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Comments on Roundtable on Oversight of Credit Rating Agencies

[File No. 4-579]

Sep. 18, 2009 Lyn Perlmuth, The Credit Roundtable
Sep. 15, 2009 Michael Toporek, Chief Investment Officer, Brookstone Partners Asset Management, New York, New York
Aug. 12, 2009 Olivier Raingeard, Ph.D., Economist, Paris, France
Jun. 16, 2009 Paul A. Ullman
Jun. 1, 2009 Christine DiFabio, Vice President, Advocacy and Accounting Policy, Financial Executives International
May 6, 2009 Amy B.R. Lancellotta, Managing Director, Investment Company Institute
May 3, 2009 Neil Baron, Armonk, New York
Apr. 20, 2009 Carl F. Adams, Principal, Capital Framework Advisors LLC, New York, New York
Apr. 19, 2009 Carl Olson, Fund for Stockowners Rights, Washington, District of Columbia
Apr. 16, 2009 Nicholas Brown, St. Peters, Missouri
Apr. 15, 2009 David Apgar, Director, ApgarPartners LLC
Apr. 15, 2009 Harry Long
Apr. 15, 2009 Frederic P. Vigneron, Chui Ng, David Roberts and Ling Yu, Asset Backed Consulting, LLC, New York, New York
Apr. 15, 2009 Richard H. Baker, Managed Funds Association
Apr. 15, 2009 Deven Sharma, President, Standard & Poor’s Ratings Services
Apr. 15, 2009 Lawrence J. White, Professor of Economics, New York University Stern School of Business
Apr. 15, 2009 James H. Gellert, President and CEO and Dr. Patrick James Caragata, Founder and Executive Vice Chairman, Rapid Ratings International Inc.
Apr. 15, 2009 George P. Miller, Executive Director, American Securitization Forum
Apr. 15, 2009 James A. Kaitz, President and CEO, Association for Financial Professionals
Apr. 15, 2009 Sean Egan, Co-Founder & Managing Director, Egan-Jones Ratings Co.
Apr. 15, 2009 Paul Schott Stevens, President and CEO, Investment Company Institute
Apr. 15, 2009 Daniel Curry, President, DBRS Inc.
Apr. 15, 2009 Ethan Berman, RiskMetrics Group
Apr. 15, 2009 Robert G. Dobilas, President and CEO, Realpoint, Inc.
Apr. 15, 2009 Raymond W. McDaniel, CEO and President, Moody’s Investors Service
Apr. 15, 2009 Frank Partnoy, George E. Barrett Professor of Law and Finance, University of San Diego School of Law, San Diego, California
Apr. 15, 2009 Alan J. Fohrer, Chairman and Chief Executive Officer, Southern California Edison Company
Apr. 15, 2009 Alex J. Pollock, Resident Fellow, American Enterprise Institute
Apr. 15, 2009 Stephen W. Joynt, President and CEO, Fitch Ratings
Apr. 13, 2009 Kurt N. Schacht and Linda L. Rittenhouse, CFA Institute Centre for Financial Market Integrity
Apr. 10, 2009 Glen Reynolds, CEO, CreditSights, Inc.
Apr. 9, 2009 Congressional Oversight Panel's Special Report on Regulatory Reform, submitted by Damon Silvers, AFL-CIO
Apr. 9, 2009 Joseph A. Grundfest and Evgenia Petrova, Stanford Law School and The Rock Center on Corporate Governance
Apr. 9, 2009 Mayree Clark and Andrew Jones
Apr. 9, 2009 Deborah A. Cunningham, Executive Vice President, Chief Investment Officer, Federated Investors, Inc.
Apr. 8, 2009 William Michael Cunningham, Social Investing Adviser, Creative Investment Research, Inc.
Apr. 8, 2009 Gregory W. Smith, General Counsel, Colorado Public Employees' Retirement Association
Apr. 7, 2009 Bruce Stern, Association of Financial Guaranty Insurers
Mar. 10, 2009 Andrea Getto

Modified: 10/21/2009