The committee was formed to provide the Commission with diverse perspectives on asset management and related advice and recommendations. Topics the committee may address include trends and developments affecting investors and market participants, the effects of globalization, and changes in the role of technology and service providers. The committee is comprised of a group of outside experts, including individuals representing the views of retail and institutional investors, small and large funds, intermediaries, and other market participants.
If you are interested in serving on the Asset Management Advisory Committee, please email a letter of interest with applicable information about your relevant experience here.
Committee Members
- Edward Bernard, Committee Chairman
- T. Rowe Price
- John Bajkowski
- American Association of Individual Investors
- Jane Carten
- Saturna Capital
- Scot Draeger
- R.M. Davis Inc.
- Mike Durbin
- Fidelity Institutional
- Gilbert Garcia
- Garcia Hamilton & Associates
- Paul Greff
- Ohio Public Employees Retirement System
- Rich Hall
- The University of Texas/Texas A&M Investment Management Co.
- Neesha Hathi
- Charles Schwab Corp.
- Adeel Jivraj
- Ernst & Young LLP
- Ryan Ludt
- Vanguard
- Renee LaRoche-Morris
- BNY Mellon Investment Management
- Susan McGee
- Goldman Sachs BDC, Inc.
- Jeffrey Ptak
- Morningstar Research Services
- Erik Sirri
- Babson College and Natixis Funds, Loomis Sayles Funds, and Natixis ETFs
- Aye Soe
- S&P Dow Jones Indices
- Ross Stevens
- Stone Ridge Asset Management
- Rama Subramaniam
- GTS
- John Suydam
- Apollo Global Management
- Russ Wermers
- Smith School of Business, University of Maryland, and Wermers Consulting LLC
- Alex Glass
- Indiana Securities Commissioner (non-voting)
- Joe Savage
- FINRA (non-voting)
Recommendations of the Asset Management Advisory Committee
Recommendations Regarding COVID-19 Volatility: Exchange-Traded Products