National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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Release Number:34-100409 | SEC Issue Date:Jun 24, 2024 | File Number:SR-CBOE-2024-022 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CBOE-2024-022
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Release Number:34-100370 | SEC Issue Date:Jun 18, 2024 | File Number:SR-CBOE-2024-025 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
Release Number:34-100292 | SEC Issue Date:Jun 6, 2024 | File Number:SR-CBOE-2023-063 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits |
Release Number:34-100256 | SEC Issue Date:May 31, 2024 | File Number:SR-CBOE-2024-008 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments Due: 35 days after publication in the Federal Register. |
Release Number:34-100091 | SEC Issue Date:May 9, 2024 | File Number:SR-CBOE-2024-021 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: June 5, 2024 See Also - Exhibit 5 |
Release Number:34-100081 | SEC Issue Date:May 8, 2024 | File Number: SR-CBOE-2024-015 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 5.33, Complex Orders Comments Due: June 4, 2024 |
Release Number:34-100024 | SEC Issue Date:Apr 24, 2024 | File Number:SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 | SRO Organization:BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin Comments Due: May 21, 2024 View Received Comments |
Release Number:34-100010 | SEC Issue Date:Apr 22, 2024 | File Number:SR-CBOE-2024-019 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: May 17, 2024 See Also - Exhibit 5 |
Release Number:34-99978 | SEC Issue Date:Apr 17, 2024 | File Number:SR-CBOE-2024-020 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 4.5(d) Comments Due: May 14, 2024 See Also - Exhibit 5 |
Release Number:34-99963 | SEC Issue Date:Apr 16, 2024 | File Number:SR-CBOE-2024-008 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems |