National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98114 | SEC Issue Date:Aug 11, 2023 | File Number:SR-NYSECHX-2023-15 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2023-15
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| Release Number:34-98001 | SEC Issue Date:Jul 26, 2023 | File Number:SR-NYSECHX-2023-14 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| Release Number:34-97751 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSECHX-2023-12 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
| Release Number:34-97744 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSECHX-2023-13 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
| Release Number:34-97699 | SEC Issue Date:Jun 12, 2023 | File Number:SR-NYSECHX-2023-11 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 7, 2023 See Also - Exhibit 5 |
| Release Number:34-97691 | SEC Issue Date:Jun 9, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba Comments Due: July 6, 2023 See Also - Exhibit 5 |
| Release Number:34-97363 | SEC Issue Date:Apr 24, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation View Received Comments |
| Release Number:34-97056 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSECHX-2023-10 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97052 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96920 | SEC Issue Date:Feb 14, 2023 | File Number:SR-NYSECHX-2023-08 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |