Investor Advisory Committee Meeting Agenda - 120723
U.S. Securities and Exchange Commission
Investor Advisory Committee
December 7, 2023
10:30 a.m. – 10:35 a.m. | Welcome and Introductory Remarks |
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10:35 a.m. - 10:55 a.m. | Opening Remarks |
10:55 a.m. - 11:00 a.m. | Approval of Previous Meeting Minutes |
11:00 a.m. - 12:30 p.m. |
Panel Discussion: Practical Applications for Enhancing Financial Literacy Financial literacy can play a key role in wealth building and investor protection. This panel will address the need to expand and make more accessible investor education for various life stages, including best practices and the role of regulators. Moderated by:
Panelists:
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12:30 p.m. - 2:00 p.m. | Lunch/Non-Public Administrative Session |
2:00 p.m. - 3:30 p.m. |
Panel Discussion: Examining the use of Complex Investment Products and Strategies by Self-Directed Investors – Is the Current Approach Working? The number of self-directed investor accounts trading complex products and utilizing complex strategies has increased significantly in recent years. This panel will discuss the use of complex investment products and strategies by self-directed investors with a focus on whether investors are being protected adequately by the account approval process and disclosures that the existing regulatory structure require. Moderated by:
Panelists:
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3:30 p.m. - 4:00 p.m. |
Discussion of a Recommendation regarding Digital Engagement Practices |
4:00 p.m. - 4:30 p.m. |
Subcommittee and Working Group Reports |
4:30 p.m. |
Closing Remarks and Adjourn |
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Last Reviewed or Updated: Feb. 8, 2024