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Comments on:
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
[File No. 265-26]
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| Jun. 7, 2012 | Thomas G. McCabe, Chief Operating Officer, OneChicago, Chicago, Illinois |
| Jul. 25, 2011 | Edward L. Robbins, Melbourne, Florida |
| Apr. 15, 2011 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Apr. 8, 2011 | Sen. Carl Levin, U.S. Senate |
| Apr. 4, 2011 | Christopher Nagy, Managing Director Order Strategy, Co-Head of Government Relations, and John Markle, Deputy General Counsel, Co-Head of Government Relations, TD Ameritrade |
| Mar. 29, 2011 | Joseph Cangemi, Chairman, and James Toes, President & CEO, Security Traders Association, Darien, Connecticut |
| Mar. 25, 2011 | Craig S. Donohue, Chief Executive Officer, CME Group, Inc |
| Mar. 21, 2011 | Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc. |
| Mar. 21, 2011 | Ann Vlcek, Managing Director and Associate General Counsel, SIFMA |
| Feb. 17, 2011 | Susan O. Seltzer, President, The Derivative Project |
| Feb. 14, 2011 | R. T. Leuchtkafer |
| Dec. 12, 2010 | Kapil Khetan, CFA, FRM, Adjunct Professor, New York University, Stamford, Connecticut |
| Dec. 8, 2010 | Memorandum from the Office of the Chairman regarding a December 8, 2010, meeting with representatives of GETCO, LLC |
| Nov. 24, 2010 | Daniel Hannafin, Chairman, National Organization of Investment Professionals |
| Nov. 2, 2010 | R. T. Leuchtkafer |
| Oct. 27, 2010 | Chris Nagy, Managing Director, Order Routing Strategy, TD Ameritrade, Inc. |
| Oct. 12, 2010 | Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Oct. 4, 2010 | Memorandum from the Office of the Chairman regarding an October 4, 2010, meeting with representatives of Investment Company Institute |
| Sep. 29, 2010 | Memorandum from the Office of the Chairman regarding a September 29, 2010, meeting with representatives of Rich Feuer Group and EWT, LLC |
| Sep. 29, 2010 | Sean Murphy, Managing Partner, Grace Hall Trading, LLC |
| Sep. 20, 2010 | Michael A. Petronella, President, CME Group Index Services, LLC |
| Sep. 14, 2010 | Liam Connell, Chief Executive Officer, Allston Trading, LLC; Richard B. Gorelick, Chief Executive Officer, RGM Advisors, LLC; Adam Nunes, President, HRT Financial LLC, Hudson River Trading LLC; and Cameron Smith, General Counsel, Quantlab Financial, LLC |
| Sep. 12, 2010 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Aug. 30, 2010 | Clive Williams, Andrew M. Brooks, and Christopher P. Hayes, T. Rowe Price |
| Aug. 30, 2010 | Robert Davee, Broomfield, Colorado |
| Aug. 27, 2010 | Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC |
| Aug. 13, 2010 | Howard Meyerson, General Counsel, and Vlad Khandros, Market Structure and Public Policy Analyst, Liquidnet, New York, New York |
| Aug. 11, 2010 | Michael A. Mendelson, Principal, AQR Capital Management LLC |
| Aug. 11, 2010 | Pamela J. Craig, Chief Financial Officer, Accenture |
| Aug. 11, 2010 | Noel Archard, Managing Director, BlackRock |
| Aug. 11, 2010 | Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade |
| Aug. 11, 2010 | Kevin Cronin, Global Head of Equity Trading, Invesco Ltd. |
| Aug. 9, 2010 | Charles Rotblut, CFA, Vice President, American Association of Individual Investors |
| Aug. 3, 2010 | Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Chicago, Illinois |
| Jul. 30, 2010 | Craig Donohue, Chief Executive Officer, CME Group Inc. |
| Jul. 19, 2010 | Janet M. Kissane, SVP & Corporate Secretary, Legal & Government Affairs, NYSE Euronext |
| Jul. 1, 2010 | Joe Ratterman, Chairman & Chief Executive Officer, BATS Exchange, Inc. |
| Jun. 22, 2010 | Anoop Prasad, Managing Director, D.E. Shaw & Co. |
| Jun. 22, 2010 | Thomas Peterffy, Chairman and C.E.O., Interactive Brokers Group |
| Jun. 22 , 2010 | Chuck Vice, President & Chief Operating Officer, the Intercontinental Exchange, Inc. |
| Jun. 22 , 2010 | William O'Brien, Chief Executive Officer, Direct Edge |
| Jun. 22 , 2010 | Leonard Amoruso, Senior Managing Director & General Counsel, Knight Capital Group |
| Jun. 22 , 2010 | David Weild IV, Capital Markets Advisor, Grant Thornton |
| Jun. 22 , 2010 | Matt Schrecengost, Chief Operating Officer, Jump Trading LLC |
| Jun. 22 , 2010 | Jeff Engelberg, Principal & Senior Trader, Southeastern Asset Management, Inc. |
| Jun. 22 , 2010 | David Cummings, Owner & Chairman of the Board, Tradebot Systems |
| Jun. 22 , 2010 | Joseph Ratterman, President & Chief Executive Officer, BATS Exchange, Inc. |
| Jun. 22 , 2010 | Joseph Mecane, Executive Vice President & Co-Head of U.S. Listing and Cash Execution, NYSE Euronext |
| Jun. 22 , 2010 | Edward J. Joyce, President & Chief Operating Officer, Chicago Board Options Exchange, Inc. |
| Jun. 22 , 2010 | Craig S. Donohue, Chief Executive Officer, the Chicago Mercantile Exchange |
| May 28, 2010 | Rep. Melissa L. Bean, U.S. House of Representatives |
| May 27, 2010 | Judith Kittinger |
| May 27, 2010 | R.T. Leuchtkafer |
| May 26, 2010 | David Waggoner, TheMarketDetective.com, Temecula, California |
| May 20, 2010 | Paul Rogers |
| May 20, 2010 | Peter Skopp, President, Molinete Trading Inc. |
| May 19, 2010 | Cliff Pereira |
| May 13, 2010 | James K. Rutledge |
| May 13, 2010 | Thomas Hofler Ph.D. |
| May 11, 2010 | Rep. Edward J. Markey, U.S. House of Representatives |
| May 10, 2010 | Sen. Charles E. Schumer, U.S. Senate |
http://www.sec.gov/comments/265-26/265-26.shtml
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