Respondents

Mark D. Holt (a/ka Mark D. Holthusen)

Administrative Proceeding File No. 3-17685 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-80459 Other Release Numbers:
  • IA-4686
 Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940
Release Date: Release Number:AP-4653 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-4580 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4517 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4476 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-4470 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4453 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-4370 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-79338 Other Release Numbers:
  • IA-4569
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing Order of Suspension Pursuant to Rule 102(e)(2) of the Co\
mmission's Rules of Practice