Other
Amendments to Filings
April 14, 2015
1933 Act Filing Example
On January 17, 2004, Company A decides to amend its registration to add an additional 250,000 shares of common stock to the proposed offering. Company A’s common stock is now trading on NASDAQ at $15 per share. The additional 1933 Act fee required with the registration statement amendment would be $475.13. The calculation is presented below:
Example Calculation of Registration Fee
| Title of Securities being Registered | Amount to be Registered | Proposed Maximum Offering Price Per Unit | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
|---|---|---|---|---|
| Common Stock | 250,000 | $15.00 | $3,750,000 | $475.13 |
Step 1: Amount to be Registered X Price = Aggregate Offering Price
Step 2: Aggregate Offering Price X Fee Rate 0.0001267= Amount of Registration Fee
Modified: Dec. 16, 2015