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EDGAR Filing Fees

Nov. 8, 2022

You may have to pay filing fees to the SEC when you register certain types of securities, as indicated in the relevant securities registration forms.  Please see the EDGAR Filer Manual, Volume II, Section 4.5 (PDF), for more information about EDGAR forms that require a filing fee payment.

You pay filing fees through EDGAR.  Each filer who must pay filing fees has a filing fee account in EDGAR, and the filer is required to maintain its filing fee account.  See 17 C.F.R. 202.3a(d).  A filing fee account is also required for filers who will submit funds to the U.S. Treasury designated depository in anticipation of paying a filing fee. For additional information contact us at (202) 551-8989. 

Filing Fee Rates

Filing Fee Payments

Note that your filing acceptance may be delayed if:

  • Funds are not in your account when you file and the filing requires a fee
  • Funds are not sufficient due to a calculation error on your part
  • Your wire transfer does not contain the required information in the correct format

Miscellaneous

  • Amending a filing
  • Requesting a refund  (Note that once a statement is filed, there will be no refund.  A registrant can request a refund, however, if a filing has been overpaid.)
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