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Amendments to Filings

April 14, 2015

1933 Act Filing Example

On January 17, 2004, Company A decides to amend its registration to add an additional 250,000 shares of common stock to the proposed offering. Company A’s common stock is now trading on NASDAQ at $15 per share. The additional 1933 Act fee required with the registration statement amendment would be $475.13. The calculation is presented below:

Example Calculation of Registration Fee

Title of Securities being Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee
Common Stock 250,000 $15.00 $3,750,000 $475.13

Step 1: Amount to be Registered X Price = Aggregate Offering Price

Step 2: Aggregate Offering Price X Fee Rate 0.0001267= Amount of Registration Fee

 

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