National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-77589 | SEC Issue Date:Apr 12, 2016 | File Number:SR-BatsEDGX-2016-04 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing See Also - Exhibit 5 |
Release Number:34-77582 | SEC Issue Date:Apr 11, 2016 | File Number:SR-BatsEDGX-2016-07 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 View Received Comments See Also - Exhibit 5 |
Release Number:34-77526 | SEC Issue Date:Apr 5, 2016 | File Number:SR-BatsEDGX-2016-05 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform See Also - Exhibit 5 |
Release Number:34-77508 | SEC Issue Date:Apr 4, 2016 | File Number:SR-BatsEDGX-2016-03 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes in Connection With the Operation of the Exchange's Equity Options Platform See Also - Exhibit 5 |
Release Number:34-77416 | SEC Issue Date:Mar 22, 2016 | File Number:SR-BatsEDGX-2016-01 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 11.27 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
Release Number:34-77394 | SEC Issue Date:Mar 17, 2016 | File Number:SR-BatsEDGX-2016-02 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange View Received Comments See Also - Exhibit 5 |