Comments on: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas G. McCabe, Chief Operating Officer, OneChicago, Chicago, Illinois
Public Comment Edward L. Robbins, Melbourne, Florida
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Sen. Carl Levin, U.S. Senate
Public Comment Christopher Nagy, Managing Director Order Strategy, Co-Head of Government Relations, and John Markle, Deputy General Counsel, Co-Head of Government Relations, TD Ameritrade
Public Comment Joseph Cangemi, Chairman, and James Toes, President & CEO, Security Traders Association, Darien, Connecticut
Public Comment Craig S. Donohue, Chief Executive Officer, CME Group, Inc
Public Comment Ann Vlcek, Managing Director and Associate General Counsel, SIFMA
Public Comment Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.
Public Comment Susan O. Seltzer, President, The Derivative Project
Public Comment R. T. Leuchtkafer
Public Comment Kapil Khetan, CFA, FRM, Adjunct Professor, New York University, Stamford, Connecticut
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Public Comment Daniel Hannafin, Chairman, National Organization of Investment Professionals
Public Comment R. T. Leuchtkafer
Public Comment Chris Nagy, Managing Director, Order Routing Strategy, TD Ameritrade, Inc.
Public Comment Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 4, 2010, meeting with representatives of Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 29, 2010, meeting with representatives of Rich Feuer Group and EWT, LLC
Public Comment Sean Murphy, Managing Partner, Grace Hall Trading, LLC
Public Comment Michael A. Petronella, President, CME Group Index Services, LLC
Public Comment Liam Connell, Chief Executive Officer, Allston Trading, LLC; Richard B. Gorelick, Chief Executive Officer, RGM Advisors, LLC; Adam Nunes, President, HRT Financial LLC, Hudson River Trading LLC; and Cameron Smith, General Counsel, Quantlab Financial, LLC
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Clive Williams, Andrew M. Brooks, and Christopher P. Hayes, T. Rowe Price
Public Comment Robert Davee, Broomfield, Colorado
Public Comment Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC
Public Comment Howard Meyerson, General Counsel, and Vlad Khandros, Market Structure and Public Policy Analyst, Liquidnet, New York, New York
Public Comment Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade
Public Comment Kevin Cronin, Global Head of Equity Trading, Invesco Ltd.
Public Comment Michael A. Mendelson, Principal, AQR Capital Management LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
265-26
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