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Comments on Joint meetings on Harmonization of Regulation

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Date Sort descending	Letter Type	Commenter Name
Oct. 9, 2009	Public Comment	NorthStar
Oct. 8, 2009	Public Comment	Patrick Walls
Sept. 25, 2009	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association
Sept. 21, 2009	Public Comment	Larry Leibowitz, Head of U.S. Execution and Global Technology, NYSE Euronext
Sept. 18, 2009	Public Comment	Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX and The Options Clearing Corporation
Sept. 15, 2009	Public Comment	Neal L. Wolkoff, CEO of ELX Futures, L.P., New York, New York
Sept. 14, 2009	Public Comment	Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA, LLC
Sept. 14, 2009	Public Comment	Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Sept. 14, 2009	Public Comment	John M. Damgard, President, Futures Industry Association
Sept. 14, 2009	Public Comment	John M. Yetter, Vice President and Deputy General Counsel, The NASDAQ OMX Group, Inc.
Sept. 14, 2009	Public Comment	Lee A. Pickard, Pickard & Djinis LLP, on behalf of Federated Investors, Inc.
Sept. 14, 2009	Public Comment	William G. Mulligan, HedgeOp Compliance, L.L.C.
Sept. 13, 2009	Public Comment	Douglas J. Engmann, President, Engmann Options, Inc., San Francisco, California
Sept. 12, 2009	Public Comment	Jeff Jacobsen, Brookport, Illinois
Sept. 4, 2009	Public Comment	David Weirich, Snohomish, Washington
Sept. 3, 2009	Public Comment	Damon A. Silvers, Associate General Counsel, American Federation of Labor and Congress of Industrial Organizations
Sept. 3, 2009	Public Comment	Daniel J. Roth, President and Chief Executive Officer, National Futures Association
Sept. 3, 2009	Public Comment	Kathleen H. Moriarty, Katten Muchin Rosenman LLP
Sept. 3, 2009	Public Comment	Kenneth M. Raisler, Sullivan & Cromwell LLP
Sept. 3, 2009	Public Comment	Michael R. Butowsky, Partner, Mayer Brown LLP
Sept. 3, 2009	Public Comment	Michael W. Connolly, Vice Chairman, Board of Directors, Association for Financial Professionals
Sept. 3, 2009	Public Comment	Professor John C. Coffee, Jr., Adolf A. Berle Professor of Law, Columbia University Law School
Sept. 3, 2009	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association
Sept. 3, 2009	Public Comment	Richard Owens, Latham & Watkins
Sept. 3, 2009	Public Comment	Sharon Brown-Hruska, Ph.D., NERA Economic Consulting, Washington, District of Columbia
Sept. 2, 2009	Public Comment	Annette L. Nazareth, Davis Polk & Wardwell LLP
Sept. 2, 2009	Public Comment	Anthony J. Leitner, AJ Leitner & Associates
Sept. 2, 2009	Public Comment	Brandon Becker, Chief Legal Officer, TIAA-CREF
Sept. 2, 2009	Public Comment	Brian Nigito, Managing Director, Global Electronic Trading Company
Sept. 2, 2009	Public Comment	Craig S. Donohue, CEO, CME Group Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-588

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