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Name of Document:Letter dated 4/16/17 from Bruce Zipper (Dakota Securities International) requesting
review of 4/22/16 AWC with FINRA
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Name of Document:FINRA's Motion To Dismiss Zipper's Application for Review and to Stay Briefing Schedule
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Name of Document:Letter dated 5/18/17 from Applicant to OS re-sending Exhibit D
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Name of Document:FINRA's Reply In Support Of Its Motion To Dismiss Zipper's Application For Review And To Stay Briefing Schedule, with Ex. A
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Name of Document:Applicant's Motion In Response To FINRA's Motion To Dismiss Application For
Review
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Name of Document:Bruce Zipper's Motion Objecting To FINRA's Motion To Dismiss Application For
Review and To Stay Briefing Schedule
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Name of Document:Respondent's letter dated 6/22/17 in response to FINRA's 6/7/17 Reply Motion to Dismiss regarding application for review and to stay briefing schedule
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Name of Document:Letter dated 10/3/17 from Applicant Zipper requesting reconsideration of the Commission's 9/29/17 Opinion
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Name of Document:Applicant's Response to FINRA's Brief in Response to the Commission's Order
Requesting Additional Written Submissions w/Exhibits A-C
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Name of Document:FINRA's Opposition to Zipper's Motion to Adduce Additional Evidence
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Name of Document:Bruce Zipper's Response to FINRA's Objection and Opposition to Zipper's Motion to Adduce Additional Evidence
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Name of Document:Bruce Zipper's Response to FINRA's Objection and Opposition to Zipper's Motion to Adduce Additional Evidence
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Name of Document:Opinion of the Commission
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Name of Document:Order Requesting Additional Written Submissions
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Name of Document:Extension Order
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Name of Document:Order Denying Request for Reconsideration
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