National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-99366 | SEC Issue Date:Jan 17, 2024 | File Number:SR-NYSECHX-2024-02 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of an Comments Due: March 5, 2024 Rebuttal Comments Due: March 19, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2024-02
|
| Release Number:34-99338 | SEC Issue Date:Jan 12, 2024 | File Number:SR-NYSECHX-2023-25 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99167 | SEC Issue Date:Dec 14, 2023 | File Number:SR-NYSECHX-2023-24 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99057 | SEC Issue Date:Nov 30, 2023 | File Number:SR-NYSECHX-2023-23 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2024 See Also - Exhibit 5 |
| Release Number:34-98965 | SEC Issue Date:Nov 16, 2023 | File Number:SR-NYSECHX-2023-22 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: December 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98901 | SEC Issue Date:Nov 9, 2023 | File Number:SR-NYSECHX-2023-21 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98898 | SEC Issue Date:Nov 9, 2023 | File Number:SR-NYSECHX-2023-19 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98875 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSECHX-2023-20 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98586 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NYSECHX-2023-17 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98151 | SEC Issue Date:Aug 16, 2023 | File Number:SR-NYSECHX-2023-16 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |