Commission Opinions and Adjudicatory Orders
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Below is a chronological list of opinions and orders issued by the Commission in administrative proceedings, including those adjudicating appeals from initial decisions issued by administrative law judges or from action taken by self-regulatory organizations (such as FINRA) or the Public Company Accounting Oversight Board. The opinions and orders linked below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with selected filings made in those proceedings.
| Date Sort descending | Respondents |
|---|---|
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Release No.
34-102363
File Number:
3-22301
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Release No.
34-102362
File Number:
3-22315
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Release No.
34-102361
File Number:
3-22297
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Release No.
34-102352, IA-6844
File Number:
3-22000
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Release No.
34-102351, IA-6843
File Number:
3-21768
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Release No.
34-102349, IA-6841
File Number:
3-21994
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Release No.
34-102347
File Number:
3-21998
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Release No.
34-102345
File Number:
3-22250
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Release No.
34-102346
File Number:
3-21852
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Release No.
34-102348, IA-6840
File Number:
3-22006
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Release No.
34-102350, IA-6842
File Number:
3-22002
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Release No.
34-102354, IA-6846
File Number:
3-21849
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Release No.
34-102355, IA-6847
File Number:
3-21997
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Release No.
34-102353, IA-6845
File Number:
3-21993
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Release No.
34-102334
File Number:
3-22294
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Release No.
34-102333
File Number:
3-22246
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Release No.
34-102335
File Number:
3-22347
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Release No.
34-102320
File Number:
3-22231
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Release No.
34-102319
File Number:
3-22248
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Release No.
34-102316
File Number:
3-22290
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Release No.
34-102315
File Number:
3-21972
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Release No.
34-102314
File Number:
3-21974
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Release No.
IA-6839
File Number:
3-16245
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Release No.
34-102311
File Number:
3-21973
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Release No.
IA-6835
File Number:
3-22308
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Release No.
IA-6834
File Number:
3-22307
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Release No.
34-102263
File Number:
3-22365
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Release No.
34-102252
File Number:
3-20653
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Release No.
34-102249
File Number:
3-20636
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Release No.
IA-6831
File Number:
3-22307
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Release No.
34-102216
File Number:
3-22146
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Release No.
34-102214
File Number:
3-22016
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Release No.
34-102205
File Number:
3-22313
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Release No.
34-102199
File Number:
3-20808
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Release No.
34-102197
File Number:
3-22320
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Release No.
34-102198
File Number:
3-22234
|
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Release No.
34-102187
File Number:
3-22058
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Release No.
34-102181
File Number:
3-22067
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Release No.
34-102180
File Number:
3-22057
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Release No.
34-102178
File Number:
3-22049
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Release No.
34-102165
File Number:
3-22035
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Release No.
34-102163
File Number:
3-22048
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Release No.
34-102162
File Number:
3-22036
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Release No.
34-102161
File Number:
3-22030
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Release No.
34-102168
File Number:
3-21390
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Release No.
34-102166
File Number:
3-21402
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Release No.
34-102164
File Number:
3-20703
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Release No.
34-102151
File Number:
3-22029
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Release No.
34-102149
File Number:
3-22028
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Release No.
34-102148
File Number:
3-20485
|
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Release No.
34-102140
File Number:
3-22025
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Release No.
34-102139
File Number:
3-22026
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Release No.
34-102131
File Number:
3-22014
|
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Release No.
34-102130
File Number:
3-22018
|
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Release No.
34-102137 , IA-6809
File Number:
3-21266
|
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Release No.
34-102136
File Number:
3-21414
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Release No.
34-102129
File Number:
3-21944
|
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Release No.
34-102115
File Number:
3-20209
|
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Release No.
34-102116
File Number:
3-21222
|
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Release No.
34-102102
File Number:
3-21001
|
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Release No.
34-102101 , IA 6807
File Number:
3-21030
|
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Release No.
34-102085
File Number:
3-21974
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Release No.
34-102082
File Number:
3-21973
|
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Release No.
34-102079
File Number:
3-21972
|
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Release No.
34-102075
File Number:
3-22317
|
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Release No.
34-102071
File Number:
3-22316
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Release No.
34-102070
File Number:
3-22314
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Release No.
34-102058
File Number:
3-22321
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Release No.
34-102059
File Number:
3-22322
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Release No.
34-102055
File Number:
3-21884
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Release No.
34-102051
File Number:
3-22289
|
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Release No.
34-102052
File Number:
3-22290
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Release No.
34-102050
File Number:
3-22288
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Release No.
34-102049
File Number:
3-22298
|
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Release No.
34-102048
File Number:
3-22302
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Release No.
34-102038
File Number:
3-22070
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Release No.
34-102036
File Number:
3-22235
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Release No.
34-102034
File Number:
3-22229
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Release No.
34-102035
File Number:
3-21011
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Release No.
34-102033
File Number:
3-22247
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Release No.
34-102032
File Number:
3-21654
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Release No.
34-102030
File Number:
3-22347
|
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Release No.
34-102027
File Number:
3-22318
|
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Release No.
34-102026
File Number:
3-22257
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Release No.
34-102028
File Number:
3-22293
|
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Release No.
34-102025
File Number:
3-20297
|
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Release No.
34-102010
File Number:
3-22250
|
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Release No.
34-102012
File Number:
3-21981
|
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Release No.
34-101976
File Number:
3-22299
|
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Release No.
34-101991
File Number:
3-20647
|
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Release No.
34-101974
File Number:
3-22303
|
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Release No.
34-101971
File Number:
3-22296
|
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Release No.
34-101953
File Number:
3-22246
|
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Release No.
34-101952, IA-6797
File Number:
3-22286
|
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Release No.
34-101951
File Number:
3-20238
|
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Release No.
34-101944
File Number:
3-22284
|
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Release No.
34-101940
File Number:
3-22263
|
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Release No.
34-101938
File Number:
3-22287
|
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Release No.
34-101935
File Number:
3-22294
|
|
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Release No.
34-101921
File Number:
3-21503
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