July 25, 2019 Meeting of the Securities and Exchange Commission Investor Advisory Committee Agenda

9:00-9:30 a.m.Welcome Remarks
9:30-11:15 a.m.

Discussion Regarding the SEC Approach to Regulation in Areas with Limited Competition

  • Aline Darbellay, Assistant Professor of Law, Center for Banking and Financial Law, University of Geneva, Switzerland
  • Daniel M. Gray, Senior Special Counsel, Office of Market Supervision, Division of Trading and Markets, SEC
  • Robert H. Lande, Venable Professor of Law, University of Baltimore School of Law
  • Narahari Phatak, Associate Director for Policy Economics, Division of Economic and Risk Analysis, SEC
  • Craig Pirrong, Professor of Finance, Bauer College of Business, University of Houston
11:15-11:45 a.m.Discussion Regarding Trends in Investment Research and the Impact of MiFID II (which may include a recommendation from the Market Structure Subcommittee)
11:45 a.m.-1:15 p.mLunch/Non-Public Administrative Session
1:15-1:45 p.m..Discussion Regarding the Proxy Process (which may include a recommendation from the Investor as Owner Subcommittee)
1:45-2:15 p.m.Presentation on the Work of the SEC Office of the Advocate for Small Business Capital Formation
2:15-2:45 p.m.Presentation on the Work of the SEC Office of Minority and Women Inclusion
2:45-2:55 p.m.Subcommittee Reports
2:55-3:00 p.m.Approval of Minutes of the Previous Meeting
3:00 p.m.Adjourn