SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on:
Dodd-Frank Investor Advisory Committee

[File No. 265-28]


Jun. 23, 2016 Clifton Lipford, Saratoga, California
Jun. 23, 2016 Brandon Stewart, Dallas, Texas
Jun. 23, 2016 Richard H. Goldman, Boulder, Colorado
Jun. 2, 2016 R. Darnell
May 31, 2016 William Oas, San Clemente, California
May 31, 2016 Gerry Montesano, Rhinebeck, New York
May 23, 2016 Theodore Shaw
May 18, 2016 Richard J. Butchert, MD, Danville, Pennsylvania
May 18, 2016 Richard M. Smithers, Jericho, Vermont
May 17, 2016 Cris Diaz, Haymarket, Virginia
May 17, 2016 Robert L. Ellis, Henrico, Virginia
May 14, 2016 Sonja Burris, Ruston, Louisiana
May 11, 2016 Michael Speranza, Indiana
May 10, 2016 Warren Langstraat
May 10, 2016 Chris Taylor
May 10, 2016 Mark P. Peterson, MD, Great Falls, Montana
May 10, 2016 Barbara Bicking, Redlands, California
May 10, 2016 Douglas V. Roberts, Lombard, Illinois
May 10, 2016 Michael D. Topal, Assistant Dean for Core Technologies, University of North Carolina at Chapel Hill, Chapel Hill, North Carolina
May 10, 2016 Elaine S Magid, Poway, California
May 9, 2016 Trudi Kirschling, Brookfield, Wisconsin
May 9, 2016 Robert Area, Nashville, Tennessee
May 9, 2016 Ernest Govea, Investor, Placentia, California
May 9, 2016 Ercelle Mayner, Laurel, Maryland
May 9, 2016 Daniel Purcell, Arlington, Massachusetts
May 9, 2016 Alfonso Nicosia, Denton, Texas
May 9, 2016 Hai Luo, Ph.D., Health care professional, Middletown, New York
May 9, 2016 Charles R. Burnett
May 9, 2016 Debra L. Flanagan, Executive Assistant, Rochester City School District, Rochester, New York
May 9, 2016 Carolyn Schumacher, Pittsburgh, Pennsylvania
May 9, 2016 Paul D. Zellmer, Phoenix, Arizona
May 9, 2016 C. Herman, Milton, Georgia
May 9, 2016 Amy Rodgers
May 8, 2016 Ken Nardone, Pompton Plains, New Jersey
May 8, 2016 J. Delaney, Queens, New York
May 8, 2016 Joseph E. Ehinger, Lady Lake, Florida
May 8, 2016 Brian Zable
May 8, 2016 Brian Burris, Triadelphia, West Virginia
May 8, 2016 D. Burns, Orchard Park, New York
May 8, 2016 Roger W. Brink, Muskegon, Michigan
May 7, 2016 Stephen P. Slack, Prof. of Mathematics Emeritus, Lynnwood, Washington
May 7, 2016 Fred Oswald, Prescott, Arizona
May 7, 2016 Christopher Luplow, Anderson, South Carolina
May 7, 2016 Anthony J. Demarco, Dover, Delaware
May 7, 2016 Kenneth L. Westbrook, Vienna, Virginia
May 7, 2016 Paul J. Bauer, Ocean, New Jersey
May 7, 2016 Luis E. Mendoza, Oro Valley, Arizona
May 7, 2016 Peter Q. Noack
May 6, 2016 Adam Bird
May 6, 2016 Jim Perry, Retired Exec Dir. PA Public School Employees Retirement System, Harrisburg, Pennsylvania
May 6, 2016 Patricia E. Law, Venice, Florida
May 6, 2016 Tony C. Mistretta, Corrales, New Mexico
May 6, 2016 Gary Futoma, Benbrook, Texas
May 6, 2016 Ganapthy Kumar, San Jose, California
May 6, 2016 Jeff D. Shadrick, Portland, Oregon
May 6, 2016 Kymus Ginwala, Greenbrae, California
May 6, 2016 Rich Ader
May 6, 2016 Michael Granchi, Ph.D., Pitman, New Jersey
May 6, 2016 Scott Opis, San Diego, California
May 6, 2016 Evan Mayerhoff, Great Neck, New York
May 6, 2016 Fred Cook, Palm Coast, Florida
May 6, 2016 Rick Wolfe, Houston, Texas
May 6, 2016 Frnacis Dumler, Vista, California
May 6, 2016 Daniel E. Cullen, Princeton, New Jersey
May 6, 2016 Ronald E. Ilvedson, MD, Retired OB-GYN/MD, Rochester, Minnesota
May 6, 2016 Shirley Gorman, Edm, Washington
May 6, 2016 Judith Weisman, Walnut Creek, California
May 6, 2016 Timothy J. Brenza, Landscape Architect, Annapolis, Maryland
May 6, 2016 James Smith, Monroeville , Pennsylvania
May 6, 2016 Charles Baletti, Essex Fells, New Jersey
May 6, 2016 Warren B. Keyser, Jr., Cleveland, Tennessee
May 6, 2016 Michael Rigby, Attorney, Financial Regulation, Austin, Texas
May 6, 2016 Michael Friesema, Elgin, Illinois
May 6, 2016 Eric Lund, Ph.D, Retired Professor, Northfield, Minnesota
May 6, 2016 David B. Ledbetter, Greenville, South Carolina
May 6, 2016 Don Asher, RPh, Pharmacist, Denver, Colorado
May 6, 2016 Gilbert P. Steil, East Ryegate, Vermont
May 6, 2016 Greggor M. Petrovic, New York, New York
May 6, 2016 Robert G. Hess, Lafayette, Louisiana
May 6, 2016 James Czuprynski, Bartlett, Illinois
May 6, 2016 William A. Morgan, Madison, Wisconsin
May 6, 2016 Nicole C. Paquette, Oh.D., Frederick, Maryland
May 6, 2016 Richard S. McIlroy, CPA, Little Rock, Arkansas
May 6, 2016 Michael Dodd, Fayetteville, Tennessee
May 6, 2016 Brett J. Jacobs, Mount Pleasant, South Carolina
May 6, 2016 Raul Alfaro, Bethesda, Maryland
May 6, 2016 John T Gwynne
May 6, 2016 Tim D. Wall, Maplewood, Minnesota
May 6, 2016 Edward C. Murphy, New London, Connecticut
May 6, 2016 Rosa Spellman
May 6, 2016 Jay Powers, Morton Grove, Illinois
May 6, 2016 Scott A. Lohman, CPA, Kenmore, Washington
May 6, 2016 Tim Brekke, Cary, Illinois
May 6, 2016 Michael Rizzo, Green Cove Springs, Florida
May 6, 2016 Richard Babin, Fairport, New York
May 6, 2016 Leslie L. Feigley, Greenville, Mississippi
May 6, 2016 Edward P. Watters, Streamwood, Illinois
May 6, 2016 Alastair Kay, United Kingdom
May 6, 2016 Joel Wallach, U.S. Peace Corps, Vallejo, California
May 6, 2016 Janet Parker, Stockton, California
May 6, 2016 Lisa Gauslow
May 6, 2016 Judith Pietras, Elgin, Illinois
May 5, 2016 Kannan V.
May 5, 2016 Rodney L. Fierek, Stillwater, Minnesota
May 5, 2016 Joseph Bonini, Corona, California
May 5, 2016 Mary Headley, Longmont, Colorado
May 5, 2016 Betty L. Sachs, Smyrna, Georgia
May 5, 2016 Howard Wexler, Beaverton, Oregon
May 5, 2016 Thomas G. Watkins, IV, Public Education Teacher, Montezuma, Kansas
May 5, 2016 Peder A. Allison, Engineering, Junction City, Oregon
May 5, 2016 Robert A. Jones, Corpus Christi, Texas
May 5, 2016 Russell E. Boyce, Consumer, Spring Creek, Nevada
May 5, 2016 Ram Medikonduri, Ph.D, Edison, New Jersey
May 5, 2016 John Unkel, Richmond
May 5, 2016 John Lay, Taos, New Mexico
May 5, 2016 James H. Weidler, San Antonio, Texas
May 5, 2016 Stephen Hardesty, Orlando, Florida
May 5, 2016 Stefanie M. Curland, Jasper, Georgia
May 5, 2016 Robert G. Lang, Starksboro, Vermont
May 5, 2016 Robert N. Bailey, Houston, Texas
May 5, 2016 Mary Kay Trail, Corpus Christi, Texas
May 5, 2016 Robert D. Gulliver, II, Mathematics Professor, Univ. of Minnesota, Minneapolis, Minnesota
May 5, 2016 John D. Engman, Retired, Evanston, Illinois
May 5, 2016 Rob Beceiro
May 5, 2016 Carlos Lopez, Imperial, Pennsylvania
May 5, 2016 Joyce Charlton
May 5, 2016 Loretta Coleman
May 5, 2016 David T. Dimick, Holladay, Utah
May 5, 2016 Peter E. McKay, Kenai, Alaska
May 5, 2016 Wendy W. Zhang, Professor of physics, University of Chicago, Chicago, Illinois
May 5, 2016 William Nantau, Litchfield Park, Arizona
May 5, 2016 Jeffrey Montesano, Austin, Texas
May 5, 2016 William M. Polish, Los Angeles, California
May 5, 2016 David J. Miller, Holden, Massachusetts
May 5, 2016 Tim L. Yarborough, Mansfield, Texas
May 5, 2016 Sivakoti Katta, M.D, Overland Park, Kansas
May 5, 2016 Ken Hollingshead, Leslie, Michigan
May 5, 2016 Patrick L. Smith, Menlo Park, California
May 5, 2016 George R. Westerman, M.D., CVS, Santa Barbara, California
May 5, 2016 Alberto Neder, Massachusetts
May 5, 2016 Bruce N. King, Florence, South Carolina
May 5, 2016 Preston Thayer, Fredericksburg, Virginia
May 5, 2016 Catherine Odelbo
May 5, 2016 Michael Piecuch, Long Beach, New York
May 5, 2016 David C. Kaniecki, Milroy, Pennsylvania
May 5, 2016 Frits van der Haar, Ph.D., Professor of Global Health, Atlanta, Georgia
May 5, 2016 Claude Sakr, Principal / Transportation consultancy firm, Portland, Oregon
May 5, 2016 Thaggikuppe V. Seshadri, Miami, Florida
May 5, 2016 Don Glickstein, Seattle
May 5, 2016 George Szabo
May 5, 2016 Owen Newcomer, Whittier, California
May 5, 2016 Nancy Dornenburg, Simsbury, Connecticut
May 5, 2016 K.A.S, Kenosha, Wisconsin
May 5, 2016 Sandy Wilson, Tyler, Texas
May 5, 2016 Sanjay V. Joag, MD, Crystal Lake, Illinois
May 5, 2016 Arlan R. DeKock, Retired, Chair of Computer Science, MO Sci Tech, Rolla, Missouri
May 5, 2016 Harry Yosten, J.D. , Aurora, Colorado
May 5, 2016 Jeff Adler, Bayside, New York
Mar. 3, 2016 James McRitchie, Publisher / Shareholder Advocate, CorpGov.net, Elk Grove, California
Jan. 8, 2016 Tibor Vas, CPA, Rockville, Maryland
Dec. 8, 2015 Sanford J. Lewis, Esq., Investor Environmental Health Network, Amherst, Massachusetts
Nov. 14, 2015 Thomas Lupinacci, Arlington, Texas
Nov. 4, 2015 Warren G. Lavey, Adjunct Professor, University of Illinois
Oct. 1, 2015 Managed Funds Association, Washington, DC
Jul. 15, 2015 Norman B. Arnoff, Esq., Law Offices Of Norman B. Arnoff, New York City, New York
Jul. 14, 2015 Jason R. Doss, President, PIABA Foundation, et al.
Jul. 6, 2015 Bruce Herbert, AIF, Chief Executive, Investor Voice, Seattle, Washington, et al.
Mar. 25, 2015 Darla C. Stuckey, President & CEO, Society of Corporate Secretaries and Governance Professionals
Feb. 17, 2015 Darla C. Stuckey, President & CEO, Society of Corporate Secretaries and Governance Professionals
Feb. 12, 2015 Robin Traxler, Vice President, Regulatory Affairs, Financial Services Institute
Feb. 11, 2015 The Shortened Settlement Cycle Industry Steering Committee
Feb. 5, 2015 James McRitchie, Shareholder Advocate, Elk Grove, California
Dec. 19, 2014 Amanda Austin, Vice President, Public Policy, National Federation of Independent Business, Washington, District of Columbia
Dec. 7, 2014 Carrie Devorah, Founder, The Center for Copyright Integrity, Washington, District of Columbia
Nov. 7, 2014 James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California
Oct. 8, 2014 Damon D. Testaverde, Managing Director, Network 1 Financial Securities, Inc., Red Bank, New Jersey
Oct. 8, 2014 Brett Palmer, President, Small Business Investor Alliance
Oct. 6, 2014 Mitch Ackles, President, Hedge Fund Association, New York, New York
Sep. 26, 2014 James McRitchie, Corporate Governance (CorpGov.net), Elk Grove, California
Sep. 24, 2014 Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters
Sep. 21, 2014 Keith P. Bishop, Former California Commissioner of Corporations, Irvine, California
Aug. 8, 2014 Patrick Doherty, New York State Common Retirement Fund, et al.
Jul. 11, 2014 Jerry Verseput, CFP, NAPFA, Folsom, California
Jul. 1, 2014 Jack Schneeman, Investment Banker, Army Infantry Officer, Mendota Heights, Minnesota
Jun. 11, 2014 Kamie Zaracki, Chief Executive Officer, BetterInvesting
May 16, 2014 The Forum for Sustainable and Responsible Investment, Washington, District of Columbia
Apr. 23, 2014 Larry Elford, Founder/Director of InvestorAdvocates.ca, Lethbridge, Canada
Apr. 4, 2014 Lauren Compere, Managing Director, Boston Common Asset Management, Boston, Massachusetts
Mar. 10, 2014 Lisa Woll, CEO, US SIF: The Forum for Sustainable Responsible Investment, Washington, District of Columbia
Mar. 10, 2014 Emma Boorboor, Democracy Associate, U.S. PIRG, Washington, District of Columbia
Mar. 7, 2014 Ed and Harriet Griffith, New Progressive Alliance, Atlanta, Georgia
Mar. 6, 2014 Lisa J. Gilbert, Director, Public Citizen's Congress Watch, Washington, District of Columbia
Feb. 21, 2014 Scott C. Goebel, General Counsel, Fidelity Management Research Co., Boston, Massachusetts
Feb. 19, 2014 Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors, St. Louis, Missouri
Jan. 31, 2014 James Maguire, Sr., Retired NYSE Specialist, Short Hills, New Jersey
Jan. 30, 2014 Kenneth I. Moch, President CEO, Chimerix, Inc., Durham, North Carolina
Jan. 30, 2014 Clive Williams, Andrew M. Brooks and Christopher P. Hayes, T. Rowe Price Associates, Inc., Baltimore, Maryland
Jan. 30, 2014 John Daley, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association
Jan. 30, 2014 Kate D. Mitchell, Managing Director, Scale Venture Partners, Foster City, California
Jan. 30, 2014 E. Cartier Esham, Executive Vice President, Emerging Companies, Biotechnology Industry Organization, Washington, District of Columbia
Jan. 29, 2014 Ronald J. Kruszewski, Chairman, President & CEO, and Thomas Weisel, Co-Chairman of the Board, Stifel, Nicklaus & Company, Inc.
Jan. 29, 2014 Cheryl Cargie, Senior Vice President, Head of Trading, Ariel Investments, Chicago, Illinois
Jan. 29, 2014 Bobby Franklin, President and CEO, National Venture Capital Association, Arlington, Virginia
Jan. 28, 2014 Carter D. Mack, president, JMP Group Inc, San Francisco, California
Jan. 28, 2014 Norman B. Arnoff
Jan. 27, 2014 Peter Barris, et al., Partners, New Enterprise Associates, Menlo Park, California
Jan. 27, 2014 David Weild, IV, Chairman & CEO, and Edward H. Kim, Managing Director, IssuWorks, New York, New York
Jan. 27, 2014 Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC, Chatham, New Jersey
Jan. 24, 2014 Craig Schiffer, General Partner, Tribeca Land & Cattle LP, Summit, New Jersey
Jan. 23, 2014 Joshua Green, Chairman, National Venture Capital Association, Menlo Park, California
Jan. 23, 2014 Hal S. Scott, Nomura Professor, Harvard Law School, Cambridge, Massachusetts
Jan. 23, 2014 Norman B. Arnoff
Jan. 22, 2014 Scott Kupor and Jeffrey M. Solomon, Co-Chairs, ECF Task Force
Jan. 21, 2014 Timothy J. Keating, CEO, Keating Capital, Inc., and President, Keating Investments, LLC
Dec. 10, 2013 Norman B. Arnoff, Esq.
Nov. 21, 2013 Norman B. Arnoff, Esq.
Nov. 21, 2013 Kevin R. Keller, CFP Board; Lauren Schadle, FPA; Geoffrey Brown, NAPFA; David G. Tittsworth, IAA
Nov. 20, 2013 Dr. Mary Booth, PhD, Director, and Kelly Bitov, Attorney, Partnership for Policy Integrity, Pelham, Massachusetts
Nov. 14, 2013 James McRitchie, Publisher, Corporate Governance
Nov. 14, 2013 Susan Seltzer, President, The Derivative Project
Nov. 8, 2013 Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA
Oct. 20, 2013 Mercer Bullard, President and Founder, Fund Democracy
Oct. 16, 2013 Knut A. Rostad, President, Institute for the Fiduciary Standard, Vienna, Virginia
Oct. 11, 2013 Kevin M. Carroll, Managing Director, SIFMA, Washington, District of Columbia
Oct. 10, 2013 Blaine F. Aikin, CEO, et al., fi360, Inc., Bridgeville, Pennsylvania
Oct. 9, 2013 David G. Tittsworth, Executive Director, Investment Adviser Association, Washington, District of Columbia
Sep. 11, 2013 Seymour Sacks, President, Sacks Equalization Model Inc., Boynton Beach, Florida
Sep. 5, 2013 Michael Ostrovsky, Associate Professor of Economics, Stanford Graduate School of Business, Stanford, California
Jul. 30, 2013 L.A. Schnase
May 4, 2013 Christian Rafool, Winter Haven, Florida
Apr. 30, 2013 William R. Straughn
Apr. 24, 2013 Patrick Frank, Venice, California
Apr. 10, 2013 Barbara Novick, Vice Chairman, BlackRock, New York, New York
Apr. 9, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Apr. 8, 2013 John Chevedden, Redondo Beach, California
Mar. 25, 2013 Stephen P. Norman, President, S.P. Norman & Co. LLC, Rye, New York
Mar. 13, 2013 Annemarie Tierney, EVP-Legal and General Counsel, SecondMarket Holdings, Inc., New York, New York
Mar. 11, 2013 Steven Towns
Feb. 12, 2013 James McRitchie, Publisher of Corporate Governance (CorpGov.net), Elk Grove, California
Feb. 8, 2013 John Chevedden
Feb. 6, 2013 Brett J. Davidson, Amherst, New York
Jan. 29, 2013 Jaimie A. Davis, CEO, Portfoliosafe.com, Silverado, California
Jan. 17, 2013 Tim Taylor, Managing Member, The Center for Diversity in Finance Industry, LLC, San Francisco, California
Jan. 14, 2013 Susan Seltzer, The Derivative Project
Nov. 30, 2012 John Endean, President, American Business Conference, Washington, District of Columbia
Oct. 24, 2012 Dr. Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme Investment Management Ltd., United Kingdom
Oct. 12, 2012 Niels Holch, Executive Director, Coalition of Mutual Fund Investors, Washington, District of Columbia
Oct. 11, 2012 Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Sep. 27, 2012 Christian B. Rafool, Winter Haven, Florida
Sep. 26, 2012 Susan Seltzer, President, The Derivative Project, Minneapolis, Minnesota
Sep. 24, 2012 Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Sep. 21, 2012 Mark Latham, Founder, VoterMedia.org, Vancouver, Canada
Sep. 20, 2012 James McRitchie, Investor and Publisher of Corporate Governance (CorpGov.net), Elk Grove, California
Jun. 25, 2012 Christian B. Rafool, Financial Advisor, Winter Haven, Florida
May 21, 2012 Paul Schott Stevens, President and CEO, Investment Company Institute
Mar. 12 2012 Charlotte B. Beyer, Founder, CEO, Investor Education Collaborative, and Founder, CEO, Institute for Private Investors, New York, New York

 

http://www.sec.gov/comments/265-28/265-28.shtml

Modified: 06/27/2016