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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-98149 SEC Issue Date:Aug 16, 2023 File Number:SR-NYSEAMER-2023-39 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also - Exhibit 5
Release Number:34-98110 SEC Issue Date:Aug 11, 2023 File Number:SR-NYSEAMER-2023-37 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
Release Number:34-98013 SEC Issue Date:Jul 27, 2023 File Number:SR-NYSEAMER-2023-27 SRO Organization:NYSE American LLC (NYSEAMER) Details: Order Granting Approval of a Proposed Rule Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
View Received Comments
Release Number:34-97999 SEC Issue Date:Jul 26, 2023 File Number:SR-NYSEAMER-2023-36 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 22, 2023
See Also - Exhibit 5
Release Number:34-97938 SEC Issue Date:Jul 18, 2023 File Number:SR-NYSEAMER-2023-35 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change for New Rule 971.1NYP
Comments Due: August 14, 2023
See Also - Exhibit 5
Release Number:34-97869 SEC Issue Date:Jul 10, 2023 File Number:SR-NYSEAMER-2023-34 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed New Rules 900.3NYP, 925.1NYP, 928NYP, 928.1NYP, and 952NYP and Amendments to Rules 900.3NY, 925NY, 925.1NY, 928NY, 952NY, 953.1NY, 967NY, 967.1NY, and 985NY
Comments Due: August 7, 2023
See Also - Exhibit 5
Release Number:34-97748 SEC Issue Date:Jun 16, 2023 File Number:SR-NYSEAMER-2023-32 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services
Comments Due: July 14, 2023
See Also - Exhibit 5
Release Number:34-97742 SEC Issue Date:Jun 16, 2023 File Number:SR-NYSEAMER-2023-33 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: July 14, 2023
Release Number:34-97739 SEC Issue Date:Jun 15, 2023 File Number:SR-NYSEAMER-2023-17 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY
Comments Due: July 13, 2023
See Also - Exhibit 5
Release Number:34-97717 SEC Issue Date:Jun 13, 2023 File Number:SR-NYSEAMER-2023-27 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
View Received Comments