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SEC Issues Agenda for Sept. 27 Meeting of the Asset Management Advisory Committee


Washington D.C., Sept. 23, 2021 —

The Securities and Exchange Commission today released the agenda for the Sept. 27 meeting of the Asset Management Advisory Committee (AMAC).

The meeting will include a discussion of matters in the asset management industry relating to: the Private Investments Subcommittee, including its potential recommendations; and the Evolution of Advice and the Small Advisers and Small Funds Subcommittees, including panel discussions.

The meeting will be held by remote means and is open to the public. The meeting will be webcast live on the SEC's website,, and will be archived on the website for later viewing. Members of the public who wish to provide their views on the matters to be considered by AMAC may submit comments either electronically or on paper, as described below. Please submit comments using one method only. At this time, electronic submissions are preferred. Information that is submitted will become part of the public record of the meeting. All submissions should refer to File Number 265-33, and the file number should be included on the subject line if email is used.

Electronic submissions: Use the SEC's Internet submission form or send an email to

Paper submissions: Send paper submissions to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, D.C. 20549-1090.

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Asset Management Advisory Committee – Agenda for Sept. 27, 2021, Meeting

9:30 a.m.

Welcome and Opening Remarks

Chair Gensler; Commissioners Peirce, Roisman, and Lee; Sarah ten Siethoff, Acting Director of the Division of Investment Management; and Ed Bernard, Committee Chairman

10:00 a.m.

Recommendations of the Private Investments Subcommittee

10:30 a.m.

Update from the Evolution of Advice Subcommittee

11:15 a.m.


11:45 a.m.

Update from the Small Advisers and Small Funds Subcommittee and Panel Discussion

AMAC Panel Moderator: Scot Draeger, R.M. Davis Inc.

  • Karen Barr, Investment Adviser Association
  • Gail Bernstein, Investment Adviser Association
  • Theresa Hamacher, Morningstar Fund Board
  • Steve Yadegari, Cramer Rosenthal
  • Dave Carson, Ultimus
  • Russ Wermers (AMAC Member), Smith School of Business, University of Maryland

1:45 p.m.


2:00 p.m.

Summary and Discussion

2:30 p.m.



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