisory Committee on Small and Emerging Companies View Received Comments Submit a Comment on 265-27 Federal Register version (76 FR 57769)
34-64939	July 21, 2011	4-636	Joint Public Roundtable on International Issues Relating to the Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act View Received Comments Submit a Comment on 4-636 Federal Register version (76 FR 44507)
34-64638	June 9, 2011	S7-39-10	Joint Public Roundtable on Proposed Dealer and Major Participant Definitions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act File Nos.: 4-633, S7-39-10 View Received Comments Submit a Comment on S7-39-10 Federal Register version (76 FR 34667)
34-64314	April 20, 2011	4-625	Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules for Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act View Received Comments Submit a Comment on 4-625 Federal Register version (76 FR 23221)
34-63798	Jan. 31, 2011	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues *Comments Due:* February 17, 2011 Submit a Comment on 265-26 Federal Register version (76 FR 6120)
34-63435	Dec. 6, 2010	4-621	Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps Submit a Comment on 4-621 Federal Register version (75 FR 76705)
34-63169	Oct. 25, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues *Comments Due:* November 4, 2010 Submit a Comment on 265-26 Federal Register version (75 FR 66362)
34-63112	Oct. 15, 2010	4-615	Joint Public Roundtable on Issues Related to the Clearing of Credit Default Swaps Submit a Comment on 4-615 Federal Register version (75 FR 64710)
33-9149, 34-63031, IC-29456	Oct. 4, 2010	S7-10-09	In the Matter of the Motion of the Business Roundtable and the Chamber of Commerce of the United States of America for Stay of Effect of Commission's Facilitating Shareholder Director Nominations Rules (Order Granting Stay) See Also - FR Notice of Stay of Effective and Compliance Dates, Proposed Rule Release No. 33-9086, Proposed Rule Release No. 33-9046
33-9149, 34-63031, IC-29456	Oct. 4, 2010	S7-10-09	In the Matter of the Motion of the Business Roundtable and the Chamber of Commerce of the United States of America for Stay of Effect of Commission's Facilitating Shareholder Director Nominations Rules (Order Granting Stay) See Also - FR Notice of Stay of Effective and Compliance Dates, Proposed Rule Release No. 33-9086, Proposed Rule Release No. 33-9046
33-9149, 34-63031, IC-29456	Oct. 4, 2010	S7-10-09	In the Matter of the Motion of the Business Roundtable and the Chamber of Commerce of the United States of America for Stay of Effect of Commission's Facilitating Shareholder Director Nominations Rules (Order Granting Stay) See Also - FR Notice of Stay of Effective and Compliance Dates, Proposed Rule Release No. 33-9086, Proposed Rule Release No. 33-9046
34-62863	Sept. 8, 2010	4-611	Joint Public Roundtable To Discuss Data for Swaps and Security-Based Swaps, Swap Data Repositories, Security-Based Swap Data Repositories, and Real-Time Public Reporting View Received Comments Submit a Comment on 4-611 Federal Register version (75 FR 55575)
34-62864	Sept. 8, 2010	4-612	Joint Public Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities View Received Comments Submit a Comment on 4-612 Federal Register version (75 FR 55574)
34-62853	Sept. 7, 2010	4-610	State of the Municipal Securities Market Field Hearings View Received Comments Submit a Comment on 4-610 Federal Register version (75 FR 55392)
34-62725	Aug. 16, 2010	4-609	Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps Submit a Comment on 4-609 Federal Register version (75 FR 51305)
34-62552	July 23, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues *Comments Due:* August 10, 2010 View Received Comments Submit a Comment on 265-26 Federal Register version (75 FR 44781)
34-62266	June 10, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues *Comments Due:* June 18, 2010 View Received Comments Submit a Comment on 265-26 Federal Register version (75 FR 34704)
34-62115	May 18, 2010	4-602	Market Structure Roundtable *Comments Due:* June 23, 2010 View Received Comments Submit a Comment on 4-602 Federal Register version (75 FR 28667)
34-62114	May 18, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues (Notice of Meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues) *Comments Due:* May 21, 2010 View Received Comments Submit a Comment on 265-26
33-9123, 34-61982	May 10, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues View Received Comments Submit a Comment on 265-26 Federal Register version (75 FR 27028)
33-9123, 34-61982	May 10, 2010	265-26	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues View Received Comments Submit a Comment on 265-26 Federal Register version (75 FR 27028)
33-9120, 34-61982	April 26, 2010	265-25-04	Investor Advisory Committee *Comments Due:* May 10, 2010 View Received Comments Submit a Comment on 265-25-04 Federal Register version (75 FR 22640)
33-9120, 34-61982	April 26, 2010	265-25-04	Investor Advisory Committee *Comments Due:* May 10, 2010 View Received Comments Submit a Comment on 265-25-04 Federal Register version (75 FR 22640)
33-9104, 34-61462	Feb. 2, 2010	265-25-03	Investor Advisory Committee *Comments Due:* February 16, 2010 View Received Comments Submit a Comment on 265-25-03 Federal Register version (75 FR 6071)
33-9104, 34-61462	Feb. 2, 2010	265-25-03	Investor Advisory Committee *Comments Due:* February 16, 2010 View Received Comments Submit a Comment on 265-25-03 Federal Register version (75 FR 6071)
33-9064, 34-60672	Sept. 15, 2009	265-25-02	Investor Advisory Committee *Comments Due:* September 28, 2009 View Received Comments Federal Register version (74 FR 48107)
33-9064, 34-60672	Sept. 15, 2009	265-25-02	Investor Advisory Committee *Comments Due:* September 28, 2009 View Received Comments Federal Register version (74 FR 48107)
34-60539	Aug. 19, 2009	4-588	Joint Meetings on Harmonization of Regulation *Comments Due:* September 14, 2009 View Received Comments Federal Register version (74 FR 42948)
33-9049, 34-60260	July 8, 2009	265-25	Investor Advisory Committee; Meeting *Comments Due:* July 19, 2009 View Received Comments Federal Register version (74 FR 33488)
33-9049, 34-60260	July 8, 2009	265-25	Investor Advisory Committee; Meeting *Comments Due:* July 19, 2009 View Received Comments Federal Register version (74 FR 33488)
33-9037, 34-60032, IC-28757	June 3, 2009	265-25	Investor Advisory Committee View Received Comments Federal Register version (74 FR 27359)
33-9037, 34-60032, IC-28757	June 3, 2009	265-25	Investor Advisory Committee View Received Comments Federal Register version (74 FR 27359)
33-9037, 34-60032, IC-28757	June 3, 2009	265-25	Investor Advisory Committee View Received Comments Federal Register version (74 FR 27359)
34-59855	May 1, 2009	4-581	Roundtable on Short Selling Price Test Restrictions and Short Sale Circuit Breakers *Comments Due:* June 19, 2009 View Received Comments Federal Register version (74 FR 21423)
34-59753	April 13, 2009	S7-04-09	Roundtable on Oversight of Credit Rating Agencies File Nos.: 4-579, S7-04-09 *Comments Due:* May 15, 2009 View Received Comments Federal Register version (74 FR 17698)
33-8980, 34-58813	Oct. 20, 2008	4-573	Roundtable on Mark-to-Market Accounting *Comments Due:* October 28, 2008 View Received Comments Federal Register version (73 FR 63527)
33-8980, 34-58813	Oct. 20, 2008	4-573	Roundtable on Mark-to-Market Accounting *Comments Due:* October 28, 2008 View Received Comments Federal Register version (73 FR 63527)
33-8962, 34-58657	Sept. 26, 2008	4-567	Roundtable on Modernizing the SEC's Disclosure System View Received Comments Federal Register version (73 FR 57167)
33-8962, 34-58657	Sept. 26, 2008	4-567	Roundtable on Modernizing the SEC's Disclosure System View Received Comments Federal Register version (73 FR 57167)
33-8947, 34-58236	July 29, 2008	4-564	Roundtable on International Financial Reporting Standards *Comments Due:* August 11, 2008 View Received Comments Federal Register version (73 FR 45257)
33-8947, 34-58236	July 29, 2008	4-564	Roundtable on International Financial Reporting Standards *Comments Due:* August 11, 2008 View Received Comments Federal Register version (73 FR 45257)
33-8942, 34-58146	July 11, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* July 22, 2008 View Received Comments Federal Register version (73 FR 41138)
33-8942, 34-58146	July 11, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* July 22, 2008 View Received Comments Federal Register version (73 FR 41138)
33-8941	July 3, 2008	4-560	Roundtable on Fair Value Accounting Standards View Received Comments Federal Register version (73 FR 39349)
33-8932, 34-57990	June 19, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* July 3, 2008 View Received Comments Federal Register version (73 FR 35715)
33-8932, 34-57990	June 19, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* July 3, 2008 View Received Comments Federal Register version (73 FR 35715)
33-8927, 34-57929	June 5, 2008	4-559	International Roundtable on Interactive Data for Public Financial Reporting *Comments Due:* August 1, 2008 View Received Comments Federal Register version (73 FR 33120)
33-8927, 34-57929	June 5, 2008	4-559	International Roundtable on Interactive Data for Public Financial Reporting *Comments Due:* August 1, 2008 View Received Comments Federal Register version (73 FR 33120)
33-8910, 34-57669	April 15, 2008	265-24	Advisory Committee on Improvements to Financial Reporting. Federal Register version (73 FR 21391)
33-8910, 34-57669	April 15, 2008	265-24	Advisory Committee on Improvements to Financial Reporting. Federal Register version (73 FR 21391)
33-8908, 34-57638	April 9, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* April 25, 2008 View Received Comments Federal Register version (73 FR 20073)
33-8908, 34-57638	April 9, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* April 25, 2008 View Received Comments Federal Register version (73 FR 20073)
33-8897, 34-57364	Feb. 21, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* March 6, 2008 View Received Comments Federal Register version (73 FR 10313)
33-8897, 34-57364	Feb. 21, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* March 6, 2008 View Received Comments Federal Register version (73 FR 10313)
33-8882, 34-57162	Jan. 16, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* February 4, 2008 View Received Comments Federal Register version (73 FR 4022)
33-8882, 34-57162	Jan. 16, 2008	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* February 4, 2008 View Received Comments Federal Register version (73 FR 4022)
33-8874, 34-56989	Dec. 19, 2007	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* January 4, 2008 Federal Register version (72 FR 73050)
33-8874, 34-56989	Dec. 19, 2007	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* January 4, 2008 Federal Register version (72 FR 73050)
33-8856, 34-56624	Oct. 5, 2007	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* October 26, 2007 View Received Comments Federal Register version (72 FR 58135)
33-8856, 34-56624	Oct. 5, 2007	265-24	Advisory Committee on Improvements to Financial Reporting *Comments Due:* October 26, 2007 View Received Comments Federal Register version (72 FR 58135)
33-8817, 34-55969	June 27, 2007	265-24	Advisory Committee on Improvements to Financial Reporting View Received Comments See Also - 265-24 Federal Register version, Advisory Committee Charter Federal Register version (72 FR 36077)
33-8817, 34-55969	June 27, 2007	265-24	Advisory Committee on Improvements to Financial Reporting View Received Comments See Also - 265-24 Federal Register version, Advisory Committee Charter Federal Register version (72 FR 36077)
33-8786, 34-55456	March 13, 2007	4-515	Roundtable on Interactive Data: Creating Interactive Data To Serve Investors See Also - Federal Register version (72 FR 12640)
33-8786, 34-55456	March 13, 2007	4-515	Roundtable on Interactive Data: Creating Interactive Data To Serve Investors See Also - Federal Register version (72 FR 12640)
33-8782, 34-55350	Feb. 26, 2007	4-532	Roundtable on International Financial Reporting Standards "Roadmap" Federal Register version (72 FR 9599)
33-8782, 34-55350	Feb. 26, 2007	4-532	Roundtable on International Financial Reporting Standards "Roadmap" Federal Register version (72 FR 9599)
33-8674, 34-53595	April 4, 2006	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* April 16, 2006 View Received Comments Federal Register version (71 FR 18122)
33-8674, 34-53595	April 4, 2006	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* April 16, 2006 View Received Comments Federal Register version (71 FR 18122)
33-8672, 34-53515	March 20, 2006	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* April 5, 2006 View Received Comments Federal Register version (71 FR 14966)
33-8672, 34-53515	March 20, 2006	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* April 5, 2006 View Received Comments Federal Register version (71 FR 14966)
33-8666	Feb. 28, 2006	265-23	Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies *Comments Due:* April 3, 2006 View Received Comments Federal Register version (71 FR 11089)
34-53360	Feb. 24, 2006	4-511	Roundtable on Internal Control Reporting Requirements View Received Comments Federal Register version (71 FR 11001)
33-8659, 34-53204	Feb. 1, 2006	265-23	Advisory Committee on Smaller Public Companies View Received Comments Federal Register version (71 FR 6297)
33-8659, 34-53204	Feb. 1, 2006	265-23	Advisory Committee on Smaller Public Companies View Received Comments Federal Register version (71 FR 6297)
33-8635, 34-52800	Nov. 18, 2005	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* December 7, 2005 Federal Register version (70 FR 71179)
33-8635, 34-52800	Nov. 18, 2005	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* December 7, 2005 Federal Register version (70 FR 71179)
33-8628, 34-52629	Oct. 18, 2005	265-23	Advisory Committee on Smaller Public Companies View Received Comments Federal Register version (70 FR 61478)
33-8628, 34-52629	Oct. 18, 2005	265-23	Advisory Committee on Smaller Public Companies View Received Comments Federal Register version (70 FR 61478)
33-8623, 34-52575	Oct. 7, 2005	265-23	Advisory Committee on Smaller Public Companies Federal Register version (70 FR 59790)
33-8623, 34-52575	Oct. 7, 2005	265-23	Advisory Committee on Smaller Public Companies Federal Register version (70 FR 59790)
33-8619, 34-52522	Sept. 28, 2005	265-23	Advisory Committee on Smaller Public Companies; Meeting Federal Register version (70 FR 57631)