Commission Opinions and Adjudicatory Orders
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Below is a chronological list of opinions and orders issued by the Commission in administrative proceedings, including those adjudicating appeals from initial decisions issued by administrative law judges or from action taken by self-regulatory organizations (such as FINRA) or the Public Company Accounting Oversight Board. The opinions and orders linked below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with selected filings made in those proceedings.
| Date Sort descending | Respondents |
|---|---|
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Release No.
34-101918
File Number:
3-20387
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Release No.
34-101917
File Number:
3-22285
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Release No.
34-101916
File Number:
3-21818
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Release No.
34-101888
File Number:
3-22292
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Release No.
IA-6787
File Number:
3-22307
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Release No.
IA-6786
File Number:
3-22308
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Release No.
IA-6785
File Number:
3-22250
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Release No.
34-101881
File Number:
3-20504
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Release No.
34-101876
File Number:
3-22265
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Release No.
34-101874
File Number:
3-22261
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Release No.
34-101873
File Number:
3-22266
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Release No.
34-101872
File Number:
3-22260
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Release No.
34-101865
File Number:
3-22319
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Release No.
34-101863
File Number:
3-22099
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Release No.
34-101862
File Number:
3-22295
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Release No.
34-101860
File Number:
3-22249
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Release No.
34-101858
File Number:
3-22016
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Release No.
34-101857
File Number:
3-22022
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Release No.
34-101856
File Number:
3-22248
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Release No.
IA-6783
File Number:
3-21333
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Release No.
34-101849
File Number:
3-21944
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Release No.
34-101846
File Number:
3-20808
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Release No.
34-101845
File Number:
3-19896
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Release No.
34-101840
File Number:
3-22285
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Release No.
IA-6781
File Number:
3-22307
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Release No.
34-101835
File Number:
3-21951
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Release No.
IA-6780
File Number:
3-22308
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Release No.
34-101829
File Number:
3-21654
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Release No.
34-101817
File Number:
3-21972
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Release No.
34-101816
File Number:
3-21974
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Release No.
34-101818
File Number:
3-21973
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Release No.
34-101807
File Number:
3-20839
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Release No.
34-101801
File Number:
3-22284
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Release No.
34-101673
File Number:
3-21414
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Release No.
33-11331
File Number:
3-21243
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Release No.
IA-6778
File Number:
3-20928
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Release No.
34-101772
File Number:
3-22241
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Release No.
34-101771
File Number:
3-22240
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Release No.
34-101770
File Number:
3-22243
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Release No.
34-101768
File Number:
3-22244
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Release No.
34-101767
File Number:
3-22247
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Release No.
34-101751
File Number:
3-22264
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Release No.
34-101752
File Number:
3-21160
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Release No.
IA-6777
File Number:
3-22307
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Release No.
34-101753
File Number:
3-21159
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Release No.
34-101733
File Number:
3-20380
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Release No.
34-101728
File Number:
3-21981
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Release No.
34-101727
File Number:
3-22233
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Release No.
34-101726
File Number:
3-22235
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Release No.
34-101725
File Number:
3-22069
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Release No.
34-101722
File Number:
3-22228
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Release No.
34-101710
File Number:
3-22253
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Release No.
34-101709
File Number:
3-22251
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Release No.
34-101708
File Number:
3-22231
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Release No.
34-101704
File Number:
3-22252
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Release No.
34-101703
File Number:
3-22234
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Release No.
IA-6775
File Number:
3-21919
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Release No.
34-101661
File Number:
3-22285
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Release No.
34-101660
File Number:
3-22203
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Release No.
34-101652
File Number:
3-22230
|
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Release No.
34-101651
File Number:
3-22232
|
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Release No.
34-101647
File Number:
3-22245
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Release No.
34-101642
File Number:
3-20647
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Release No.
34-101639
File Number:
3-21302
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Release No.
34-101637
File Number:
3-21467
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Release No.
33-11327
File Number:
3-21682
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Release No.
34-101623
File Number:
3-21981
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Release No.
34-101622
File Number:
3-20503
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Release No.
34-101604
File Number:
3-22023
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Release No.
34-101601
File Number:
3-22025
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Release No.
34-101599
File Number:
3-22229
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Release No.
34-101570
File Number:
3-22026
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Release No.
34-101572
File Number:
3-22013
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Release No.
34-101568
File Number:
3-22041
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Release No.
34-101567
File Number:
3-22099
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Release No.
34-101565
File Number:
3-20238
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Release No.
34-101564
File Number:
3-22028
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Release No.
34-101563
File Number:
3-22042
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Release No.
34-101532
File Number:
3-22068
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Release No.
34-101531
File Number:
3-22064
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Release No.
IA-6764
File Number:
3-20950
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Release No.
34-101507
File Number:
3-21039
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Release No.
IA-6762
File Number:
3-19733
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Release No.
34-101504
File Number:
3-20794
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Release No.
34-101502
File Number:
3-22276
|
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Release No.
34-101505
File Number:
3-21214
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Release No.
34-101478
File Number:
3-20504
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Release No.
34-101475
File Number:
3-22069
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Release No.
34-101474
File Number:
3-22073
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Release No.
34-101473
File Number:
3-22071
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Release No.
34-101463
File Number:
3-22060
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Release No.
34-101462
File Number:
3-22058
|
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Release No.
34-101458
File Number:
3-20653
|
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Release No.
34-101456
File Number:
3-22059
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Release No.
IA-6757
File Number:
3-20927
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Release No.
34-101438
File Number:
3-20639
|
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Release No.
34-101437
File Number:
3-22068
|
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Release No.
34-101436
File Number:
3-22064
|
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Release No.
34-101435
File Number:
3-22061
|
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Release No.
34-101414
File Number:
3-21880
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