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Comments on:
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

[File No. 265-26]


Jun. 7, 2012 Thomas G. McCabe, Chief Operating Officer, OneChicago, Chicago, Illinois
Jul. 25, 2011 Edward L. Robbins, Melbourne, Florida
Apr. 15, 2011 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Apr. 8, 2011 Sen. Carl Levin, U.S. Senate
Apr. 4, 2011 Christopher Nagy, Managing Director Order Strategy, Co-Head of Government Relations, and John Markle, Deputy General Counsel, Co-Head of Government Relations, TD Ameritrade
Mar. 29, 2011 Joseph Cangemi, Chairman, and James Toes, President & CEO, Security Traders Association, Darien, Connecticut
Mar. 25, 2011 Craig S. Donohue, Chief Executive Officer, CME Group, Inc
Mar. 21, 2011 Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.
Mar. 21, 2011 Ann Vlcek, Managing Director and Associate General Counsel, SIFMA
Feb. 17, 2011 Susan O. Seltzer, President, The Derivative Project
Feb. 14, 2011 R. T. Leuchtkafer
Dec. 12, 2010 Kapil Khetan, CFA, FRM, Adjunct Professor, New York University, Stamford, Connecticut
Dec. 8, 2010 Memorandum from the Office of the Chairman regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Nov. 24, 2010 Daniel Hannafin, Chairman, National Organization of Investment Professionals
Nov. 2, 2010 R. T. Leuchtkafer
Oct. 27, 2010 Chris Nagy, Managing Director, Order Routing Strategy, TD Ameritrade, Inc.
Oct. 12, 2010 Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Oct. 4, 2010 Memorandum from the Office of the Chairman regarding an October 4, 2010, meeting with representatives of Investment Company Institute
Sep. 29, 2010 Memorandum from the Office of the Chairman regarding a September 29, 2010, meeting with representatives of Rich Feuer Group and EWT, LLC
Sep. 29, 2010 Sean Murphy, Managing Partner, Grace Hall Trading, LLC
Sep. 20, 2010 Michael A. Petronella, President, CME Group Index Services, LLC
Sep. 14, 2010 Liam Connell, Chief Executive Officer, Allston Trading, LLC; Richard B. Gorelick, Chief Executive Officer, RGM Advisors, LLC; Adam Nunes, President, HRT Financial LLC, Hudson River Trading LLC; and Cameron Smith, General Counsel, Quantlab Financial, LLC
Sep. 12, 2010 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Aug. 30, 2010 Clive Williams, Andrew M. Brooks, and Christopher P. Hayes, T. Rowe Price
Aug. 30, 2010 Robert Davee, Broomfield, Colorado
Aug. 27, 2010 Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC
Aug. 13, 2010 Howard Meyerson, General Counsel, and Vlad Khandros, Market Structure and Public Policy Analyst, Liquidnet, New York, New York
Aug. 11, 2010 Michael A. Mendelson, Principal, AQR Capital Management LLC
Aug. 11, 2010 Pamela J. Craig, Chief Financial Officer, Accenture
Aug. 11, 2010 Noel Archard, Managing Director, BlackRock
Aug. 11, 2010 Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade
Aug. 11, 2010 Kevin Cronin, Global Head of Equity Trading, Invesco Ltd.
Aug. 9, 2010 Charles Rotblut, CFA, Vice President, American Association of Individual Investors
Aug. 3, 2010 Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Chicago, Illinois
Jul. 30, 2010 Craig Donohue, Chief Executive Officer, CME Group Inc.
Jul. 19, 2010 Janet M. Kissane, SVP & Corporate Secretary, Legal & Government Affairs, NYSE Euronext
Jul. 1, 2010 Joe Ratterman, Chairman & Chief Executive Officer, BATS Exchange, Inc.
Jun. 22, 2010 Anoop Prasad, Managing Director, D.E. Shaw & Co.
Jun. 22, 2010 Thomas Peterffy, Chairman and C.E.O., Interactive Brokers Group
Jun. 22 , 2010 Chuck Vice, President & Chief Operating Officer, the Intercontinental Exchange, Inc.
Jun. 22 , 2010 William O'Brien, Chief Executive Officer, Direct Edge
Jun. 22 , 2010 Leonard Amoruso, Senior Managing Director & General Counsel, Knight Capital Group
Jun. 22 , 2010 David Weild IV, Capital Markets Advisor, Grant Thornton
Jun. 22 , 2010 Matt Schrecengost, Chief Operating Officer, Jump Trading LLC
Jun. 22 , 2010 Jeff Engelberg, Principal & Senior Trader, Southeastern Asset Management, Inc.
Jun. 22 , 2010 David Cummings, Owner & Chairman of the Board, Tradebot Systems
Jun. 22 , 2010 Joseph Ratterman, President & Chief Executive Officer, BATS Exchange, Inc.
Jun. 22 , 2010 Joseph Mecane, Executive Vice President & Co-Head of U.S. Listing and Cash Execution, NYSE Euronext
Jun. 22 , 2010 Edward J. Joyce, President & Chief Operating Officer, Chicago Board Options Exchange, Inc.
Jun. 22 , 2010 Craig S. Donohue, Chief Executive Officer, the Chicago Mercantile Exchange
May 28, 2010 Rep. Melissa L. Bean, U.S. House of Representatives
May 27, 2010 Judith Kittinger
May 27, 2010 R.T. Leuchtkafer
May 26, 2010 David Waggoner, TheMarketDetective.com, Temecula, California
May 20, 2010 Paul Rogers
May 20, 2010 Peter Skopp, President, Molinete Trading Inc.
May 19, 2010 Cliff Pereira
May 13, 2010 James K. Rutledge
May 13, 2010 Thomas Hofler Ph.D.
May 11, 2010 Rep. Edward J. Markey, U.S. House of Representatives
May 10, 2010 Sen. Charles E. Schumer, U.S. Senate

 

http://www.sec.gov/comments/265-26/265-26.shtml

Modified: 10/16/2014