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Comments on Joint meetings on Harmonization of Regulation
[File No. 4-588]
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| Oct. 9, 2009 | NorthStar |
| Oct. 8, 2009 | Patrick Walls |
| Sep. 25, 2009 | Richard H. Baker, President and CEO, Managed Funds Association |
| Sep. 21, 2009 | Larry Leibowitz, Head of U.S. Execution and Global Technology, NYSE Euronext |
| Sep. 18, 2009 | Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX and The Options Clearing Corporation |
| Sep. 15, 2009 | Neal L. Wolkoff, CEO of ELX Futures, L.P., New York, New York |
| Sep. 14, 2009 | John M. Damgard, President, Futures Industry Association |
| Sep. 14, 2009 | John M. Yetter, Vice President and Deputy General Counsel, The NASDAQ OMX Group, Inc. |
| Sep. 14, 2009 | Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association |
| Sep. 14, 2009 | William G. Mulligan, HedgeOp Compliance, L.L.C. |
| Sep. 14, 2009 | Lee A. Pickard, Pickard & Djinis LLP, on behalf of Federated Investors, Inc. |
| Sep. 14, 2009 | Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA, LLC |
| Sep. 13, 2009 | Douglas J. Engmann, President, Engmann Options, Inc., San Francisco, California |
| Sep. 12, 2009 | Jeff Jacobsen, Brookport, Illinois |
| Sep. 4, 2009 | David Weirich, Snohomish, Washington |
| Sep. 3, 2009 | Michael R. Butowsky, Partner, Mayer Brown LLP |
| Sep. 3, 2009 | Sharon Brown-Hruska, Ph.D., NERA Economic Consulting, Washington, District of Columbia |
| Sep. 3, 2009 | Damon A. Silvers, Associate General Counsel, American Federation of Labor and Congress of Industrial Organizations |
| Sep. 3, 2009 | Richard Owens, Latham & Watkins |
| Sep. 3, 2009 | Kathleen H. Moriarty, Katten Muchin Rosenman LLP |
| Sep. 3, 2009 | Michael W. Connolly, Vice Chairman, Board of Directors, Association for Financial Professionals |
| Sep. 3, 2009 | Richard H. Baker, President and CEO, Managed Funds Association |
| Sep. 3, 2009 | Kenneth M. Raisler, Sullivan & Cromwell LLP |
| Sep. 3, 2009 | Professor John C. Coffee, Jr., Adolf A. Berle Professor of Law, Columbia University Law School |
| Sep. 3, 2009 | Daniel J. Roth, President and Chief Executive Officer, National Futures Association |
| Sep. 2, 2009 | Edward J. Rosen, Cleary, Gottlieb, Steen & Hamilton |
| Sep. 2, 2009 | Brandon Becker, Chief Legal Officer, TIAA-CREF |
| Sep. 2, 2009 | Dr. Mark Cooper, Director of Research, Consumer Federation of America |
| Sep. 2, 2009 | Brian Nigito, Managing Director, Global Electronic Trading Company |
| Sep. 2, 2009 | William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Inc. |
| Sep. 2, 2009 | Stephen Luparello, Vice Chairman, FINRA |
| Sep. 2, 2009 | Annette L. Nazareth, Davis Polk & Wardwell LLP |
| Sep. 2, 2009 | Johnathan Short, Senior Vice President and General Counsel, IntercontinentalExchange, Inc. |
| Sep. 2, 2009 | Eric Baggesen, Senior Investment Officer for Global Equity, California Public Employees' Retirement System |
| Sep. 2, 2009 | Lawrence E. Harris, USC Marshall School of Business, Los Angeles, California |
| Sep. 2, 2009 | Larry Leibowitz, Head of U.S. Execution and Global Technology, NYSE Euronext |
| Sep. 2, 2009 | Peter Reitz, Member of Executive Board, Eurex |
| Sep. 2, 2009 | Wayne Luthringshausen, Chairman and CEO, Options Clearing Corporation |
| Sep. 2, 2009 | Stephen Merkel, Executive Vice President and General Counsel, BGC Partners, Inc.,Executive Managing Director and General Counsel, Cantor Fitzgerald & Co. |
| Sep. 2, 2009 | Mark D. Young, Kirkland & Ellis LLP, on behalf of the Futures Industry Association |
| Sep. 2, 2009 | Craig S. Donohue, CEO, CME Group Inc. |
| Sep. 2, 2009 | Yvonne Downs, Senior Director, Newedge USA, LLC |
| Sep. 2, 2009 | Anthony J. Leitner, AJ Leitner & Associates |
| Aug. 30, 2009 | Rodney Lee, MD |
| Aug. 21, 2009 | Ryan F. Best, Orem, Utah |
| Aug. 21, 2009 | Rick Crew |
| Aug. 20, 2009 | David L. Weirich, Snohomish, Washington |
http://www.sec.gov/comments/4-588/4-588.shtml
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