On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Table 1-4 has been updated to add submission types F-SR and F-SR/A along with the descriptions.
• Section 3.4.4.3 has been updated to include elements of the submission types F-SR and F-SR/A.
• eis_CoReg.xsd and eis_Common.xsd schemas have been updated to add F-SR and F-SR/A submission types.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
  • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

No previous version.

No previous version.

On 13 April, 2023, the following updates were introduced:

• Table 2-1 has been updated to include eis_Common_SC.xsd and eis_ISO_StateCodes.xsd schema Files

On 13 April, 2023, the following updates were introduced:

• Table 2-1 has been updated to include eis_Common_SC.xsd and eis_ISO_StateCodes.xsd schema Files

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

• Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

• Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
• Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
• The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
• Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
• Table 3.4 has been updated to increase size of the element “value” to 16 digits.
• The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
• The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
• The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
• The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
• The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

• Increase the maximum number element sets allowed for "" and "" from 20 to 40.
• Increase the maximum number sets allowed for "" from 20 to 200.
• If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

• Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

• Table 3.4 updated to remove element “feePaymentMethod”.
• Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
• The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

• In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Submission form types NPORT-P, NPORT-P/A, NPORT-NP and NPORT-NP/A will be updated to include the following two new sections and corresponding sub-sections:
  1. Section B.9: Derivatives Exposure for limited derivatives users. If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4] program requirement and limit on fund leverage risk under rule 18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following information:
  2. Section B.10: VaR information. For Funds subject to the limit on fund leverage risk described in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following information, as determined in accordance with the requirement under rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the applicable VaR test at least once each business day:
  For the above request the following sections will be updated
  • Section 3.3 Applicability of Schema Elements is updated.
  • Section 3.4. Mapping of Form N-PORT Submission Schemas to Submission Type is updated.
  • Section 4.19 ITEM_CATEGORY_TYPE is updated.
• The schema files eis_NPORT_Filer.xsd and eis_NPORT_Common.xsd will be updated to reflect Section B.9 and Section B.10
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code TW is changed to TAIWAN in Section 6.1 ISO_COUNTRY_CODE.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On December 20, 2021, EDGAR Release 21.4 introduced the following changes

• Table 1 1: SBS Entity Forms Submission Types.
• Table 2 1: SBS Entity Forms Schema Files.
• Section 3.9: Mapping of Form SBSE-CCO-RPT Submission Schemas to Submission type.
• Section 11: SBSE-CCO-RPT SCHEMA VALUE CONSTRAINTS.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• ERROR REPORTING Section 6 has been updated with the following warning message as below:
  “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Table 1-4 has been updated to add submission types F-SR and F-SR/A along with the descriptions.
• Section 3.4.4.3 has been updated to include elements of the submission types F-SR and F-SR/A.
• eis_CoReg.xsd and eis_Common.xsd schemas have been updated to add F-SR and F-SR/A submission types.

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

• Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
• Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
• The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
• Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
• Table 3.4 has been updated to increase size of the element “value” to 16 digits.
• The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
• The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
• The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
• The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
• The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

• Increase the maximum number element sets allowed for "" and "" from 20 to 40.
• Increase the maximum number sets allowed for "" from 20 to 200.
• If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

• Table 3.4 updated to remove element “feePaymentMethod”.
• Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
• The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• ERROR REPORTING Section 6 has been updated with the following warning message as below:
  “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
  • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

No previous version.

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

• In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

No previous version.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Submission form types NPORT-P, NPORT-P/A, NPORT-NP and NPORT-NP/A will be updated to include the following two new sections and corresponding sub-sections:
  1. Section B.9: Derivatives Exposure for limited derivatives users. If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4] program requirement and limit on fund leverage risk under rule 18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following information:
  2. Section B.10: VaR information. For Funds subject to the limit on fund leverage risk described in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following information, as determined in accordance with the requirement under rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the applicable VaR test at least once each business day:
  For the above request the following sections will be updated
  • Section 3.3 Applicability of Schema Elements is updated.
  • Section 3.4. Mapping of Form N-PORT Submission Schemas to Submission Type is updated.
  • Section 4.19 ITEM_CATEGORY_TYPE is updated.
• The schema files eis_NPORT_Filer.xsd and eis_NPORT_Common.xsd will be updated to reflect Section B.9 and Section B.10
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code TW is changed to TAIWAN in Section 6.1 ISO_COUNTRY_CODE.

On 13 April, 2023, the following updates were introduced:

• Table 2-1 has been updated to include eis_Common_SC.xsd and eis_ISO_StateCodes.xsd schema Files

On 13 April, 2023, the following updates were introduced:

• Table 2-1 has been updated to include eis_Common_SC.xsd and eis_ISO_StateCodes.xsd schema Files

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

• Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

• Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On December 20, 2021, EDGAR Release 21.4 introduced the following changes

• Table 1 1: SBS Entity Forms Submission Types.
• Table 2 1: SBS Entity Forms Schema Files.
• Section 3.9: Mapping of Form SBSE-CCO-RPT Submission Schemas to Submission type.
• Section 11: SBSE-CCO-RPT SCHEMA VALUE CONSTRAINTS.

On December 18, 2023, EDGAR Release 23.4 introduced the following changes:

• Following item is updated to remove references of form N-LIQUID and its amendment.
  • Table 1-2: Single Filer SC
• Following items are updated or deleted to remove references of form 24F-2NT and its amendment.
  • Table 1-3: Single Filer SC Fee
  • Mapping of ELO Single Filer SC Fee Submission Schemas to Submission Types
  • Table 7-1: Sample Submission Files
• Following items are updated for forms F-4EF and F-4 POS:
  • Table 1-34: CoReg
  • Table 1-45: CoReg Fee
  • 3.4.4.1 Mapping of ELO CoReg Submission Schemas to Submission Types
  • 3.4.5.2 Mapping of ELO CoReg Fee Submission Schemas to Submission Types
  • Table 7-1: Sample Submission Files
• Following Table Sequences are decreased by one number:
  • Table 1-4, Table 1-5, Table 1-6, Table 1-7, Table 1-8, Table 1-9, Table 1-10, Table 1-11,
  • Table 1- 12, Table 1-13, Table 1-14, Table 1-15, Table 1-16, Table 1-17, Table 1-18, Table 1-19
• Section 4.10 ITEM_TYPE is updated to add item 1.05.

On December 18, 2023, EDGAR Release 23.4 introduced the following changes

• Table 3.4 Mapping of Form SBSE Submission Schemas to Submission Type
• Table 3.5 Mapping of Form SBSE-A Submission schemas to Submission Types
• Table 3.6 Mapping of Form SBSE-BD Submission schemas to Submission Types.

This specification provides the basis for creating the aforementioned submission types for Schedule 13D and 13G XML submissions. Filers must use this technical specification to generate a Schedule 13D and 13G XML submission that can be successfully parsed by the EDGAR system.

The Schedule 13D or 13G submission file must conform to the EDGAR Schedule 13D and 13G Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Schedule 13D and 13G submissions.

The Schedule 13D and 13G submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).