November 7, 2019 Meeting of the Securities and Exchange Commission Investor Advisory Committee Agenda

9:30 - 10:00 a.m.Welcome Remarks
10:00-11:30 a.m.

Discussion Regarding Whether Investors Use Environmental, Social, and Governance (ESG) Data in Investment/Capital Allocation Decisions

    Speakers:
  • Jonathan Bailey, Head of ESG Investing, Neuberger Berman
  • Satyajit Bose, Associate Director and Associate Professor of Practice Program in Sustainability Management, Columbia University
  • Michelle Dunstan, Portfolio Manager, AllianceBernstein
  • Rakhi Kumar, Senior Managing Director, Head of ESG Investments and Asset Stewardship, State Street Global Advisors
  • Jessica Milano, Vice President & Director of ESG Investment Research, Calvert Research and Management
11:30 a.m. - 1:00 p.m.Lunch/Non-Public Administrative Session
1:00 p.m. - 2:30 p.m.

Discussion Regarding the SEC's Concept Release on Harmonization of Securities Offering Exemptions

    Speakers:
  • Tyler Gellasch, Executive Director, Healthy Markets Association
  • Sara Hanks, CEO, CrowdCheck, Inc.
  • Renee Jones, Associate Dean of Academics and Professor, Boston College Law School
  • Catherine Mott, CEO, Founder and Managing Partner, BlueTree Capital Group, LLC
  • Andrea Seidt, Ohio Securities Commissioner
  • Jennifer Zepralka, Chief, Office of Small Business Policy, SEC
2:30 p.m. - 2:45 p.m.Approval of Minutes
2:45 p.m. - 3:00 p.m.Subcommittee Reports
3:00 p.m.Adjourn