SEC.gov | Spotlight on Investor Advisory Committee

Section 911 of the Dodd-Frank Act established the new Investor Advisory Committee to advise the Commission on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. The Dodd-Frank Act authorizes the committee to submit findings and recommendations for review and consideration by the Commission.

Procedures for Appointments to the Investor Advisory Committee

If you are interested in serving on the Investor Advisory Committee, please email a letter of interest with applicable information about your relevant experience.

Committee Members

Officers

Christopher Mirabile, Chair: Senior Managing Director and Board Member, Launchpad Venture Group; Chair Emeritus, Angel Capital Association
Leslie Van Buskirk, Vice Chair: Administrator, Division of Securities; State of Wisconsin Department of Financial Institutions
Ted Daniels, Secretary: Founder and President
Society for Financial Education
and Professional Development
Brian A. Hellmer, Assistant Secretary: Retired Managing Director, Global Public Market Strategies
State of Wisconsin Investment Board
Members
Jamila A. Abston: Partner; Ernst & Young LLP

James Andrus: Vice President Sustainability Global Markets; Franklin Templeton

Cambria Allen-Ratzlaff: Managing Director and Head of Investor Strategies; JUST Capital

Cien Asoera: Financial Advisor; Edward Jones

Cristina Martin Firvida: Investor Advocate; U.S. Securities and Exchange Commission
Gina-Gail S. Fletcher: Professor of Law
Duke Law School
Elissa Germaine: Professor, Elisabeth Haub School of Law at Pace University
Director, Investor Rights Clinic
Executive Director, John Jay Legal Services




Colleen Honigsberg: Associate Professor of Law
Stanford Law School
Christine M. Lazaro: Professor of Clinical Legal Education, St. John’s University School of Law
Of Counsel, Law Offices of Brent A. Burns, LLC
Nancy LeaMond: Executive Vice President
Chief Advocacy and
Engagement Officer; Community, State and
National Affairs, AARP
Lori Lucas: Former President and CEO,
Employee Benefit Research Institute
Andrew Park: Senior Policy Analyst—Hedge Funds and Private Equity; Americans for Financial Reform
Sandra J. Peters: Senior Head, Global Financial Reporting Policy; CFA Institute
Dr. David Rhoiney, D.O.: Staff General Surgeon; U.S. Navy
Paul F. Roye: Retired, Former Senior Vice President and Senior Counsel, Fund Business Management Group; Capital Research and Management Company
Brian L. Schorr: Partner and Chief Legal Officer; Trian Fund Management, L.P.
Paul Sommerstad: Partner; Cerity Partners
Alice Stinebaugh: Social Studies Department Chair, Parkland School District; Adjunct Instructor in Economics, University of Scranton
Joanne Yoo: Managing Director; Development Partners International